13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 3,680 holding rows worth $272,226,182,000.
- Accession
- 0000914208-16-001130
- Filer
- CIK 914208
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 12,990 entries on the cover page, a total value of $272,226,182,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $272,226,230,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Company 028-12270
- included managerInvesco Hong Kong Limited 028-11246
- included managerInvesco Asset Management Deutschland GmbH 028-11246
- included managerInvesco Asset Management Limited - England 028-05683
- included managerInvesco Asset Management, S.A. - France 028-11246
- included managerInvesco Asset Management Osterreich GmbH 028-11246
- included managerInvesco Management S.A. 028-11246
- included managerInvesco Asset Management Japan Limited 028-11246
- included managerInvesco Global Asset Management Ltd. 028-11246
- included managerInvesco Australia Ltd. 028-11246
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco PowerShares Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 4,375,000 | $8,936,000 | thousands by filing date | principal |
| OSHKOSH CORP COM | 688239201 | Stock | 186,847 | $8,914,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 526,979 | $8,911,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 6,000,000 | $8,891,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 7,914,000 | $8,883,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,648,902 | $8,855,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 467,546 | $8,846,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 616,278 | $8,844,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,559,588 | $8,843,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 145,533 | $8,793,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 313,271 | $8,780,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 157,138 | $8,771,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 131,448 | $8,757,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 937,735 | $8,693,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 251,463 | $8,670,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 219,926 | $8,661,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 443,849 | $8,659,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 522,567 | $8,649,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 677,583 | $8,646,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 9,773,000 | $8,637,000 | thousands by filing date | principal |
| AMERISAFE INC | 03071H100 | COM | 140,773 | $8,618,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 7,587,000 | $8,588,000 | thousands by filing date | principal |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,343,544 | $8,545,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 503,654 | $8,542,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 917,430 | $8,541,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 294,295 | $8,532,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 1,866,736 | $8,531,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 386,973 | $8,517,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 201,133 | $8,516,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 87,369 | $8,501,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 7,837,000 | $8,493,000 | thousands by filing date | principal |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 268,989 | $8,489,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 316,383 | $8,476,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 300,854 | $8,442,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 8,000,000 | $8,440,000 | thousands by filing date | principal |
| NEOGEN CORP | 640491106 | COM | 150,032 | $8,439,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 224,256 | $8,427,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 369,158 | $8,395,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 583,280 | $8,393,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 640,588 | $8,379,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 165,601 | $8,371,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 165,724 | $8,366,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 425,566 | $8,358,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 250,742 | $8,287,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 6,500,000 | $8,283,000 | thousands by filing date | principal |
| NEW SR INVT GROUP INC | 648691103 | COM | 774,727 | $8,274,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 176,086 | $8,234,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 220,893 | $8,233,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 68,984 | $8,231,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 2,906,103 | $8,195,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 158,760 | $8,170,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 744,533 | $8,167,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 342,200 | $8,165,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 249,247 | $8,163,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 889,076 | $8,161,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 418,098 | $8,132,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 11,500,000 | $8,129,000 | thousands by filing date | principal |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 124,510 | $8,119,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 189,118 | $8,119,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 203,049 | $8,116,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 489,795 | $8,111,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 492,414 | $8,106,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 347,935 | $8,104,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 773,333 | $8,096,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 834,243 | $8,092,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 592,042 | $8,051,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 374,625 | $8,036,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,349,222 | $8,029,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 471,289 | $8,017,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 856,708 | $8,002,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 454,679 | $7,985,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 775,191 | $7,953,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 657,527 | $7,948,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 157,700 | $7,944,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 243,564 | $7,940,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 196,420 | $7,937,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4,333,568 | $7,931,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 125,020 | $7,930,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 455,914 | $7,919,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,236,422 | $7,913,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 181,234 | $7,896,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 499,417 | $7,891,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 85,534 | $7,867,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 203,752 | $7,855,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 124,192 | $7,846,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 206,690 | $7,844,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 427,536 | $7,833,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 263,001 | $7,832,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 173,028 | $7,831,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 163,378 | $7,827,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 494,332 | $7,806,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 284,712 | $7,801,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 487,532 | $7,795,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 305,735 | $7,757,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 194,573 | $7,746,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,206,819 | $7,735,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 553,705 | $7,730,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 530,996 | $7,715,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 8,500,000 | $7,703,000 | thousands by filing date | principal |
| WALKER&DUNLOPINC | 93148P102 | STOK | 337,927 | $7,698,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 476,607 | $7,683,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,107,615 | $7,676,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 10,000,000 | $7,650,000 | thousands by filing date | principal |
