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13F-HR filed by RIVERNORTH CAPITAL MANAGEMENT, LLC

RIVERNORTH CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 177 holding rows worth $1,245,007,000.

Accession
0000913849-14-000295
Filed
2014-08-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2014

A holdings report, 177 entries on the cover page, a total value of $1,245,007,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,245,007,000 with VALUE read as thousands by filing date, 13F file number 028-13256. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
SPY78462F103SHS248,838$48,703,000thousands by filing date
BLACKROCK CREDIT ALLOCATION IN092508100COM3,225,278$44,348,000thousands by filing date
PIMCO DYNAMIC CR INCOME FD72202D106COM SHS1,830,557$43,604,000thousands by filing date
NUVEEN CR STRATEGIES INCOME67073D102COM SHS3,194,114$29,897,000thousands by filing date
ADAMS DIVERSIFIED EQUITY FD006212104COM1,746,371$24,013,000thousands by filing date
ROYCE VALUE TRUST780910105COM1,481,488$23,704,000thousands by filing date
TRI CONTL CORP895436103COM1,070,982$22,469,000thousands by filing date
TEMPLETON GLOBAL INCOME FD880198106COM2,627,378$21,702,000thousands by filing date
ISHARES TR464287101S&P 100 ETF250,000$21,633,000thousands by filing date
VWO922042858SHS501,375$21,624,000thousands by filing date
FTSE RAFI 1000 US Lg Cap73935X583COM240,668$21,285,000thousands by filing date
INVESCO MUNI OPPORTUNITY TRUST46132C107COM1,682,343$21,198,000thousands by filing date
LIBERTY ALL-STAR EQUITY FUND530158104SH BEN INT3,517,026$21,137,000thousands by filing date
NUVEEN PREM INCOME MUN FD67063W102COM1,496,800$20,716,000thousands by filing date
Vanguard FTSE Developed Markets ETF921943858SHS473,753$20,177,000thousands by filing date
CLOUGH GLOBAL OPPORTUNITIES18914E106SH BEN INT1,551,678$20,172,000thousands by filing date
BLACKROCK MULTI-SECTOR INCOME09258A107COM1,001,614$18,530,000thousands by filing date
NEXPOINT CR STRATEGIES FD65340G106COM1,474,500$17,797,000thousands by filing date
MORGAN STANLEY EMERGING MKTS617477104COM1,335,980$17,795,000thousands by filing date
NUVEEN INTERMEDIATE DURATION M670671106COM1,407,281$17,718,000thousands by filing date
ALPINE TOTAL DYNAMIC DIVID F021060108COM SBI1,914,603$17,078,000thousands by filing date
BLACKROCK GLOBAL OPP EQUITY TR092501105COM1,129,932$17,005,000thousands by filing date
NUVEEN MUN ADVANTAGE FD IN67062H106COM1,260,570$16,942,000thousands by filing date
BLACKROCK DEBT STRAT FD INC09255R103COM4,112,656$16,862,000thousands by filing date
NUVEEN DIVER CURRENCY OPPOR67090N109COM1,401,963$15,744,000thousands by filing date
ALLIANZGI EQUITY & CONV INCO018829101COM760,730$15,367,000thousands by filing date
PIMCO INCOME STRATEGY FD II72201J104COM1,307,346$14,459,000thousands by filing date
PUTNAM PREMIER INCOME TR746853100SH BEN INT2,525,263$14,015,000thousands by filing date
INVESCO MUNICIPAL TRUST46131J103COM1,081,693$13,543,000thousands by filing date
GENERAL AMERICAN INVESTORS CO368802104COM364,804$13,432,000thousands by filing date
NUVEEN LG/SHT COMMODITY TOTR670731108COM UT BEN INT791,041$12,783,000thousands by filing date
RYDEX ETF TRUST TOP 50 ETF78355W205COM94,701$12,762,000thousands by filing date
NUVEEN MORTGAGE AND INCOME F670735109COM474,503$11,673,000thousands by filing date
LEGG MASON BW GLB INC OPP FD52469B100COM631,528$11,589,000thousands by filing date
NUVEEN QUALITY MUNCP INCOME67066V101COM803,400$11,360,000thousands by filing date
BLACKROCK CORPORATE HIGH YIELD09255P107COM887,126$10,903,000thousands by filing date
FIRST TR HIGH INCOME L/S FD33738E109COM598,601$10,865,000thousands by filing date
ALLSPRING MULTI SECTOR INCOM94987D101COM711,678$10,604,000thousands by filing date
ZWEIG TOTAL RETURN FD INC989837208COM710,174$10,219,000thousands by filing date
NUVEEN MUN MKT OPPORTUNITY67062W103COM750,393$10,018,000thousands by filing date
BLACKROCK MUN TARGET TERM TR09257P105COM SHS BEN IN469,460$9,535,000thousands by filing date
NUVEEN PREM INCOME MUN FD67062T100COM698,160$9,488,000thousands by filing date
BOULDER TOTAL RET FD INC101541100COM363,288$9,322,000thousands by filing date
NUVEEN CALIFORNIA AMT-FREE MUN670651108COM656,667$8,964,000thousands by filing date
NEUBERGER BERMAN MLP AND ENERG64129H104COM440,321$8,890,000thousands by filing date
WESTERN ASSET EMRG MKT INCM95766E103COM684,518$8,851,000thousands by filing date
