13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 3,778 holding rows worth $235,702,267,000.
- Accession
- 0000914208-15-000503
- Filer
- CIK 914208
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 13,039 entries on the cover page, a total value of $235,702,267,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $235,702,269,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Limited 028-06137
- included managerInvesco Trust Company 028-12270
- included managerInvesco Hong Kong Limited 028-11246
- included managerInvesco Asset Management Deutschland GmbH 028-11246
- included managerInvesco Asset Management Limited - England 028-05683
- included managerInvesco Asset Management, S.A. - France 028-11246
- included managerInvesco Asset Management Osterreich GmbH 028-11246
- included managerInvesco Management S.A. 028-11246
- included managerInvesco Asset Management Japan Limited 028-11246
- included managerInvesco Global Asset Management Ltd. 028-11246
- included managerInvesco Australia Ltd. 028-11246
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco PowerShares Capital Management LLC 028-11936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 453,660 | $9,096,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 142,017 | $9,080,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 9,865,000 | $9,002,000 | thousands by filing date | principal |
| RLI CORP COM | 749607107 | Stock | 168,135 | $9,001,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 405,527 | $8,982,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 174,883 | $8,973,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,159,108 | $8,972,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 266,102 | $8,967,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 564,888 | $8,948,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 198,767 | $8,943,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 905,025 | $8,869,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 697,932 | $8,822,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 114,100 | $8,781,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 149,930 | $8,769,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 533,304 | $8,762,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 363,647 | $8,730,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 160,056 | $8,722,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 376,294 | $8,719,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 367,601 | $8,679,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 205,650 | $8,639,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 297,254 | $8,618,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 331,380 | $8,566,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 61,447 | $8,533,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 697,227 | $8,527,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 9,095,000 | $8,527,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 998,141 | $8,504,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 1,871,989 | $8,443,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 176,305 | $8,433,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 745,753 | $8,427,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 166,799 | $8,421,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 129,641 | $8,418,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 249,084 | $8,409,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,704,377 | $8,408,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 808,219 | $8,405,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 362,056 | $8,392,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 287,980 | $8,346,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,715,587 | $8,337,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 210,923 | $8,321,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 140,703 | $8,316,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 194,842 | $8,304,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 7,837,000 | $8,263,000 | thousands by filing date | principal |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 1,340,588 | $8,231,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 134,788 | $8,226,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,281,078 | $8,224,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 41,721 | $8,214,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 100,915 | $8,189,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 468,177 | $8,184,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 98,507 | $8,170,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 575,131 | $8,167,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 42,600 | $8,164,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,897,540 | $8,159,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 362,114 | $8,150,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 101,549 | $8,149,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,004,530 | $8,136,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 415,304 | $8,123,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 263,690 | $8,121,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,333,582 | $8,121,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 2,687,087 | $8,115,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 4,375,000 | $8,110,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 141,393 | $8,104,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 116,149 | $8,096,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 10,775,000 | $8,081,000 | thousands by filing date | principal |
| GASLOG LTD | G37585109 | SHS | 836,965 | $8,051,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 308,254 | $8,038,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 77,866 | $8,014,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 554,964 | $8,003,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 147,665 | $7,949,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 7,800,000 | $7,937,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 98,828 | $7,934,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 467,021 | $7,893,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 304,122 | $7,870,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 10,081,000 | $7,863,000 | thousands by filing date | principal |
| SANMINA CORP COM | 801056102 | Stock | 367,124 | $7,846,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,288,365 | $7,820,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 413,891 | $7,818,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 138,429 | $7,811,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 716,486 | $7,810,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 452,934 | $7,804,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 56,598 | $7,789,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,071,533 | $7,779,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 600,559 | $7,777,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 286,575 | $7,769,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 223,697 | $7,747,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 57,783 | $7,732,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 322,709 | $7,716,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 136,731 | $7,706,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,107,757 | $7,699,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 197,150 | $7,691,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 511,913 | $7,684,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 393,605 | $7,659,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,291,922 | $7,623,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 860,879 | $7,611,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 860,308 | $7,588,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 3,479,081 | $7,584,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,019,335 | $7,583,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 156,808 | $7,563,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 631,196 | $7,530,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 475,264 | $7,523,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 12,000,000 | $7,493,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 6,587,000 | $7,480,000 | thousands by filing date | principal |
| DOMINION DIAMOND CORP | 257287102 | COM | 699,607 | $7,473,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,047,448 | $7,469,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 128,066 | $7,465,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 474,227 | $7,450,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 7,150,000 | $7,449,000 | thousands by filing date | principal |
| iShares Gold Trust | 464285105 | ISHARES | 689,976 | $7,438,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 370,896 | $7,433,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,328,114 | $7,411,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 185,918 | $7,407,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 9,773,000 | $7,379,000 | thousands by filing date | principal |