| ZOES KITCHEN INC | 98979J109 | COM | 210,741 | $7,643,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 828,988 | $7,627,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 579,765 | $7,624,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,705,470 | $7,606,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 107,542 | $7,588,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 344,295 | $7,588,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 178,268 | $7,580,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 8,000,000 | $7,560,000 | thousands by filing date | principal |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 81,492 | $7,554,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 431,337 | $7,552,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,164,983 | $7,537,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 571,329 | $7,513,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 673,686 | $7,498,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 610,132 | $7,493,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 308,598 | $7,484,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 418,890 | $7,482,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 114,274 | $7,478,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 477,048 | $7,471,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 52,216 | $7,468,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 172,729 | $7,462,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 676,056 | $7,457,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 70,695 | $7,456,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 227,387 | $7,456,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 496,547 | $7,453,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 588,220 | $7,441,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 105,609 | $7,427,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 907,099 | $7,420,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 240,821 | $7,412,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 348,185 | $7,395,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 505,962 | $7,392,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 689,877 | $7,389,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 289,715 | $7,382,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 178,061 | $7,374,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 156,940 | $7,356,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 560,908 | $7,348,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 299,962 | $7,329,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,338,010 | $7,306,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 63,062 | $7,298,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 114,183 | $7,257,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 487,003 | $7,256,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 354,000 | $7,243,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,200,460 | $7,215,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 566,037 | $7,211,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 105,856 | $7,190,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 99,139 | $7,181,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 159,044 | $7,180,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 52,953 | $7,176,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 326,855 | $7,171,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 364,883 | $7,156,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 172,911 | $7,150,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 292,199 | $7,144,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 527,270 | $7,129,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 902,033 | $7,126,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 787,263 | $7,125,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 6,711,000 | $7,122,000 | thousands by filing date | principal |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 61,700 | $7,105,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 646,404 | $7,091,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 468,645 | $7,067,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 468,352 | $7,063,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 496,501 | $7,035,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 367,987 | $7,017,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 494,049 | $7,015,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 144,976 | $6,993,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 458,180 | $6,992,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 451,183 | $6,989,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 104,551 | $6,985,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 413,412 | $6,983,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 508,319 | $6,979,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 206,407 | $6,972,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 422,216 | $6,962,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 507,152 | $6,958,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 447,619 | $6,952,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 471,653 | $6,952,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 439,578 | $6,950,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 150,634 | $6,928,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 105,264 | $6,923,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 242,657 | $6,923,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 129,903 | $6,921,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 501,167 | $6,916,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 526,267 | $6,905,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 444,003 | $6,891,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 6,317,851 | $6,886,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 854,929 | $6,882,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 298,669 | $6,881,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 962,566 | $6,873,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 534,201 | $6,865,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 676,609 | $6,861,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 85,040 | $6,859,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 96,415 | $6,852,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 314,781 | $6,834,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 431,600 | $6,832,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 211,510 | $6,817,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 263,413 | $6,814,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 237,539 | $6,800,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 437,587 | $6,778,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 441,862 | $6,774,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 480,524 | $6,771,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,791,192 | $6,771,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 445,068 | $6,770,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 760,765 | $6,763,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 337,572 | $6,744,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 143,578 | $6,723,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 526,722 | $6,721,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 79,258 | $6,720,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 87,696 | $6,714,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 212,303 | $6,707,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,069,412 | $6,705,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 550,736 | $6,703,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 366,353 | $6,701,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 179,885 | $6,677,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 315,051 | $6,660,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 174,902 | $6,659,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 167,800 | $6,653,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 395,033 | $6,652,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 408,517 | $6,638,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 7,000,000 | $6,611,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 444,202 | $6,605,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 344,086 | $6,596,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 52,871 | $6,591,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 586,896 | $6,591,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 382,901 | $6,590,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 713,225 | $6,576,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 146,268 | $6,565,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 227,250 | $6,563,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 376,991 | $6,563,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 452,431 | $6,551,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 441,187 | $6,543,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 322,991 | $6,534,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 430,022 | $6,515,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 295,398 | $6,481,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 6,000,000 | $6,473,000 | thousands by filing date | principal |
