13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 3,699 holding rows worth $246,041,280,000.
- Accession
- 0000914208-16-001011
- Filer
- CIK 914208
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 12,992 entries on the cover page, a total value of $246,041,280,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $246,041,291,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Ltd 028-06137
- included managerInvesco Trust Company 028-12270
- included managerInvesco Hong Kong Limited 028-11246
- included managerInvesco Asset Management Deutschland GmbH 028-11246
- included managerInvesco Asset Management Limited - England 028-05683
- included managerInvesco Asset Management, S.A. - France 028-11246
- included managerInvesco Asset Management Osterreich GmbH 028-11246
- included managerInvesco Management S.A. 028-11246
- included managerInvesco Asset Management Japan Limited 028-11246
- included managerInvesco Global Asset Management Ltd. 028-11246
- included managerInvesco Australia Ltd. 028-11246
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco PowerShares Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 112,911 | $8,544,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 652,816 | $8,532,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 860,359 | $8,509,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,491,204 | $8,454,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 211,691 | $8,452,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 493,719 | $8,452,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 241,447 | $8,446,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 177,661 | $8,416,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 521,838 | $8,402,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 614,751 | $8,379,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 245,159 | $8,379,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 129,900 | $8,374,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 250,878 | $8,364,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 416,541 | $8,326,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 838,752 | $8,295,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 272,450 | $8,272,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 275,705 | $8,252,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 51,517 | $8,230,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,486,700 | $8,206,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 225,236 | $8,205,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 690,586 | $8,204,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 130,435 | $8,188,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 353,224 | $8,188,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 4,375,000 | $8,179,000 | thousands by filing date | principal |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 92,769 | $8,177,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 739,323 | $8,177,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 652,385 | $8,175,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 955,724 | $8,143,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 879,829 | $8,130,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 603,314 | $8,096,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 269,906 | $8,076,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 510,340 | $8,069,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 157,700 | $8,061,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 206,267 | $8,042,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 105,992 | $8,037,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,037,451 | $8,009,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 710,837 | $7,997,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 117,715 | $7,996,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 423,916 | $7,995,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 369,729 | $7,982,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 631,932 | $7,957,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 7,837,000 | $7,950,000 | thousands by filing date | principal |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 111,302 | $7,946,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 190,935 | $7,943,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 434,877 | $7,932,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 193,737 | $7,918,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 7,865,000 | $7,914,000 | thousands by filing date | principal |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 335,921 | $7,907,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 193,284 | $7,880,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 1,149,432 | $7,851,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 643,265 | $7,842,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 10,000,000 | $7,838,000 | thousands by filing date | principal |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 289,253 | $7,833,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 233,380 | $7,795,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 15,626 | $7,754,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 9,773,000 | $7,739,000 | thousands by filing date | principal |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4,650,960 | $7,721,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 345,376 | $7,716,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 480,665 | $7,715,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 584,472 | $7,697,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 380,811 | $7,689,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 3,982,798 | $7,687,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,178,290 | $7,682,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 19,000,000 | $7,648,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 391,168 | $7,635,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 229,687 | $7,626,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 168,339 | $7,624,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 81,268 | $7,593,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 150,785 | $7,592,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 346,460 | $7,571,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 6,000,000 | $7,568,000 | thousands by filing date | principal |
| BLACK HILLS CORP COM | 092113109 | Stock | 125,723 | $7,560,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 506,987 | $7,544,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 87,859 | $7,539,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 118,166 | $7,523,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 183,789 | $7,519,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,073,736 | $7,516,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 270,274 | $7,505,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 531,848 | $7,504,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 47,795 | $7,504,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 109,672 | $7,489,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 8,000,000 | $7,420,000 | thousands by filing date | principal |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 555,932 | $7,405,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 622,061 | $7,403,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 421,785 | $7,389,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 595,181 | $7,387,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 381,345 | $7,352,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 93,833 | $7,330,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 102,553 | $7,330,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 796,021 | $7,299,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 14,650,875 | $7,296,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 292,639 | $7,275,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,025,865 | $7,273,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 401,258 | $7,231,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 825,648 | $7,225,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 132,494 | $7,210,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 357,216 | $7,177,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 566,028 | $7,172,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 711,399 | $7,157,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 119,700 | $7,151,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 75,759 | $7,148,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 162,027 | $7,142,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 107,666 | $7,139,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 260,887 | $7,138,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 583,353 | $7,129,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 789,518 | $7,098,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 383,001 | $7,085,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 255,667 | $7,084,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 108,150 | $7,083,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 555,697 | $7,080,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 467,601 | $7,070,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 229,348 | $7,025,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 183,025 | $7,024,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 96,494 | $7,021,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 6,711,000 | $7,005,000 | thousands by filing date | principal |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,554,537 | $6,974,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 417,945 | $6,967,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 458,166 | $6,965,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 193,415 | $6,961,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 733,157 | $6,958,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 103,111 | $6,946,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 641,232 | $6,945,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 380,136 | $6,911,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 142,495 | $6,888,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 232,459 | $6,876,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 101,140 | $6,871,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 239,774 | $6,868,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 308,590 | $6,866,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 115,404 | $6,845,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 665,431 | $6,841,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,151,998 | $6,820,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 202,328 | $6,800,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 171,922 | $6,795,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 105,223 | $6,788,000 | thousands by filing date | |
| DIGITAL RLTY TR INC 6.35 PFD I CUM | 253868863 | REIT | 262,738 | $6,779,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,277,249 | $6,757,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,111,877 | $6,738,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 507,949 | $6,730,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 481,321 | $6,719,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 3,282,529 | $6,696,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 45,241 | $6,690,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 7,000,000 | $6,681,000 | thousands by filing date | principal |
| ANIXTER INTL INC | 035290105 | COM | 128,170 | $6,679,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 510,335 | $6,670,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 215,068 | $6,650,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,242,968 | $6,650,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 6,317,851 | $6,633,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 78,917 | $6,618,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 636,376 | $6,580,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 716,920 | $6,574,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 1,697,410 | $6,569,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 149,400 | $6,550,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 280,651 | $6,545,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 164,781 | $6,542,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 773,507 | $6,536,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 122,000 | $6,536,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 593,501 | $6,535,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 433,248 | $6,533,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 305,148 | $6,533,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 734,342 | $6,528,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 154,431 | $6,527,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 149,608 | $6,518,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 352,708 | $6,515,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 394,928 | $6,513,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 441,348 | $6,497,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 292,308 | $6,495,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 5,125,000 | $6,483,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 873,684 | $6,483,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 504,641 | $6,469,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 77,024 | $6,467,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 108,535 | $6,467,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 485,296 | $6,454,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 16,266 | $6,445,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 298,443 | $6,443,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 249,971 | $6,439,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 568,510 | $6,436,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 150,520 | $6,426,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 167,078 | $6,421,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 167,737 | $6,402,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 456,906 | $6,396,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,104,460 | $6,395,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 515,275 | $6,390,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 878,476 | $6,386,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 70,693 | $6,375,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 419,642 | $6,362,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 270,674 | $6,347,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 445,840 | $6,340,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 170,139 | $6,316,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 341,663 | $6,310,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 60,577 | $6,306,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 356,332 | $6,278,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 218,939 | $6,268,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 418,623 | $6,242,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 823,759 | $6,236,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 452,166 | $6,218,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 423,763 | $6,212,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 872,357 | $6,211,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 111,821 | $6,203,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 387,890 | $6,202,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 391,026 | $6,194,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 277,438 | $6,190,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 772,992 | $6,184,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 599,692 | $6,177,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 160,061 | $6,172,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 159,277 | $6,166,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 280,114 | $6,160,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 493,977 | $6,160,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 606,816 | $6,159,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 792,340 | $6,156,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 369,972 | $6,153,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 457,785 | $6,153,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 377,265 | $6,131,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 272,289 | $6,130,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 360,293 | $6,114,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 841,866 | $6,112,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 361,538 | $6,103,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 435,082 | $6,100,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 301,563 | $6,098,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 265,296 | $6,091,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 951,345 | $6,088,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 247,444 | $6,087,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 171,107 | $6,085,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 446,233 | $6,082,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 1,600,729 | $6,082,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 225,475 | $6,081,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 383,334 | $6,076,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 486,377 | $6,075,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 490,505 | $6,068,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 949,222 | $6,056,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 432,507 | $6,051,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 266,252 | $6,049,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 10,081,000 | $6,049,000 | thousands by filing date | principal |
| UNIFIRST CORP MASS | 904708104 | COM | 55,397 | $6,045,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 296,947 | $6,043,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 480,279 | $6,037,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 378,775 | $6,033,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 67,929 | $6,026,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 51,472 | $6,025,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 138,599 | $6,015,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 503,855 | $5,996,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 719,493 | $5,986,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 371,230 | $5,984,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 39,459 | $5,979,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 331,535 | $5,978,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 4,233,275 | $5,968,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 445,370 | $5,963,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 6,000,000 | $5,944,000 | thousands by filing date | principal |