| SEABOARD CORP DEL | 811543107 | COM | 2,394 | $7,371,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 186,629 | $7,370,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,135,849 | $7,349,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 202,131 | $7,343,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 271,339 | $7,332,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 10,000,000 | $7,313,000 | thousands by filing date | principal |
| DONALDSON INC COM | 257651109 | Stock | 260,396 | $7,312,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 542,190 | $7,308,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 563,553 | $7,281,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 149,950 | $7,280,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 278,203 | $7,270,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 101,077 | $7,264,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 3,947,337 | $7,263,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 106,924 | $7,223,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 65,904 | $7,216,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 162,966 | $7,212,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 429,294 | $7,152,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 173,528 | $7,127,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 125,031 | $7,118,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 990,930 | $7,115,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,004,573 | $7,102,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 305,591 | $7,083,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 538,008 | $7,064,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 153,872 | $7,044,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 766,638 | $6,999,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 132,210 | $6,996,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 177,979 | $6,990,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 76,219 | $6,971,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 194,211 | $6,961,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 567,165 | $6,953,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 154,710 | $6,926,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 790,126 | $6,914,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 165,556 | $6,912,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 607,199 | $6,892,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 760,939 | $6,887,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 200,191 | $6,880,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 140,330 | $6,859,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 450,882 | $6,858,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 269,661 | $6,847,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 338,095 | $6,846,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 60,145 | $6,836,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 214,257 | $6,809,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 117,499 | $6,789,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 166,080 | $6,787,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 406,198 | $6,775,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 261,762 | $6,774,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 430,974 | $6,757,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 231,534 | $6,754,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 86,882 | $6,749,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 260,947 | $6,740,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 975,157 | $6,729,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 88,082 | $6,725,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 201,537 | $6,718,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 138,669 | $6,697,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 384,274 | $6,694,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 275,795 | $6,683,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 214,949 | $6,676,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 106,946 | $6,675,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 172,776 | $6,666,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 180,644 | $6,666,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 418,640 | $6,656,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 144,214 | $6,655,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 79,830 | $6,649,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 260,305 | $6,638,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 558,061 | $6,635,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 711,482 | $6,631,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 107,647 | $6,622,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 393,774 | $6,616,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 300,000 | $6,609,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 615,689 | $6,606,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 232,350 | $6,560,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 83,235 | $6,559,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 475,207 | $6,553,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 121,169 | $6,551,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 282,273 | $6,523,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,005,851 | $6,508,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 725,332 | $6,506,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,106,695 | $6,496,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 724,069 | $6,495,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 439,754 | $6,478,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 271,905 | $6,474,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 611,730 | $6,447,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 186,050 | $6,430,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 210,524 | $6,429,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 212,871 | $6,420,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 108,318 | $6,420,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 225,340 | $6,415,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 379,410 | $6,412,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 203,266 | $6,397,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 484,428 | $6,390,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 230,545 | $6,386,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 545,218 | $6,363,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 419,390 | $6,350,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 366,551 | $6,349,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 158,141 | $6,345,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 210,194 | $6,312,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 102,455 | $6,306,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 424,768 | $6,287,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,169,800 | $6,282,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 123,378 | $6,246,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 771,036 | $6,246,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 112,528 | $6,238,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 591,574 | $6,217,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 104,200 | $6,205,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 285,106 | $6,203,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 125,434 | $6,198,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 465,555 | $6,192,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 396,140 | $6,188,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 190,813 | $6,167,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 158,092 | $6,159,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 92,437 | $6,154,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 269,216 | $6,154,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 6,000,000 | $6,150,000 | thousands by filing date | principal |
| FIREEYE INC | 31816Q101 | COM | 193,123 | $6,145,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 949,167 | $6,141,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 448,667 | $6,124,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 342,584 | $6,121,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 187,083 | $6,118,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 68,358 | $6,117,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 508,774 | $6,115,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 112,491 | $6,101,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 3,000,000 | $6,094,000 | thousands by filing date | principal |
