13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 3,690 holding rows worth $304,592,221,000.
- Accession
- 0000914208-17-000387
- Filer
- CIK 914208
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 12,857 entries on the cover page, a total value of $304,592,221,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $304,592,239,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Company 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Limited - England 028-05683
- included managerInvesco Asset Management, S.A. - France
- included managerInvesco Management S.A.
- included managerInvesco Taiwan Limited - Taiwon R.O.C.
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Global Asset Management Ltd.
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco PowerShares Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| YELP INC CL A | 985817105 | Stock | 333,673 | $10,928,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 688,575 | $10,907,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 768,735 | $10,893,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,442,839 | $10,893,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 357,435 | $10,887,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 333,929 | $10,853,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 199,778 | $10,848,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 11,000,000 | $10,842,000 | thousands by filing date | principal |
| EPLUS INC | 294268107 | COM | 80,104 | $10,818,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 147,595 | $10,773,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 147,104 | $10,690,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 361,041 | $10,687,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 297,678 | $10,684,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 859,265 | $10,656,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 630,840 | $10,611,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 224,636 | $10,558,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 10,000,000 | $10,550,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 10,750,000 | $10,535,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 423,175 | $10,532,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 182,415 | $10,524,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,430,892 | $10,503,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 504,687 | $10,432,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 256,598 | $10,418,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 380,626 | $10,353,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 95,247 | $10,346,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 377,620 | $10,324,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 389,841 | $10,311,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 786,251 | $10,308,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 157,851 | $10,308,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 416,423 | $10,265,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 508,367 | $10,234,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 953,969 | $10,218,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 703,072 | $10,208,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 238,571 | $10,204,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 579,352 | $10,162,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 444,922 | $10,136,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 488,853 | $10,114,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 769,287 | $10,109,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 251,638 | $10,091,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 141,937 | $10,087,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 275,825 | $10,073,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 9,500,000 | $10,058,000 | thousands by filing date | principal |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,024,493 | $10,050,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 777,982 | $10,028,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 109,693 | $10,011,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 11,000,000 | $10,010,000 | thousands by filing date | principal |
| PLANTRONICS INC NEW | 727493108 | COM | 184,897 | $10,004,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 445,993 | $9,985,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 83,900 | $9,961,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 102,442 | $9,946,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 180,230 | $9,940,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,493,537 | $9,932,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 196,674 | $9,917,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 198,800 | $9,916,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 341,203 | $9,909,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 497,828 | $9,832,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 203,421 | $9,809,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 798,945 | $9,771,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 210,520 | $9,761,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 197,800 | $9,759,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 150,335 | $9,697,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 635,653 | $9,694,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 303,732 | $9,668,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 519,535 | $9,643,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 136,589 | $9,619,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 8,517,000 | $9,619,000 | thousands by filing date | principal |
| CAVCO INDS INC DEL | 149568107 | COM | 82,545 | $9,608,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 161,342 | $9,608,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 720,945 | $9,603,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 64,457 | $9,565,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 8,000,000 | $9,560,000 | thousands by filing date | principal |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 422,583 | $9,541,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 115,440 | $9,508,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 406,215 | $9,486,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,430,227 | $9,467,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 870,746 | $9,447,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 104,786 | $9,416,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 393,541 | $9,413,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 478,296 | $9,403,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 320,723 | $9,397,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 152,412 | $9,392,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 456,596 | $9,388,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 424,480 | $9,376,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 144,799 | $9,375,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 831,353 | $9,336,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 404,099 | $9,335,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 93,330 | $9,326,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 220,552 | $9,270,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 541,370 | $9,241,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 266,679 | $9,236,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 607,772 | $9,232,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 280,836 | $9,225,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,347,858 | $9,139,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 69,072 | $9,136,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 260,679 | $9,121,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 124,876 | $9,072,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 629,386 | $9,069,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,155,013 | $9,067,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 458,400 | $9,067,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 480,026 | $9,054,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 103,331 | $9,044,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 526,825 | $9,040,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 683,984 | $9,035,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 247,328 | $9,002,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 531,185 | $8,993,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,155,151 | $8,987,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 446,123 | $8,985,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 85,551 | $8,981,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 223,137 | $8,970,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 111,219 | $8,959,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 292,705 | $8,957,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 87,606 | $8,953,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 361,710 | $8,952,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 950,816 | $8,938,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 774,697 | $8,924,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 896,019 | $8,924,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 457,518 | $8,922,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 311,036 | $8,914,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 430,799 | $8,909,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 336,937 | $8,862,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 145,875 | $8,832,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 899,203 | $8,812,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,500,000 | $8,775,000 | thousands by filing date | principal |