| SILGAN HLDGS INC | 827048109 | COM | 111,759 | $5,942,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 245,248 | $5,942,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 313,763 | $5,939,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 174,869 | $5,926,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 304,021 | $5,922,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 6,000,000 | $5,918,000 | thousands by filing date | principal |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 459,745 | $5,917,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 180,275 | $5,904,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 98,496 | $5,897,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 592,804 | $5,892,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 357,900 | $5,884,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 324,970 | $5,879,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 132,656 | $5,877,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,128,801 | $5,876,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 95,203 | $5,864,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 568,091 | $5,862,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 70,201 | $5,859,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 185,893 | $5,859,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 90,828 | $5,850,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 1,193,057 | $5,846,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 51,026 | $5,834,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 171,085 | $5,831,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 179,381 | $5,801,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 236,019 | $5,801,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 6,295,000 | $5,776,000 | thousands by filing date | principal |
| VEREIT INC | 92339V100 | COM | 648,373 | $5,752,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 421,300 | $5,730,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 244,081 | $5,716,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 325,837 | $5,712,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 199,427 | $5,702,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 162,668 | $5,698,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 105,318 | $5,697,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 347,352 | $5,690,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 133,792 | $5,679,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 101,793 | $5,665,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 72,757 | $5,660,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 133,983 | $5,632,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 551,532 | $5,626,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 86,028 | $5,620,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 405,926 | $5,618,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 202,307 | $5,616,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 232,754 | $5,614,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 71,605 | $5,614,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 248,266 | $5,611,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 186,363 | $5,607,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 138,842 | $5,606,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 801,706 | $5,603,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 129,513 | $5,598,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 207,591 | $5,595,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 283,010 | $5,589,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 618,120 | $5,588,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 129,615 | $5,580,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 156,525 | $5,578,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 204,781 | $5,570,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 52,527 | $5,564,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 142,583 | $5,529,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 150,000 | $5,514,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 3,000,000 | $5,513,000 | thousands by filing date | principal |
| AMERIS BANCORP | 03076K108 | COM | 186,013 | $5,502,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 170,092 | $5,501,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 133,334 | $5,495,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 428,026 | $5,492,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 369,900 | $5,489,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 202,000 | $5,472,000 | thousands by filing date | principal |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 114,069 | $5,450,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 258,000 | $5,436,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 249,968 | $5,426,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 99,607 | $5,424,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 180,115 | $5,423,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 476,896 | $5,408,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 326,288 | $5,407,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 124,268 | $5,389,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 471,826 | $5,384,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 352,685 | $5,375,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 112,510 | $5,357,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,129,531 | $5,354,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 82,927 | $5,348,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 6,000,000 | $5,344,000 | thousands by filing date | principal |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 131,883 | $5,341,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,145,896 | $5,339,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 115,247 | $5,336,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 295,947 | $5,336,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 268,979 | $5,334,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 146,995 | $5,333,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 607,470 | $5,333,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 213,100 | $5,332,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 157,291 | $5,321,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 117,153 | $5,321,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 397,593 | $5,320,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 181,833 | $5,317,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 101,141 | $5,315,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 347,410 | $5,315,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 377,445 | $5,303,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 399,358 | $5,300,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 258,761 | $5,268,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 2,800,000 | $5,261,000 | thousands by filing date | principal |
| ENNIS INC COM | 293389102 | Stock | 268,349 | $5,246,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 588,138 | $5,211,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 141,126 | $5,210,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 549,174 | $5,206,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 355,548 | $5,198,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 4,950,000 | $5,198,000 | thousands by filing date | principal |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 251,946 | $5,193,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 717,720 | $5,189,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 133,033 | $5,186,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 178,862 | $5,173,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 636,065 | $5,171,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 455,511 | $5,134,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 78,773 | $5,132,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 495,269 | $5,131,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 207,552 | $5,128,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 565,812 | $5,121,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 878,123 | $5,120,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 230,545 | $5,118,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 63,560 | $5,117,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 6,000,000 | $5,111,000 | thousands by filing date | principal |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 347,646 | $5,107,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 359,844 | $5,103,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 69,647 | $5,102,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 631,959 | $5,100,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 84,608 | $5,087,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 81,217 | $5,087,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 63,164 | $5,085,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 698,247 | $5,083,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 5,000,000 | $5,072,000 | thousands by filing date | principal |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 328,319 | $5,057,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 5,000,000 | $5,056,000 | thousands by filing date | principal |
