13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 3,644 holding rows worth $270,722,458,000.
- Accession
- 0000914208-17-000502
- Filer
- CIK 914208
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 13,162 entries on the cover page, a total value of $270,722,458,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,722,467,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Company 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Limited - England 028-05683
- included managerInvesco Asset Management, S.A. - France
- included managerInvesco Management S.A.
- included managerInvesco Taiwan Limited
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Global Asset Management DAC
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco PowerShares Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TTM TECHNOLOGIES INC | 87305R109 | COM | 730,776 | $11,232,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 389,211 | $11,229,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 819,237 | $11,190,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 269,369 | $11,168,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 312,624 | $11,158,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 273,600 | $11,155,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 243,360 | $11,151,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 463,773 | $11,048,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 329,500 | $11,045,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,636,952 | $11,033,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 211,858 | $10,991,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 263,208 | $10,989,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 204,011 | $10,976,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 643,501 | $10,973,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 531,334 | $10,935,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 240,476 | $10,869,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 580,998 | $10,848,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 290,647 | $10,812,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 500,080 | $10,807,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 173,561 | $10,804,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 497,585 | $10,798,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 3,000,000 | $10,712,000 | thousands by filing date | principal |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 716,819 | $10,709,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 497,431 | $10,645,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 607,044 | $10,636,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 250,893 | $10,625,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 337,636 | $10,582,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 630,262 | $10,557,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,844,917 | $10,555,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 675,564 | $10,539,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 288,343 | $10,525,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 457,642 | $10,521,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 634,249 | $10,497,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,544,028 | $10,438,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 367,164 | $10,428,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,745,098 | $10,418,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 10,750,000 | $10,414,000 | thousands by filing date | principal |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,704,259 | $10,413,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 106,368 | $10,388,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,071,490 | $10,361,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 85,200 | $10,359,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 140,075 | $10,352,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 273,643 | $10,333,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 433,401 | $10,293,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 888,811 | $10,284,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 98,491 | $10,269,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 743,004 | $10,261,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 7,600,000 | $10,189,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 10,100,000 | $10,151,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311107 | CL A | 613,773 | $10,115,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 40,259 | $10,114,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 253,946 | $10,094,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 306,224 | $10,090,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 1,090,800 | $10,081,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 647,510 | $10,057,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 840,078 | $10,014,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 300,802 | $10,002,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 238,334 | $9,975,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 150,650 | $9,973,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 129,292 | $9,962,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 329,530 | $9,955,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 321,750 | $9,951,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 11,000,000 | $9,934,000 | thousands by filing date | principal |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 417,392 | $9,930,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 159,871 | $9,898,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,154,187 | $9,880,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 302,813 | $9,862,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 721,232 | $9,845,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 155,900 | $9,844,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 130,075 | $9,819,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 152,299 | $9,796,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 170,787 | $9,788,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 311,765 | $9,750,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 330,425 | $9,734,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 204,350 | $9,727,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 110,170 | $9,696,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 336,534 | $9,696,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 258,320 | $9,691,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 560,515 | $9,685,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 92,547 | $9,675,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 567,220 | $9,671,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 8,667,000 | $9,669,000 | thousands by filing date | principal |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 302,312 | $9,657,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,531,198 | $9,647,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 861,334 | $9,629,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 226,714 | $9,601,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 622,369 | $9,584,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 225,188 | $9,582,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 357,729 | $9,562,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 146,235 | $9,541,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 9,000,000 | $9,529,000 | thousands by filing date | principal |
| H2O AMERICA | 784305104 | COM | 168,340 | $9,528,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 843,614 | $9,516,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 688,741 | $9,512,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 206,103 | $9,504,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 80,878 | $9,502,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 443,739 | $9,465,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 118,852 | $9,450,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 957,327 | $9,450,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 527,567 | $9,443,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 560,330 | $9,442,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 289,561 | $9,440,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 583,560 | $9,401,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 160,369 | $9,388,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 924,010 | $9,379,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 202,028 | $9,352,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 8,185,000 | $9,341,000 | thousands by filing date | principal |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 587,542 | $9,306,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,787,006 | $9,292,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 575,241 | $9,290,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 305,342 | $9,276,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 382,425 | $9,243,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 617,894 | $9,243,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 106,434 | $9,236,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 562,610 | $9,227,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,268,349 | $9,220,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 406,892 | $9,196,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 385,379 | $9,156,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 85,963 | $9,151,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 42,396 | $9,147,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 83,435 | $9,133,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 166,155 | $9,119,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 976,469 | $9,110,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 647,864 | $9,083,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 105,084 | $9,068,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 155,569 | $9,062,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 674,801 | $9,008,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 269,720 | $8,976,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 193,373 | $8,880,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 430,062 | $8,859,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 452,523 | $8,829,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 7,236,344 | $8,828,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 105,781 | $8,818,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 352,298 | $8,809,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 350,107 | $8,808,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 9,000,000 | $8,798,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 282,952 | $8,777,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 101,200 | $8,760,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 216,454 | $8,760,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 625,402 | $8,743,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 221,553 | $8,736,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 734,551 | $8,727,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 174,097 | $8,726,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 514,107 | $8,719,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 178,138 | $8,709,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 372,402 | $8,703,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 646,030 | $8,670,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 161,754 | $8,646,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 486,389 | $8,633,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 72,427 | $8,631,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 245,893 | $8,609,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 8,567,000 | $8,594,000 | thousands by filing date | principal |
| FIRST SOLAR INC COM | 336433107 | Stock | 186,795 | $8,571,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 319,331 | $8,555,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 102,507 | $8,552,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 127,922 | $8,552,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 8,595,000 | $8,541,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,657,815 | $8,504,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 253,227 | $8,450,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 272,131 | $8,450,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 733,885 | $8,447,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 98,133 | $8,443,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 421,791 | $8,436,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 367,630 | $8,427,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 501,224 | $8,406,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 558,216 | $8,401,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 371,191 | $8,392,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 149,935 | $8,390,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 170,860 | $8,377,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 69,879 | $8,368,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 692,745 | $8,347,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 406,237 | $8,340,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 8,000,000 | $8,315,000 | thousands by filing date | principal |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,263,991 | $8,292,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 73,991 | $8,280,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 442,150 | $8,268,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 292,726 | $8,252,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 69,342 | $8,239,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 140,886 | $8,238,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 4,500,000 | $8,235,000 | thousands by filing date | principal |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 438,656 | $8,234,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 197,252 | $8,223,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 65,920 | $8,209,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 666,520 | $8,205,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 7,370,000 | $8,204,000 | thousands by filing date | principal |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 154,846 | $8,190,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 262,329 | $8,150,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 244,602 | $8,099,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 6,700,000 | $8,099,000 | thousands by filing date | principal |
| HAWKINS INC | 420261109 | COM | 198,188 | $8,086,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 149,505 | $8,078,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 1,850,721 | $8,050,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 6,200,000 | $8,045,000 | thousands by filing date | principal |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 689,027 | $8,041,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 242,550 | $8,041,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 192,200 | $8,036,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 5,837,000 | $8,033,000 | thousands by filing date | principal |
| FS KKR CAPITAL CORP | 302635107 | COM | 947,113 | $8,003,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 62,456 | $7,997,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 8,000,000 | $7,970,000 | thousands by filing date | principal |
| EDITAS MEDICINE INC | 28106W103 | COM | 331,547 | $7,960,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 498,380 | $7,960,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 177,374 | $7,959,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 117,973 | $7,940,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 197,580 | $7,923,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 108,877 | $7,920,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 195,001 | $7,917,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 94,246 | $7,916,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 767,917 | $7,902,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 105,782 | $7,880,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 475,951 | $7,877,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 140,579 | $7,860,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 433,442 | $7,802,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,933,037 | $7,774,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 525,841 | $7,756,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 400,440 | $7,752,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 316,831 | $7,740,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 221,010 | $7,737,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 256,696 | $7,726,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 405,513 | $7,725,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 355,087 | $7,712,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 179,645 | $7,698,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 514,824 | $7,686,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,700,774 | $7,636,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 72,138 | $7,602,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 203,895 | $7,556,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 657,595 | $7,550,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 63,730 | $7,529,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 312,942 | $7,510,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 149,232 | $7,499,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 91,902 | $7,495,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 212,368 | $7,486,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 79,570 | $7,466,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 153,504 | $7,462,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 316,052 | $7,458,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 217,314 | $7,443,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 191,310 | $7,433,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 528,535 | $7,431,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 418,691 | $7,415,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 388,015 | $7,404,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 172,904 | $7,400,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 777,012 | $7,382,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 491,423 | $7,381,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 424,942 | $7,381,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,020,739 | $7,359,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 409,835 | $7,336,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 849,729 | $7,333,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 71,031 | $7,326,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 129,676 | $7,316,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 302,853 | $7,305,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 145,598 | $7,289,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 453,123 | $7,287,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 949,288 | $7,262,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 204,006 | $7,239,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 158,013 | $7,221,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 29,526 | $7,217,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 458,110 | $7,206,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 2,000,000 | $7,176,000 | thousands by filing date | principal |