| CHART INDS INC | 16115Q308 | COM | 250,946 | $8,768,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 323,369 | $8,747,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 393,205 | $8,745,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 170,148 | $8,720,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 250,662 | $8,713,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 321,530 | $8,704,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 652,565 | $8,699,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 211,572 | $8,693,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 495,330 | $8,679,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,716,387 | $8,651,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 974,865 | $8,647,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 335,171 | $8,644,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 646,555 | $8,638,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 376,975 | $8,633,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 158,523 | $8,627,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 344,097 | $8,610,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 552,540 | $8,603,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,936,222 | $8,597,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 109,665 | $8,567,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 407,850 | $8,565,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,139,072 | $8,555,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 312,784 | $8,546,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 163,422 | $8,514,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 315,719 | $8,505,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 138,847 | $8,482,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 217,432 | $8,478,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 483,554 | $8,467,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,174,489 | $8,445,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 585,369 | $8,418,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 419,791 | $8,417,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 202,418 | $8,370,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 132,816 | $8,349,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 207,557 | $8,344,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 263,706 | $8,294,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 252,264 | $8,262,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,783,924 | $8,260,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 218,217 | $8,251,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 298,736 | $8,245,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 735,964 | $8,221,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 701,599 | $8,217,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 90,807 | $8,216,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 473,972 | $8,205,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 8,000,000 | $8,205,000 | thousands by filing date | principal |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 499,914 | $8,198,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 238,660 | $8,174,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 392,535 | $8,165,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 519,544 | $8,131,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 213,898 | $8,107,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 543,550 | $8,094,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 188,564 | $8,093,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 672,689 | $8,079,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 6,000,000 | $8,078,000 | thousands by filing date | principal |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 846,626 | $8,077,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 425,821 | $8,069,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 539,553 | $8,067,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 440,272 | $8,057,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 419,245 | $8,037,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 956,098 | $8,031,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 415,277 | $8,016,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 1,223,960 | $8,016,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 539,056 | $8,005,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 549,899 | $7,968,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 469,079 | $7,955,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 207,752 | $7,951,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 195,882 | $7,933,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,743,570 | $7,933,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 338,720 | $7,926,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 518,146 | $7,906,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 554,064 | $7,900,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 218,710 | $7,873,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 8,000,000 | $7,865,000 | thousands by filing date | principal |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 309,947 | $7,858,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 274,554 | $7,855,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 259,361 | $7,849,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 93,855 | $7,832,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 334,318 | $7,830,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 426,854 | $7,824,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 69,285 | $7,807,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 6,837,000 | $7,803,000 | thousands by filing date | principal |
| MERCURY SYS INC COM | 589378108 | Stock | 199,548 | $7,792,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 84,865 | $7,791,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 89,191 | $7,784,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 138,040 | $7,784,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 684,767 | $7,779,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 290,980 | $7,778,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 138,199 | $7,760,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 260,698 | $7,751,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 110,175 | $7,729,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 119,046 | $7,723,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,141,392 | $7,704,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 252,200 | $7,693,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 8,140,000 | $7,677,000 | thousands by filing date | principal |
| BIG LOTS INC | 089302103 | COM | 156,448 | $7,616,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 14,274,773 | $7,614,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 428,993 | $7,610,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 88,063 | $7,607,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 115,623 | $7,579,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 85,264 | $7,558,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 10,000,000 | $7,525,000 | thousands by filing date | principal |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 178,373 | $7,515,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 381,894 | $7,504,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 177,960 | $7,503,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 498,842 | $7,503,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 91,244 | $7,501,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 205,570 | $7,479,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 314,995 | $7,450,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 531,331 | $7,439,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 736,433 | $7,438,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 7,500,000 | $7,430,000 | thousands by filing date | principal |