| MILLERKNOLL INC | 600544100 | COM | 163,519 | $5,051,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 65,633 | $5,043,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 52,470 | $5,041,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 5,000,000 | $5,034,000 | thousands by filing date | principal |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 458,109 | $5,025,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 184,480 | $5,024,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 65,824 | $5,023,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 170,567 | $5,013,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 341,048 | $5,007,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 4,100,000 | $4,997,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 5,000,000 | $4,997,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 755,056 | $4,991,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 126,888 | $4,990,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 312,281 | $4,984,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 162,043 | $4,983,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 95,174 | $4,979,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 168,571 | $4,960,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 36,247 | $4,956,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 353,865 | $4,933,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 95,740 | $4,931,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 229,735 | $4,925,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 266,243 | $4,922,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 213,387 | $4,919,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 82,704 | $4,917,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 156,088 | $4,913,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 323,998 | $4,905,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 107,211 | $4,897,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 106,540 | $4,897,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 323,125 | $4,886,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 181,933 | $4,864,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 154,629 | $4,847,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 335,179 | $4,843,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 202,268 | $4,838,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 647,551 | $4,837,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 488,741 | $4,834,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 82,435 | $4,828,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 232,698 | $4,822,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 130,367 | $4,822,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 224,621 | $4,820,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 560,269 | $4,796,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 236,212 | $4,795,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 225,181 | $4,787,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 74,714 | $4,787,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 367,960 | $4,784,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 74,354 | $4,758,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 72,980 | $4,740,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 163,170 | $4,738,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 92,036 | $4,737,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 135,133 | $4,722,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 106,782 | $4,711,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 261,657 | $4,707,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 837,407 | $4,681,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 81,960 | $4,677,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 144,547 | $4,670,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 5,129,000 | $4,661,000 | thousands by filing date | principal |
| PINNACLE ENTMT INC | 723456109 | COM | 132,294 | $4,643,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 153,068 | $4,639,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 117,699 | $4,633,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 183,975 | $4,625,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 1,983,591 | $4,602,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 383,316 | $4,600,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 402,978 | $4,590,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 1,013,965 | $4,583,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 148,016 | $4,565,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 8,000,000 | $4,565,000 | thousands by filing date | principal |
| ULTRATECH INC | 904034105 | COM | 208,858 | $4,561,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 219,305 | $4,551,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 244,779 | $4,548,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 141,010 | $4,543,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 139,266 | $4,505,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 108,906 | $4,495,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 255,868 | $4,480,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 338,236 | $4,468,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 231,628 | $4,463,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 472,716 | $4,462,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 245,256 | $4,461,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 68,061 | $4,458,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 69,872 | $4,456,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 294,851 | $4,443,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 240,303 | $4,441,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 713,072 | $4,435,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 234,454 | $4,435,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 200,348 | $4,431,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 208,124 | $4,430,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 428,281 | $4,415,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 58,756 | $4,412,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 304,745 | $4,404,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 398,870 | $4,403,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8,064,000 | $4,395,000 | thousands by filing date | principal |
| RPX CORP | 74972G103 | COM | 389,216 | $4,382,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 366,891 | $4,377,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 113,657 | $4,372,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 116,467 | $4,363,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 541,065 | $4,361,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 271,141 | $4,344,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 256,382 | $4,344,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 165,052 | $4,341,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 5,775,000 | $4,331,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 274,562 | $4,327,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 135,976 | $4,320,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 152,673 | $4,319,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 292,818 | $4,319,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 406,585 | $4,314,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 72,016 | $4,310,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 254,750 | $4,310,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 310,989 | $4,310,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 934,908 | $4,310,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 282,730 | $4,309,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 317,670 | $4,302,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 197,574 | $4,301,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 59,405 | $4,292,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 289,007 | $4,286,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 101,313 | $4,283,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 265,193 | $4,270,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 270,353 | $4,266,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 28,651 | $4,261,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 197,286 | $4,260,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 209,085 | $4,240,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 262,419 | $4,228,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 109,162 | $4,218,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 169,003 | $4,217,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 334,785 | $4,212,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 897,799 | $4,211,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 677,855 | $4,209,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 258,060 | $4,204,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 303,391 | $4,202,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-16-001011 | this filing | 2016-05-16 | acceptance time not in the bulk data set |