| CVR ENERGY, INC. | 12662P108 | COM | 416,767 | $6,460,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 104,236 | $6,452,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 309,155 | $6,449,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 546,388 | $6,437,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 410,905 | $6,422,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 315,137 | $6,413,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 408,332 | $6,410,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 175,756 | $6,399,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 455,829 | $6,368,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,106,479 | $6,362,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,671,246 | $6,350,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 535,378 | $6,350,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 266,271 | $6,340,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 857,630 | $6,338,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 184,990 | $6,335,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 149,258 | $6,333,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 414,021 | $6,326,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 128,136 | $6,317,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 417,276 | $6,309,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 153,637 | $6,303,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 110,910 | $6,268,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 650,471 | $6,258,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 209,488 | $6,256,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,012,893 | $6,250,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 678,586 | $6,243,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 838,614 | $6,232,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 1,199,183 | $6,211,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 486,293 | $6,210,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 238,386 | $6,198,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 670,030 | $6,191,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 251,898 | $6,182,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 86,526 | $6,178,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 415,303 | $6,167,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 99,969 | $6,156,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 251,482 | $6,154,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 773,316 | $6,148,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 784,726 | $6,137,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 134,973 | $6,137,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 53,345 | $6,134,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 100,712 | $6,134,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 359,490 | $6,125,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 267,176 | $6,102,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 104,974 | $6,102,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 178,060 | $6,095,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 452,081 | $6,081,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 7,791,000 | $6,072,000 | thousands by filing date | principal |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 220,938 | $6,067,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 858,647 | $6,062,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 223,406 | $6,061,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 99,085 | $6,055,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 776,193 | $6,054,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 6,000,000 | $6,049,000 | thousands by filing date | principal |
| UNIT CORP | 909218109 | COM | 388,043 | $6,038,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 91,125 | $6,031,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 242,733 | $6,015,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 609,099 | $6,012,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 199,152 | $6,009,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 333,559 | $5,997,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 178,921 | $5,979,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 92,855 | $5,978,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,266,733 | $5,978,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 613,898 | $5,961,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 167,586 | $5,956,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 6,000,000 | $5,948,000 | thousands by filing date | principal |
| STANDEX INTL CORP | 854231107 | COM | 71,871 | $5,939,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 198,604 | $5,922,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 123,047 | $5,920,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 106,026 | $5,918,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 136,725 | $5,917,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 186,000 | $5,917,000 | thousands by filing date | principal |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 6,295,000 | $5,874,000 | thousands by filing date | principal |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 147,035 | $5,873,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 148,235 | $5,872,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 215,099 | $5,871,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 14,152 | $5,865,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 122,993 | $5,863,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 282,810 | $5,860,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 449,743 | $5,834,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 240,316 | $5,830,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 297,600 | $5,803,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 464,314 | $5,799,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 144,830 | $5,789,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 104,012 | $5,788,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 4,000,000 | $5,788,000 | thousands by filing date | principal |
| NCR VOYIX CORPORATION | 62886E108 | COM | 208,340 | $5,786,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 231,247 | $5,782,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 73,116 | $5,775,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 632,884 | $5,772,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 679,873 | $5,758,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 380,089 | $5,758,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 588,771 | $5,752,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 195,292 | $5,752,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 5,000,000 | $5,747,000 | thousands by filing date | principal |
| POLYCOM | 73172K104 | COMMON STOCK | 510,609 | $5,745,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 118,071 | $5,744,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 473,982 | $5,726,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 174,149 | $5,720,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 215,948 | $5,714,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 655,610 | $5,710,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 441,211 | $5,709,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 374,356 | $5,688,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 94,837 | $5,674,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 148,250 | $5,671,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 83,475 | $5,659,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 132,716 | $5,646,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 863,520 | $5,639,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 171,374 | $5,635,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 163,363 | $5,634,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 72,574 | $5,627,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 372,782 | $5,599,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 170,000 | $5,588,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 185,727 | $5,580,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 214,482 | $5,579,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 156,408 | $5,552,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 334,792 | $5,544,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 436,419 | $5,543,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 136,791 | $5,542,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 915,758 | $5,540,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,201,634 | $5,527,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,174,404 | $5,520,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 185,563 | $5,511,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 51,000 | $5,494,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 48,718 | $5,493,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 172,348 | $5,491,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 294,317 | $5,489,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 130,451 | $5,480,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 365,374 | $5,477,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 119,488 | $5,460,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 93,289 | $5,449,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 588,414 | $5,449,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 415,258 | $5,432,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 183,122 | $5,431,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 4,950,000 | $5,430,000 | thousands by filing date | principal |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 339,809 | $5,420,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 97,766 | $5,408,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 364,344 | $5,403,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 697,200 | $5,396,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 180,541 | $5,391,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 87,128 | $5,377,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 171,935 | $5,375,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 99,566 | $5,369,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 221,461 | $5,359,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 1,579,759 | $5,355,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,147,002 | $5,345,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 205,559 | $5,342,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 223,249 | $5,341,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 967,332 | $5,311,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,124,522 | $5,284,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 334,393 | $5,280,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 383,911 | $5,275,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 327,592 | $5,274,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 965,209 | $5,259,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 214,837 | $5,245,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 502,342 | $5,234,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 227,006 | $5,221,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 165,213 | $5,216,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 295,617 | $5,203,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 90,849 | $5,196,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 138,419 | $5,192,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 319,685 | $5,189,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 424,869 | $5,184,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 79,680 | $5,179,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 212,887 | $5,173,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 5,000,000 | $5,172,000 | thousands by filing date | principal |
| FULTON FINL CORP PA | 360271100 | COM | 382,662 | $5,166,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 672,924 | $5,155,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 147,136 | $5,152,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 274,721 | $5,148,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 675,063 | $5,138,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 296,030 | $5,136,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 88,376 | $5,135,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 232,935 | $5,134,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 106,549 | $5,125,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 413,821 | $5,115,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 205,471 | $5,106,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 596,545 | $5,100,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 70,529 | $5,098,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 5,000,000 | $5,094,000 | thousands by filing date | principal |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 361,940 | $5,085,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 137,815 | $5,080,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 3,000,000 | $5,072,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 220,498 | $5,065,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 236,412 | $5,057,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 1,145,521 | $5,052,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 205,017 | $5,050,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 255,497 | $5,039,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 183,242 | $5,037,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 69,892 | $5,032,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 168,888 | $5,031,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 315,555 | $5,008,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 296,321 | $4,996,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 361,387 | $4,994,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 217,253 | $4,986,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 291,940 | $4,975,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 134,060 | $4,975,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 116,396 | $4,962,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 108,129 | $4,962,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 713,887 | $4,954,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 282,477 | $4,944,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 256,575 | $4,926,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 337,663 | $4,923,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 310,125 | $4,897,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 287,466 | $4,873,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 215,547 | $4,873,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 291,180 | $4,863,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 253,368 | $4,856,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 115,193 | $4,850,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8,064,000 | $4,838,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 297,121 | $4,837,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 252,034 | $4,833,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 258,350 | $4,829,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,000,000 | $4,828,000 | thousands by filing date | principal |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 312,018 | $4,824,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 132,774 | $4,808,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 119,985 | $4,806,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 211,582 | $4,803,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 48,480 | $4,802,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 283,643 | $4,794,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 285,659 | $4,793,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 62,024 | $4,790,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 217,689 | $4,787,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 243,798 | $4,779,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 518,891 | $4,769,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 359,532 | $4,767,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 322,990 | $4,755,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 435,773 | $4,750,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 252,964 | $4,746,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 285,108 | $4,733,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 409,706 | $4,703,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 324,036 | $4,693,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 62,639 | $4,678,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 329,485 | $4,662,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 52,156 | $4,652,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 799,191 | $4,651,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 202,293 | $4,647,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 80,100 | $4,641,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 257,124 | $4,636,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 81,076 | $4,636,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 783,737 | $4,632,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 360,153 | $4,632,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 84,590 | $4,622,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 213,207 | $4,618,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 359,544 | $4,617,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 219,382 | $4,609,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 200,197 | $4,603,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 159,252 | $4,603,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 141,246 | $4,601,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 278,269 | $4,591,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 2,204,906 | $4,586,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 395,162 | $4,584,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,406,448 | $4,571,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 142,984 | $4,567,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 152,542 | $4,564,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 151,046 | $4,562,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 718,389 | $4,547,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 979,217 | $4,543,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 77,531 | $4,524,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 213,728 | $4,520,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 4,500,000 | $4,520,000 | thousands by filing date | principal |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 72,842 | $4,519,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 190,855 | $4,504,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 98,681 | $4,494,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 285,883 | $4,494,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 76,013 | $4,491,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 5,000,000 | $4,488,000 | thousands by filing date | principal |
| PRIMERICA INC | 74164M108 | COM | 78,342 | $4,485,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-16-001130 | this filing | 2016-08-15 | acceptance time not in the bulk data set |