13F-HR filed by RIVERNORTH CAPITAL MANAGEMENT, LLC
RIVERNORTH CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 292 holding rows worth $1,677,780,000.
- Accession
- 0000913849-19-000158
- Filer
- CIK 1447578
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 293 entries on the cover page, a total value of $1,677,780,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,677,788,000 with VALUE read as thousands by filing date, 13F file number 028-13256. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 4,745,389 | $58,273,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 4,587,230 | $56,515,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 4,504,071 | $56,301,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 4,284,716 | $51,117,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 9,857,102 | $43,371,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2,981,262 | $37,385,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 2,665,065 | $34,672,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 4,585,542 | $33,704,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 7,322,554 | $33,537,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,951,458 | $33,027,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 8,161,369 | $31,666,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 4,975,797 | $30,303,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 2,721,981 | $28,472,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 5,082,671 | $27,091,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 3,535,824 | $25,423,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,670,242 | $24,860,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 2,694,179 | $24,275,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,596,051 | $21,417,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,636,505 | $20,505,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,973,650 | $20,289,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 994,367 | $20,215,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,772,634 | $19,570,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,522,524 | $18,255,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,737,430 | $17,635,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,333,953 | $17,475,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,766,328 | $16,868,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,440,368 | $15,930,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,119,142 | $15,366,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,840,177 | $15,218,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,523,271 | $15,035,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 740,087 | $14,824,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,318,973 | $14,007,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,882,676 | $13,819,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,018,228 | $13,492,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 858,753 | $13,405,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 1,638,055 | $13,268,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 659,495 | $13,084,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 678,557 | $12,933,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 955,706 | $12,654,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 1,432,166 | $12,004,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 949,955 | $11,912,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,091,523 | $11,581,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 508,640 | $11,439,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,381,305 | $11,396,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 828,329 | $11,303,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 836,168 | $11,238,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,159,810 | $10,798,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 896,361 | $10,308,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,110,807 | $10,097,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,204,525 | $9,937,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2,202,598 | $9,603,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 772,523 | $9,602,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 760,786 | $9,237,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 772,207 | $9,143,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 780,967 | $9,067,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 657,922 | $9,053,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 676,225 | $8,994,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,330,952 | $8,798,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 689,502 | $8,702,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 600,198 | $8,229,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 641,706 | $8,102,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 31,826 | $7,884,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 343,595 | $7,556,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 589,602 | $7,329,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 739,342 | $7,216,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 585,009 | $7,003,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 557,013 | $6,913,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 424,446 | $6,902,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 608,056 | $6,822,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,143,562 | $6,816,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 803,287 | $6,812,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 1,169,632 | $6,749,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 521,958 | $6,603,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 785,137 | $6,572,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 431,956 | $6,432,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 333,427 | $6,415,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,115,404 | $6,402,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 61,419 | $6,191,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 810,852 | $6,171,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 609,567 | $6,010,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 285,357 | $5,995,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 937,448 | $5,953,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 443,757 | $5,951,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 829,202 | $5,945,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 533,982 | $5,842,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 505,691 | $5,831,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 646,600 | $5,768,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 632,111 | $5,645,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 464,189 | $5,603,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 436,028 | $5,197,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 463,244 | $5,026,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 387,985 | $4,881,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 572,459 | $4,746,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 191,280 | $4,725,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 405,674 | $4,556,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 615,676 | $4,519,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 365,287 | $4,511,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 533,362 | $4,486,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 256,678 | $4,438,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,112,348 | $4,349,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 481,936 | $4,217,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 362,170 | $4,053,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 277,047 | $4,023,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 398,073 | $4,001,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 389,994 | $3,943,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 718,780 | $3,932,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 344,096 | $3,799,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 410,781 | $3,746,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 187,653 | $3,717,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 291,681 | $3,506,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 347,869 | $3,447,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 269,678 | $3,363,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 213,460 | $3,332,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 294,695 | $3,292,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 214,540 | $3,274,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 287,167 | $3,265,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 589,323 | $3,165,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 305,668 | $3,103,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 242,147 | $3,037,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 300,000 | $3,033,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 300,000 | $3,027,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 306,594 | $3,008,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 300,000 | $3,003,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M129 | UNIT 10/12/2023 | 300,000 | $3,000,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 300,000 | $2,985,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 145,482 | $2,965,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 294,996 | $2,959,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 222,049 | $2,953,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 263,928 | $2,951,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 313,634 | $2,904,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 211,176 | $2,904,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 334,773 | $2,852,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 346,696 | $2,722,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 218,685 | $2,567,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 250,000 | $2,488,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 307,309 | $2,449,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 239,998 | $2,448,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 199,123 | $2,447,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 63,796 | $2,435,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 118,115 | $2,384,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 150,131 | $2,341,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 228,000 | $2,323,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 144,624 | $2,289,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 220,375 | $2,248,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 