| ARROW ELECTRS INC | 042735100 | COM | 110,125 | $6,088,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 430,890 | $6,088,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 133,554 | $6,084,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 153,559 | $6,076,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 434,367 | $6,068,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 395,632 | $6,053,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 110,622 | $6,051,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 464,058 | $6,051,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 913,462 | $6,047,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 483,076 | $6,043,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 623,237 | $6,039,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 431,345 | $6,039,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 1,714,535 | $6,035,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 479,177 | $6,028,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 438,261 | $6,026,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 404,778 | $6,015,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 405,303 | $6,003,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 107,669 | $6,002,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,625,939 | $6,000,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 273,683 | $5,996,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 175,131 | $5,995,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 791,533 | $5,992,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 529,295 | $5,992,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 332,724 | $5,979,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 200,111 | $5,973,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 546,551 | $5,968,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 300,697 | $5,963,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 411,815 | $5,958,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 365,348 | $5,955,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 450,068 | $5,954,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 235,125 | $5,951,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 6,000,000 | $5,951,000 | thousands by filing date | principal |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 453,859 | $5,946,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 352,007 | $5,942,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 5,656,399 | $5,939,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 267,791 | $5,898,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 284,639 | $5,895,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 236,180 | $5,895,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 440,863 | $5,894,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 507,976 | $5,893,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 462,046 | $5,886,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 177,230 | $5,861,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 358,675 | $5,850,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 158,369 | $5,849,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 8,000,000 | $5,810,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 283,037 | $5,805,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 317,494 | $5,804,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 438,711 | $5,804,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,183,238 | $5,786,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 348,098 | $5,785,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 160,000 | $5,780,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 419,321 | $5,778,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 95,937 | $5,778,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 345,937 | $5,777,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 732,081 | $5,776,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 524,299 | $5,773,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 111,182 | $5,760,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 307,089 | $5,758,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 162,261 | $5,754,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 98,541 | $5,743,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 568,189 | $5,740,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 134,445 | $5,731,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 155,569 | $5,728,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 561,841 | $5,726,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 104,846 | $5,725,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 169,430 | $5,708,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 269,984 | $5,702,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 208,832 | $5,693,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 4,100,000 | $5,676,000 | thousands by filing date | principal |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 61,985 | $5,672,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 459,240 | $5,658,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 326,578 | $5,611,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 183,142 | $5,564,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 310,571 | $5,560,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,525,000 | $5,553,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416T100 | COM | 129,838 | $5,545,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 62,063 | $5,528,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 288,475 | $5,515,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 313,782 | $5,510,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 90,663 | $5,510,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 236,240 | $5,504,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 214,000 | $5,500,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 315,751 | $5,488,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 472,209 | $5,483,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 380,657 | $5,478,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 71,623 | $5,478,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 303,628 | $5,465,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 370,434 | $5,460,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 104,117 | $5,458,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 144,249 | $5,457,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 277,364 | $5,450,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 338,149 | $5,444,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 401,100 | $5,439,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 312,905 | $5,432,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 213,100 | $5,430,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 835,298 | $5,429,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 461,801 | $5,427,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 198,762 | $5,418,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 169,361 | $5,402,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 27,914 | $5,399,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 105,569 | $5,364,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 83,888 | $5,361,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 112,224 | $5,357,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 259,796 | $5,355,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 285,002 | $5,341,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 552,278 | $5,329,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 463,963 | $5,303,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 169,849 | $5,301,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 127,898 | $5,287,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 89,302 | $5,284,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 31,793 | $5,274,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 94,678 | $5,272,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 359,293 | $5,268,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 659,988 | $5,261,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 338,144 | $5,261,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 288,722 | $5,258,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 372,353 | $5,246,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 110,750 | $5,239,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 73,679 | $5,229,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 180,094 | $5,223,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 130,389 | $5,221,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 219,632 | $5,216,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 281,766 | $5,200,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 108,900 | $5,196,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 158,266 | $5,191,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 178,113 | $5,183,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 345,109 | $5,166,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 66,468 | $5,164,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 89,450 | $5,159,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 101,300 | $5,155,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 160,717 | $5,150,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 100,000 | $5,145,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 344,801 | $5,141,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 120,400 | $5,139,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 725,705 | $5,138,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 5,000,000 | $5,128,000 | thousands by filing date | principal |