| VIASAT INC | 92552V100 | COM | 116,252 | $7,419,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 924,592 | $7,397,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 98,094 | $7,387,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 625,697 | $7,383,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 89,161 | $7,349,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 259,892 | $7,348,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 818,064 | $7,330,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 481,679 | $7,326,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 160,846 | $7,315,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 288,161 | $7,305,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 300,300 | $7,303,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 539,314 | $7,286,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 136,490 | $7,281,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 767,084 | $7,280,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 247,382 | $7,263,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 511,045 | $7,257,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,878,734 | $7,252,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,444,326 | $7,251,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 238,541 | $7,216,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 783,591 | $7,210,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 97,833 | $7,167,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 490,238 | $7,157,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 380,223 | $7,152,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 522,372 | $7,151,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 228,809 | $7,136,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 211,177 | $7,123,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 884,716 | $7,120,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 342,431 | $7,105,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,191,261 | $7,064,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 183,098 | $7,022,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 485,772 | $7,015,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,639,191 | $6,999,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 522,464 | $6,975,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 128,002 | $6,972,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 234,622 | $6,968,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 732,203 | $6,956,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 283,208 | $6,947,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 124,690 | $6,934,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 825,407 | $6,933,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 222,093 | $6,918,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 93,942 | $6,897,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 403,977 | $6,871,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,179,752 | $6,831,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 130,447 | $6,807,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,291,248 | $6,805,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 553,956 | $6,797,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 766,155 | $6,796,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 67,971 | $6,783,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 492,925 | $6,777,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 189,200 | $6,773,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 79,654 | $6,773,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 138,016 | $6,753,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 269,689 | $6,745,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 213,447 | $6,721,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 897,910 | $6,707,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 102,376 | $6,706,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 242,033 | $6,683,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 4,500,000 | $6,677,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,050,018 | $6,657,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 5,500,000 | $6,655,000 | thousands by filing date | principal |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 86,441 | $6,649,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 417,943 | $6,649,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 437,144 | $6,649,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 163,379 | $6,628,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 123,629 | $6,627,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 189,280 | $6,620,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 394,407 | $6,617,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 1,090,800 | $6,610,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 133,801 | $6,604,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 7,000,000 | $6,593,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551100 | COM | 442,196 | $6,588,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 14,533 | $6,587,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 167,826 | $6,587,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 655,022 | $6,583,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 269,166 | $6,573,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 175,352 | $6,569,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 417,518 | $6,555,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 172,658 | $6,552,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 1,429,276 | $6,546,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 5,711,000 | $6,543,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 115,533 | $6,487,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 147,165 | $6,455,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 110,210 | $6,446,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 235,261 | $6,446,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 478,990 | $6,443,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 274,752 | $6,440,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 107,846 | $6,433,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 238,223 | $6,427,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 92,937 | $6,418,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 81,946 | $6,414,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 611,646 | $6,410,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 129,263 | $6,400,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 462,151 | $6,392,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4,097,707 | $6,392,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 147,845 | $6,391,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 226,452 | $6,384,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 105,400 | $6,370,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,542,373 | $6,354,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 260,425 | $6,354,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 182,712 | $6,343,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,305,864 | $6,334,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 218,791 | $6,327,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 466,550 | $6,308,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 148,047 | $6,269,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 136,888 | $6,265,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 228,192 | $6,264,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 6,000,000 | $6,263,000 | thousands by filing date | principal |
| AVANTAX INC | 095229100 | COMMON STOCK | 360,898 | $6,244,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 114,521 | $6,236,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 230,024 | $6,234,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 59,939 | $6,224,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 152,794 | $6,223,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 273,427 | $6,215,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 172,040 | $6,208,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 200,284 | $6,201,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 321,792 | $6,163,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,500,000 | $6,158,000 | thousands by filing date | principal |
| MOMO INC | 60879B107 | ADR | 180,394 | $6,146,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 125,646 | $6,142,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 104,549 | $6,135,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 90,976 | $6,128,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,102,695 | $6,121,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 9,000,000 | $6,120,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 426,534 | $6,116,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 707,649 | $6,093,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 332,577 | $6,089,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 198,544 | $6,087,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 137,737 | $6,084,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 436,750 | $6,084,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 252,947 | $6,083,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 839,052 | $6,058,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 362,854 | $6,045,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 152,424 | $6,044,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 139,792 | $6,011,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 111,228 | $6,004,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 108,805 | $5,990,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 416,763 | $5,955,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 246,936 | $5,946,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 243,556 | $5,943,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 381,153 | $5,939,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 279,155 | $5,907,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 83,317 | $5,907,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 