224,996 | $2,216,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 200,152 | $2,212,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 225,000 | $2,205,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 184,656 | $2,133,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 55,877 | $2,069,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 200,000 | $2,018,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A207 | UNIT 12/13/2023 | 200,000 | $2,002,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 200,000 | $2,000,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 200,000 | $1,992,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 200,000 | $1,990,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 200,000 | $1,976,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 195,608 | $1,956,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 200,000 | $1,950,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 191,057 | $1,920,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 208,876 | $1,890,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 181,707 | $1,750,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 175,000 | $1,750,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 208,755 | $1,739,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 233,996 | $1,657,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 1,640,387 | $1,640,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 54,902 | $1,601,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 262,638 | $1,589,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 155,000 | $1,564,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 222,363 | $1,545,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 130,739 | $1,538,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 150,000 | $1,514,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 150,000 | $1,500,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 150,000 | $1,495,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 150,000 | $1,494,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 150,267 | $1,486,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 150,000 | $1,478,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 149,999 | $1,462,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 137,568 | $1,411,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 121,322 | $1,389,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 125,000 | $1,296,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 104,200 | $1,274,000 | thousands by filing date | |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 125,000 | $1,258,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 125,000 | $1,231,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 125,000 | $1,224,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 157,434 | $1,200,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 118,000 | $1,168,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 112,469 | $1,152,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 98,290 | $1,094,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 71,208 | $1,086,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 49,895 | $1,079,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 88,177 | $1,051,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 69,006 | $1,048,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 108,860 | $1,017,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 100,000 | $1,015,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 77,512 | $1,001,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X202 | UNIT 12/31/2025 | 100,000 | $998,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A202 | UNIT 09/30/2023 | 100,000 | $998,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 78,350 | $983,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 98,856 | $983,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 100,000 | $978,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 100,000 | $977,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 96,000 | $956,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 82,362 | $911,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 46,055 | $777,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 69,453 | $764,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 75,000 | $733,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 58,332 | $722,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 77,895 | $685,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 52,897 | $647,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 49,543 | $565,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 49,841 | $555,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 60,856 | $550,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 43,735 | $533,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 43,801 | $532,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 85,866 | $529,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 44,549 | $511,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 50,000 | $506,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 49,995 | $482,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 50,852 | $457,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 41,499 | $456,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 36,191 | $423,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 27,639 | $381,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 32,425 | $370,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 46,853 | $342,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 14,769 | $290,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 216,015 | $270,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 26,264 | $268,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 16,608 | $208,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 16,420 | $208,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 20,000 | $201,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 23,000 | $196,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 19,256 | $179,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 199,999 | $156,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 28,974 | $150,000 | thousands by filing date | |
| IMXIW US 19 Jan 22 C11.5 (International Money Expr | 46005L119 | W EXP 01/19/202 | 62,501 | $150,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 13,450 | $146,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 32,830 | $135,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 168,750 | $127,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 112,498 | $124,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 153,297 | $123,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 147,498 | $122,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 12,200 | $120,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 300,000 | $120,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 10,173 | $114,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 300,000 | $102,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 349,994 | $98,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 10,303 | $93,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W115 | *W EXP 08/01/202 | 155,000 | $93,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 200,000 | $92,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 225,000 | $79,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W135 | RIGHT 12/02/2019 | 200,000 | $78,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 149,999 | $75,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 250,000 | $74,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 150,000 | $74,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 239,998 | $72,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 200,000 | $68,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 230,000 | $64,000 | thousands by filing date | |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 225,000 | $61,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 87,500 | $56,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 125,000 | $56,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R126 | *W EXP 01/01/202 | 150,000 | $56,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W127 | *W EXP 07/01/202 | 200,000 | $52,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 230,000 | $48,000 | thousands by filing date | |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 200,000 | $44,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 174,997 | $44,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 125,000 | $44,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 100,000 | $43,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 150,000 | $43,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 150,000 | $42,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 175,000 | $42,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 125,000 | $38,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 125,000 | $38,000 | thousands by filing date | |
| CONCRETE PUMPING HLDGS INC | 206704116 | *W EXP 08/01/202 | 50,000 | $37,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 119,999 | $36,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 118,000 | $35,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 96,000 | $35,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981113 | RIGHT 04/27/2025 | 75,000 | $34,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 100,000 | $33,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 100,000 | $30,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 100,000 | $30,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 115,000 | $29,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 118,000 | $24,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 120,000 | $23,000 | thousands by filing date | |
| REEBONZ HLDG LTD | G7457R106 | ORD SHS | 11,998 | $23,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 16,665 | $22,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 230,000 | $21,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 26,667 | $20,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 120,000 | $18,000 | thousands by filing date | |
| SMAAASH ENTERTAINMENT INC | 831550116 | *W EXP 05/22/202 | 97,950 | $18,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 62,500 | $15,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981105 | *W EXP 03/03/202 | 75,000 | $15,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 75,001 | $13,000 | thousands by filing date | |
| REEBONZ HLDG LTD | G7457R114 | *W EXP 12/19/202 | 60,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000913849-19-000158 | this filing | 2019-02-14 | acceptance time not in the bulk data set |