| CAMECO CORP COM | 13321L108 | Stock | 421,070 | $5,125,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 5,000,000 | $5,113,000 | thousands by filing date | principal |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 364,819 | $5,104,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 235,261 | $5,092,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 248,785 | $5,085,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 186,461 | $5,079,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 392,101 | $5,074,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 517,432 | $5,071,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 285,763 | $5,061,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 107,812 | $5,060,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 127,928 | $5,049,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 701,812 | $5,039,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 314,044 | $5,019,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 310,264 | $5,011,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 83,670 | $5,005,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 364,334 | $4,999,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 152,992 | $4,994,000 | thousands by filing date | |
| DIGITAL RLTY TR INC 6.35 PFD I CUM | 253868863 | REIT | 201,385 | $4,982,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 3,950,000 | $4,979,000 | thousands by filing date | principal |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 597,630 | $4,978,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 361,776 | $4,975,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 339,753 | $4,960,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 341,970 | $4,955,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 72,075 | $4,942,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 482,104 | $4,942,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 81,981 | $4,928,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 239,374 | $4,922,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 304,698 | $4,908,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 163,958 | $4,903,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 80,571 | $4,899,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 8,475 | $4,891,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 212,145 | $4,882,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 8,135,978 | $4,881,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 6,674,744 | $4,872,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 461,637 | $4,870,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 251,105 | $4,853,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 69,953 | $4,846,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 527,515 | $4,842,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 96,797 | $4,839,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 4,000,000 | $4,828,000 | thousands by filing date | principal |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 91,736 | $4,826,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 202,749 | $4,818,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 4,400,000 | $4,813,000 | thousands by filing date | principal |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 503,315 | $4,811,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 225,399 | $4,805,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 238,954 | $4,793,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 102,955 | $4,788,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 303,532 | $4,781,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,240,666 | $4,776,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 153,751 | $4,762,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 351,772 | $4,752,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 243,235 | $4,743,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 60,745 | $4,737,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 132,459 | $4,719,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 375,635 | $4,718,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 301,249 | $4,712,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 73,206 | $4,703,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 1,807,086 | $4,698,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 121,143 | $4,693,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 178,795 | $4,688,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 53,416 | $4,668,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 346,425 | $4,649,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 144,927 | $4,642,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 183,841 | $4,641,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 598,361 | $4,637,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 392,665 | $4,637,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 258,610 | $4,632,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 1,428,500 | $4,628,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 205,918 | $4,627,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 202,711 | $4,612,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 83,084 | $4,599,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 417,289 | $4,590,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 81,096 | $4,589,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 245,980 | $4,580,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 4,000,000 | $4,575,000 | thousands by filing date | principal |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 305,156 | $4,562,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 357,475 | $4,561,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 139,414 | $4,548,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 404,494 | $4,546,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 167,927 | $4,544,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 3,200,000 | $4,542,000 | thousands by filing date | principal |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 373,417 | $4,541,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 212,059 | $4,523,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 107,348 | $4,517,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 229,952 | $4,512,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 186,553 | $4,511,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 102,894 | $4,494,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 614,651 | $4,494,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 303,303 | $4,477,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 101,646 | $4,465,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 87,081 | $4,465,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 320,015 | $4,458,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 166,906 | $4,449,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 178,438 | $4,443,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 5,300,000 | $4,435,000 | thousands by filing date | principal |
| HNI CORP COM | 404251100 | Stock | 103,364 | $4,434,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 230,136 | $4,434,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 944,793 | $4,431,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 349,251 | $4,429,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 109,956 | $4,421,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 206,205 | $4,419,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 970,790 | $4,417,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 654,682 | $4,412,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 458,938 | $4,406,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 255,717 | $4,396,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 307,419 | $4,377,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 249,166 | $4,370,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 839,740 | $4,366,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 156,505 | $4,358,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 484,369 | $4,350,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 236,457 | $4,346,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 363,054 | $4,346,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 56,792 | $4,315,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 425,479 | $4,315,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 98,968 | $4,313,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 118,000 | $4,312,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 157,983 | $4,296,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 297,774 | $4,294,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 709,753 | $4,294,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 104,765 | $4,286,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 111,947 | $4,276,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 289,660 | $4,249,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 244,326 | $4,237,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 115,803 | $4,230,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 163,528 | $4,227,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 39,540 | $4,224,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 217,173 | $4,215,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 78,957 | $4,199,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 264,656 | $4,192,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 235,359 | $4,192,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 221,853 | $4,188,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 219,457 | $4,187,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-15-000503 | this filing | 2015-11-16 | acceptance time not in the bulk data set |