| TRIBUNE COMPANY | 896047503 | COMMON | 175,508 | $7,171,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 3,280,283 | $7,152,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 110,167 | $7,086,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 116,739 | $7,078,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 378,992 | $7,023,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 138,737 | $7,006,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 4,362,000 | $7,004,000 | thousands by filing date | principal |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 312,146 | $6,979,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 182,621 | $6,951,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 268,638 | $6,944,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,154,338 | $6,937,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 279,655 | $6,933,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 309,606 | $6,851,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4,761,434 | $6,833,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 212,362 | $6,815,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 212,609 | $6,814,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 74,958 | $6,808,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 246,124 | $6,795,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 155,599 | $6,792,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 108,993 | $6,790,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 7,000,000 | $6,781,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 7,000,000 | $6,733,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941109 | COM | 189,137 | $6,710,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 151,950 | $6,697,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 7,000,000 | $6,694,000 | thousands by filing date | principal |
| SPARTANNASH CO | 847215100 | COM | 253,812 | $6,693,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 7,500,000 | $6,684,000 | thousands by filing date | principal |
| 8X8 INC | 282914100 | COMMON STOCK | 494,234 | $6,672,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 251,664 | $6,669,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 502,018 | $6,667,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 131,445 | $6,664,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 255,545 | $6,662,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,758,986 | $6,649,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 82,619 | $6,643,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 116,065 | $6,625,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 9,000,000 | $6,615,000 | thousands by filing date | principal |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,437,692 | $6,614,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 718,832 | $6,606,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 754,769 | $6,604,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 261,211 | $6,577,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 288,022 | $6,575,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 118,032 | $6,569,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 296,971 | $6,563,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 177,018 | $6,557,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 5,500,000 | $6,555,000 | thousands by filing date | principal |
| KELLY SVCS INC | 488152208 | CL A | 260,900 | $6,546,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 127,851 | $6,540,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 520,845 | $6,536,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 5,711,000 | $6,521,000 | thousands by filing date | principal |
| GAMESTOP CORP | 36467W109 | CL A | 315,406 | $6,516,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 175,161 | $6,507,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 231,131 | $6,506,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 748,021 | $6,486,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 123,511 | $6,481,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 247,768 | $6,479,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 189,028 | $6,475,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 133,543 | $6,470,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 163,453 | $6,469,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 146,929 | $6,450,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 300,025 | $6,448,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 50,323 | $6,427,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 240,061 | $6,410,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 466,553 | $6,406,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 90,241 | $6,400,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 380,500 | $6,385,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 169,941 | $6,381,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 72,434 | $6,374,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 143,843 | $6,361,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 356,557 | $6,361,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 74,075 | $6,356,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 870,923 | $6,349,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 369,983 | $6,345,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 176,905 | $6,341,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 198,618 | $6,322,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 374,840 | $6,312,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 81,735 | $6,311,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 4,500,000 | $6,308,000 | thousands by filing date | principal |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 118,726 | $6,306,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 132,369 | $6,282,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 460,540 | $6,282,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 4,684,237 | $6,277,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 703,962 | $6,251,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 164,852 | $6,228,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 155,042 | $6,225,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 374,651 | $6,212,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 129,396 | $6,204,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 657,938 | $6,204,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 337,251 | $6,169,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 178,621 | $6,157,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 800,733 | $6,150,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 109,631 | $6,147,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 511,707 | $6,145,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 244,846 | $6,122,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 82,457 | $6,092,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 128,719 | $6,091,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 607,135 | $6,084,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,792,379 | $6,076,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,770,914 | $6,074,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 67,340 | $6,070,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 97,917 | $6,051,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 118,461 | $6,047,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 151,067 | $6,038,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 279,905 | $6,018,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 309,199 | $5,998,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 157,801 | $5,962,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 124,075 | $5,956,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 5,722,000 | $5,951,000 | thousands by filing date | principal |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 83,727 | $5,950,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 110,862 | $5,940,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8,064,000 | $5,937,000 | thousands by filing date | principal |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 95,900 | $5,930,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 94,548 | $5,886,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 273,522 | $5,881,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 252,362 | $5,867,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 254,698 | $5,861,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 937,089 | $5,847,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 381,455 | $5,843,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 102,215 | $5,797,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 134,442 | $5,771,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 224,001 | $5,748,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 120,961 | $5,740,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 399,480 | $5,737,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 290,613 | $5,725,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 203,289 | $5,722,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 485,079 | $5,714,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 153,151 | $5,696,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 75,108 | $5,690,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 63,842 | $5,687,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 115,517 | $5,685,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 116,196 | $5,682,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 237,197 | $5,669,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 97,476 | $5,650,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 396,337 | $5,648,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 77,053 | $5,640,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 170,226 | $5,638,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 334,205 | $5,638,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 63,962 | $5,634,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,058,077 | $5,629,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,455,674 | $5,604,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 328,554 | $5,592,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 136,964 | $5,587,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 384,660 | $5,577,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 501,131 | $5,573,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 48,866 | $5,565,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 143,836 | $5,556,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 233,686 | $5,540,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 393,459 | $5,537,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 278,137 | $5,524,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 591,327 | $5,517,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 114,745 | $5,516,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 173,427 | $5,513,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 189,401 | $5,504,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 205,871 | $5,503,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 228,201 | $5,500,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 257,304 | $5,498,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 225,855 | $5,497,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 217,961 | $5,497,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 360,029 | $5,494,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 275,732 | $5,474,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 291,253 | $5,467,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 413,475 | $5,466,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 139,072 | $5,465,000 | thousands by filing date | |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 4,500,000 | $5,442,000 | thousands by filing date | principal |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 41,916 | $5,437,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 51,306 | $5,434,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 57,542 | $5,419,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 197,862 | $5,412,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 2,000,000 | $5,384,000 | thousands by filing date | principal |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 159,036 | $5,381,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 87,116 | $5,370,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 130,705 | $5,360,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 140,066 | $5,342,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 438,185 | $5,324,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 460,099 | $5,314,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 270,831 | $5,309,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 57,430 | $5,290,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 216,368 | $5,284,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 76,546 | $5,282,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 62,707 | $5,274,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 225,175 | $5,262,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 85,384 | $5,252,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 127,447 | $5,238,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 662,474 | $5,234,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 125,748 | $5,231,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 488,811 | $5,230,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 306,872 | $5,227,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 90,265 | $5,227,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 129,405 | $5,225,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 796,364 | $5,224,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 365,546 | $5,205,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 296,755 | $5,196,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 257,712 | $5,193,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 319,811 | $5,181,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 255,648 | $5,177,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 305,242 | $5,171,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 5,000,000 | $5,166,000 | thousands by filing date | principal |
| TRUBRIDGE INC | 205306103 | COM | 174,740 | $5,164,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 160,097 | $5,152,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 291,237 | $5,131,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 421,421 | $5,124,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 110,807 | $5,114,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 914,755 | $5,114,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 191,292 | $5,113,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 210,396 | $5,102,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 105,817 | $5,095,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 254,458 | $5,092,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 131,592 | $5,081,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 60,612 | $5,071,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 72,774 | $5,070,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 343,625 | $5,069,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 308,378 | $5,067,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 9,225,000 | $5,056,000 | thousands by filing date | principal |
| POPULAR INC | 733174700 | COM NEW | 140,260 | $5,041,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 43,480 | $5,038,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 172,847 | $5,037,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 337,133 | $5,030,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 5,000,000 | $5,022,000 | thousands by filing date | principal |
| CAI INTERNATIONAL INC | 12477X106 | COM | 165,507 | $5,018,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 956,150 | $5,011,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 56,775 | $5,011,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 74,583 | $5,005,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 50,843 | $4,991,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 292,092 | $4,980,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 107,316 | $4,979,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 114,125 | $4,964,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 81,746 | $4,962,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 553,286 | $4,952,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,156,901 | $4,951,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 364,424 | $4,938,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 230,595 | $4,935,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 317,262 | $4,934,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 285,201 | $4,920,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 648,286 | $4,920,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 50,531 | $4,919,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 4,500,000 | $4,899,000 | thousands by filing date | principal |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 65,286 | $4,894,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 259,489 | $4,891,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 505,003 | $4,883,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 127,402 | $4,873,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 124,201 | $4,871,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 4,000,000 | $4,870,000 | thousands by filing date | principal |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 163,637 | $4,869,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-17-000502 | this filing | 2017-11-14 | acceptance time not in the bulk data set |