233,183 | $5,906,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 254,769 | $5,890,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 209,957 | $5,889,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 128,435 | $5,817,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 204,068 | $5,810,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 948,927 | $5,807,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 117,976 | $5,798,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 62,129 | $5,794,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 535,084 | $5,789,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 182,033 | $5,787,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 174,263 | $5,777,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 92,117 | $5,776,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 166,886 | $5,774,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 328,645 | $5,764,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 79,706 | $5,763,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 341,553 | $5,759,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 27,879 | $5,744,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 5,722,000 | $5,743,000 | thousands by filing date | principal |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 273,590 | $5,734,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 126,201 | $5,691,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 192,164 | $5,685,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 137,588 | $5,647,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 76,742 | $5,635,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 137,862 | $5,633,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 374,731 | $5,632,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 169,661 | $5,615,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,402,500 | $5,610,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 662,402 | $5,591,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 106,986 | $5,589,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 163,300 | $5,573,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 4,000,000 | $5,570,000 | thousands by filing date | principal |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 368,661 | $5,567,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 176,811 | $5,561,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 137,560 | $5,558,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 137,101 | $5,554,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 122,499 | $5,536,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 893,409 | $5,530,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 284,831 | $5,526,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 163,962 | $5,509,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 196,722 | $5,508,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 406,946 | $5,506,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 278,191 | $5,502,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 133,489 | $5,497,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 290,112 | $5,486,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 603,443 | $5,479,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 98,673 | $5,476,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 154,717 | $5,475,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 79,710 | $5,465,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 102,202 | $5,463,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 100,020 | $5,456,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 188,664 | $5,452,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 518,698 | $5,452,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 357,390 | $5,446,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 1,146,359 | $5,445,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 4,526,000 | $5,445,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8,064,000 | $5,443,000 | thousands by filing date | principal |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 205,146 | $5,438,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 270,600 | $5,425,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,385,448 | $5,414,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 178,252 | $5,387,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 146,214 | $5,381,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 66,016 | $5,381,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 100,000 | $5,373,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 88,602 | $5,369,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 567,577 | $5,353,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 876,889 | $5,349,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 40,222 | $5,341,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 225,735 | $5,339,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 251,051 | $5,335,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 359,594 | $5,329,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 308,428 | $5,327,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 98,171 | $5,324,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 295,504 | $5,319,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 76,705 | $5,307,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 286,831 | $5,289,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 53,663 | $5,288,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 634,665 | $5,280,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 336,652 | $5,275,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 156,710 | $5,270,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 66,761 | $5,261,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 438,241 | $5,259,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 344,753 | $5,258,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 384,502 | $5,247,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 327,125 | $5,241,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 427,564 | $5,230,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 106,100 | $5,226,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 132,850 | $5,215,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 371,737 | $5,212,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 5,000,000 | $5,209,000 | thousands by filing date | principal |
| CTS CORP | 126501105 | COM | 243,166 | $5,179,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 336,763 | $5,179,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,415,826 | $5,170,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 58,191 | $5,149,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 155,170 | $5,134,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 265,886 | $5,132,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 301,329 | $5,123,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 265,632 | $5,123,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 110,117 | $5,109,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 332,377 | $5,105,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 253,708 | $5,100,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 5,000,000 | $5,097,000 | thousands by filing date | principal |
| MATCH GROUP INC | 57665R106 | COM | 311,828 | $5,092,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 930,215 | $5,088,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 20,332,000 | $5,083,000 | thousands by filing date | principal |
| WORKDAY INC CL A | 98138H101 | Stock | 60,941 | $5,076,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 401,827 | $5,075,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 202,511 | $5,057,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 70,538 | $5,051,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 103,085 | $5,033,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 45,329 | $5,029,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,166,043 | $5,026,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 136,392 | $5,020,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 312,640 | $5,017,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 298,236 | $4,995,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 109,651 | $4,994,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 4,865,000 | $4,987,000 | thousands by filing date | principal |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 301,878 | $4,972,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 91,732 | $4,952,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 5,000,000 | $4,947,000 | thousands by filing date | principal |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 123,926 | $4,945,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 41,175 | $4,933,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 390,853 | $4,929,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 6,317,851 | $4,928,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 471,184 | $4,924,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 57,126 | $4,915,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 260,089 | $4,906,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-17-000387 | this filing | 2017-05-15 | acceptance time not in the bulk data set |