13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 3,873 holding rows worth $302,145,795,000.
- Accession
- 0000914208-18-000380
- Filer
- CIK 914208
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 13,590 entries on the cover page, a total value of $302,145,795,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $302,145,802,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Co. 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Ltd 028-05683
- included managerInvesco Asset Management, S.A.
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Global Asset Management DAC
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRESHPET INC COM | 358039105 | Stock | 14,370 | $394,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 10,752 | $393,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 22,016 | $393,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 16,421 | $392,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 51,428 | $391,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 8,741 | $391,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 8,293 | $390,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 161,380 | $389,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,800 | $388,000 | thousands by filing date | call |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 12,689 | $388,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 120,074 | $388,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,500 | $386,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 29,155 | $386,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 29,536 | $383,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 36,063 | $382,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 112,069 | $382,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 29,559 | $380,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 8,187 | $379,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,600 | $377,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 15,313 | $377,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 25,437 | $377,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 12,182 | $376,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 180,747 | $374,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 11,567 | $373,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 18,679 | $373,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 11,200 | $372,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 4,511 | $370,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,500 | $368,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 10,574 | $368,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 47,972 | $366,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 20,728 | $366,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 7,000 | $364,000 | thousands by filing date | call |
| PHI INC-NON VOTING | 69336T205 | COM | 35,700 | $363,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 28,798 | $361,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 422,233 | $360,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,200 | $359,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 25,761 | $359,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 6,800 | $356,000 | thousands by filing date | call |
| DOCUSIGN INC COM | 256163106 | Stock | 6,732 | $356,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 40,694 | $356,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 30,928 | $353,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 81,819 | $352,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 50,895 | $352,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 12,685 | $352,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 173,993 | $351,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,907 | $350,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 19,795 | $350,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,000 | $346,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 9,199 | $345,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 28,782 | $345,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 13,862 | $344,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 36,507 | $344,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 11,045 | $343,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 10,735 | $343,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 10,815 | $342,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 11,971 | $342,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 121,022 | $342,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 9,577 | $342,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,800 | $340,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 13,173 | $340,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 14,557 | $338,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 101,673 | $338,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 53,945 | $337,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 47,246 | $333,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 29,675 | $332,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 75,543 | $327,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 131,949 | $325,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 78,819 | $325,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 20,198 | $324,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 17,092 | $324,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 32,344 | $323,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,074 | $322,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 81,261 | $320,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 35,886 | $319,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 36,817 | $318,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 30,929 | $317,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 28,698 | $317,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 5,263 | $316,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 55,763 | $316,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 62,494 | $316,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 67,273 | $315,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 13,289 | $314,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 18,632 | $314,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,000 | $312,000 | thousands by filing date | call |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 21,140 | $312,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 33,394 | $312,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 7,896 | $308,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 41,785 | $308,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 26,908 | $307,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 28,947 | $307,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 68,894 | $307,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 191,646 | $307,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 22,477 | $306,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 11,251 | $305,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 14,000 | $305,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 30,542 | $305,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 13,722 | $304,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 22,585 | $303,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 153,888 | $303,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 12,679 | $302,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 13,594 | $298,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 506,759 | $296,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 17,566 | $295,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 31,469 | $294,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 45,187 | $292,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 7,778 | $291,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,000 | $288,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,000 | $287,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 162,292 | $287,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,900 | $286,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 45,721 | $285,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 12,797 | $285,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 12,529 | $285,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 5,676 | $284,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 29,786 | $283,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 20,987 | $283,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 33,018 | $281,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,000 | $278,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 17,626 | $278,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 5,682 | $276,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 132,169 | $276,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 17,406 | $275,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 8,033 | $275,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 50,718 | $275,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,947 | $274,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 54,461 | $272,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 9,928 | $272,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 23,624 | $272,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 19,213 | $271,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 12,904 | $268,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 20,919 | $268,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 17,104 | $266,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 33,410 | $265,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 24,075 | $265,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 6,713 | $264,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 710,160 | $264,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 18,554 | $263,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 27,277 | $263,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 15,106 | $261,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 13,269 | $259,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 4,470 | $258,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 20,960 | $257,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 13,255 | $257,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 17,156 | $256,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 15,590 | $255,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 49,231 | $253,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 12,381 | $253,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 150,000 | $253,000 | thousands by filing date | principal |
| Fluent Co | 34380C102 | COM | 102,402 | $251,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 32,428 | $251,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 23,472 | $250,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 112,536 | $248,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,900 | $247,000 | thousands by filing date | call |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 12,991 | $247,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 4,932 | $245,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 33,696 | $244,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 50,404 | $244,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 24,959 | $244,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 19,154 | $243,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,515 | $241,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 9,648 | $241,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 9,064 | $241,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 31,037 | $240,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 60,210 | $239,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 20,484 | $239,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 42,990 | $239,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 24,778 | $234,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 34,454 | $234,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,000 | $232,000 | thousands by filing date | call |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 22,132 | $228,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 198,744 | $225,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 8,376 | $224,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 26,771 | $222,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 93,383 | $222,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 59,598 | $221,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 20,033 | $220,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 9,954 | $219,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 26,088 | $219,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,856 | $217,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 17,797 | $217,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 19,994 | $216,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 9,111 | $215,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 45,183 | $215,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 62,473 | $214,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 5,714 | $214,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 38,005 | $213,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 96,938 | $213,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 9,347 | $212,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 160,803 | $212,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 11,122 | $211,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 22,518 | $211,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 5,915 | $210,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 46,273 | $209,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 10,037 | $207,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 39,127 | $207,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 24,466 | $205,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 64,628 | $204,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 100 | $203,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 4,162 | $203,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 51,829 | $203,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 91,303 | $203,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 47,693 | $203,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 42,440 | $202,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 80,899 | $200,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 39,392 | $199,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 14,642 | $199,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 43,673 | $195,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 15,115 | $194,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 60,898 | $191,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 120,640 | $191,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,400 | $190,000 | thousands by filing date | call |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 17,281 | $189,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 16,060 | $186,000 | thousands by filing date | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 34,571 | $183,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 41,872 | $183,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 50,450 | $182,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 11,111 | $182,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 260,004 | $182,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 11,859 | $181,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 20,635 | $181,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 56,106 | $180,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 63,676 | $179,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 26,183 | $177,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 263,712 | $175,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 23,770 | $174,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 14,079 | $174,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 20,780 | $174,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 11,633 | $173,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 43,093 | $172,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 28,886 | $171,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 21,615 | $169,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 5,000 | $168,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 15,415 | $167,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 10,393 | $166,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 13,360 | $165,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 45,282 | $162,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 22,900 | $158,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 13,891 | $157,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 22,530 | $157,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 20,923 | $156,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,400 | $150,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,200 | $150,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 15,661 | $149,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,903 | $146,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 11,780 | $145,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 15,166 | $144,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 31,775 | $144,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 22,368 | $143,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 13,807 | $142,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 36,091 | $142,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 11,383 | $138,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 10,913 | $136,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 35,038 | $135,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,000 | $132,000 | thousands by filing date | call |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 18,582 | $131,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 17,644 | $130,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,000 | $129,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 18,594 | $127,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G105 | COM | 24,379 | $127,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 21,961 | $123,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 28,991 | $118,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 22,950 | $118,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 13,897 | $115,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 11,249 | $115,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 84,068 | $113,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $112,000 | thousands by filing date | call |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 13,564 | $112,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 26,220 | $108,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 27,430 | $108,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 30,634 | $107,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 19,393 | $105,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 13,034 | $104,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 19,251 | $103,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 10,366 | $101,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 33,817 | $100,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 61,429 | $99,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 500 | $98,000 | thousands by filing date | call |
| LILIS ENERGY INC | 532403201 | COM NEW | 18,392 | $96,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 10,322 | $95,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 15,780 | $95,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 33,117 | $92,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 13,150 | $90,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 28,558 | $89,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 17,633 | $88,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 36,924 | $84,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 41,467 | $83,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 38,981 | $80,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 33,652 | $76,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 48,482 | $76,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 30,435 | $72,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 17,264 | $70,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 12,822 | $67,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 35,148 | $65,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 17,979 | $64,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 66,224 | $64,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 125,510 | $63,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 28,211 | $62,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 15,512 | $54,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 15,976 | $54,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 11,789 | $54,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 13,412 | $53,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 17,053 | $52,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 12,068 | $49,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 16,822 | $48,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 25,961 | $48,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 11,661 | $47,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 12,865 | $43,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 14,942 | $41,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,237 | $40,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 10,225 | $38,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 12,299 | $37,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 18,725 | $37,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 64,914 | $36,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 29,399 | $35,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 14,968 | $34,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 27,407 | $32,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 27,523 | $31,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 13,154 | $30,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 15,544 | $30,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 10,202 | $29,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 34,520 | $29,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 10,268 | $29,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 18,730 | $27,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 12,429 | $27,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 12,041 | $26,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 14,097 | $25,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 10,469 | $24,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 16,437 | $24,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 13,815 | $23,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 11,047 | $22,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 31,277 | $22,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,371 | $21,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 15,437 | $21,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 17,065 | $21,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 29,356 | $20,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 16,442 | $20,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 10,109 | $20,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 10,244 | $18,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 42,932 | $18,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 10,612 | $18,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 14,246 | $17,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 15,967 | $16,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 15,492 | $15,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 15,832 | $14,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 24,502 | $13,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 20,306 | $13,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 11,229 | $11,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 48,060 | $11,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 25,792 | $11,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 51,964 | $11,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 23,398 | $10,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 11,774 | $9,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 12,422 | $9,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 24,176 | $9,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 23,330 | $9,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 15,896 | $8,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 11,797 | $8,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 34,125 | $8,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 15,379 | $8,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 17,203 | $7,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 16,250 | $7,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 19,523 | $7,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 11,612 | $6,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 13,596 | $6,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,183 | $5,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 15,094 | $5,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 12,469 | $5,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 22,975 | $4,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 11,854 | $4,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 20,117 | $4,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 13,626 | $4,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 12,365 | $3,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754403 | COM PAR | 10,584 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-18-000380 | this filing | 2018-08-14 | acceptance time not in the bulk data set |