BLACKSTONE STRATEGIC CREDIT FU09257R101COM SHS BEN IN493,063$8,762,000thousands by filing date
IVY HIGH INCOME OPPORTUNITIE465893105COM466,466$8,630,000thousands by filing date
MFS CHARTER INCOME TR552727109SH BEN INT931,926$8,611,000thousands by filing date
ALLIANCEBERNSTEIN INCOME FUN01881E101COM1,137,285$8,552,000thousands by filing date
BROOKFIELD MTG OPP INC FD IN112792106COM472,829$8,322,000thousands by filing date
SPROTT PHYSICAL GOLD SILVER153501101COM571,703$8,313,000thousands by filing date
NUVEEN INS MUNICIPAL OPP FD670984103mf564,310$7,962,000thousands by filing date
WSTRN AST GLBL CORP OPP FD I95790C107COM425,476$7,952,000thousands by filing date
VIRTUS TOTAL92829A103COM1,645,382$7,898,000thousands by filing date
CLOUGH GLOBAL EQUITY FD18914C100COM502,718$7,782,000thousands by filing date
DWS HIGH INCOME OPPORT FD IN23339M204COM NEW499,065$7,371,000thousands by filing date
Vaneck Vectors Gold Miners ETF57060u100COM273,737$7,240,000thousands by filing date
FRANKLIN LTD DURATION INCOME35472T101COM528,677$6,915,000thousands by filing date
NUVEEN PFD & INCOME OPPORTUN67073B106COM708,645$6,874,000thousands by filing date
BLACKSTONE LONG-SHORT CREDIT I09257D102COM SHS BN INT379,334$6,726,000thousands by filing date
WESTERN AST INFL LKD OPP & I95766R104COM540,457$6,653,000thousands by filing date
EATON VANCE RISK-MANAGED DIVSF27829G106COM568,506$6,561,000thousands by filing date
SRH TOTAL RETURN FUND INC101507101COM763,862$6,508,000thousands by filing date
FTSE RAFI Emerg Mkts73936T763COM305,240$6,508,000thousands by filing date
ABERDEEN ASIA-PACIFIC INCOME F003009107COM1,029,726$6,467,000thousands by filing date
NUVEEN TAXABLE MUNICPAL INM FD COM67074C103CEF312,479$6,406,000thousands by filing date
CORNERSTONE PROGRESSIVE RTN21925C101COM1,331,118$6,110,000thousands by filing date
APOLLO TACTICAL INCOME FD INC037638103COM326,600$5,990,000thousands by filing date
AMERICAN CAPITAL LTD02503Y103COM391,384$5,984,000thousands by filing date
VIRTUS GLOBAL MULTI-SECTOR I92829B101COM320,858$5,731,000thousands by filing date
MFS MULTIMARKET INCOME TR552737108SH BEN INT835,404$5,555,000thousands by filing date
COHEN & STEERS REIT AND PREFER19247X100COM301,404$5,434,000thousands by filing date
NUVEEN AMT FREE MUN CR INC F67071L106COM382,814$5,421,000thousands by filing date
FIRSTHAND TECHNOLOGY VALUE F33766Y100COM254,496$5,408,000thousands by filing date
PIMCO INCOME STRATEGY FD72201H108COM432,170$5,333,000thousands by filing date
ROYCE FOCUS TR78080N108COM616,488$5,271,000thousands by filing date
STONE HBR EMERG MKTS TL INC86164W100COM260,968$5,261,000thousands by filing date
BLACKROCK ENHANCED EQUITY DI09251A104COM610,188$5,119,000thousands by filing date
INVESCO DYNAMIC CR OPPORTUNI46132R104COM390,972$5,063,000thousands by filing date
WESTERN ASSET WORLDWIDE INCO957668106COM384,932$5,062,000thousands by filing date
THE CENTRAL AND EASTERN EU I153436100COM158,676$4,648,000thousands by filing date
STRATEGIC GLOBAL INCOME FD862719101COM485,939$4,544,000thousands by filing date
NUVEEN BUILD AMER BD OPPTNY67074q102COM210,715$4,537,000thousands by filing date
PIMCO MUN INCOME FD II72200W106COM376,955$4,505,000thousands by filing date
EATON VANCE LIMITED DURATION27828H105COM286,212$4,459,000thousands by filing date
AMERN STRATEGIC INCOME PTFL030099105COM501,624$4,404,000thousands by filing date
NEUBERGER BERMAN REAL ESTATE S64190A103COM851,059$4,255,000thousands by filing date
NUVEEN INTER DURATION MUN670677103INDX FD330,564$4,241,000thousands by filing date
EATON VANCE SHORT DURATION D27828V104COM276,388$4,240,000thousands by filing date
WESTERN ASSET HIGH YIELD DEF95768B107COM235,320$4,215,000thousands by filing date
ADVENT CLAYMORE ENH GRW & IN00765E104COM406,531$4,187,000thousands by filing date
FRANKLIN MASTER INTER INCOME SH BEN INT746909100CEF735,746$3,789,000thousands by filing date
WESTERN ASSET EMERGING MARKETS95766A101COM203,852$3,747,000thousands by filing date
AVENUE INCOME CR STRATEGIES05358E106COM208,365$3,746,000thousands by filing date
CBRE GBL REAL ESTATE INC FD COM12504G100CEF404,028$3,681,000thousands by filing date
BROOKFIELD TOTAL RETURN FD I11283U108COM146,144$3,680,000thousands by filing date
NEW AMERICA HIGH INCOME FUND I641876800COM NEW357,492$3,589,000thousands by filing date
CLOUGH GLOBAL DIVID & INCOME18913Y103COM229,827$3,562,000thousands by filing date
NUVEEN GLOBAL INCOME OPPTY67073C104COM277,050$3,532,000thousands by filing date
ABERDEEN EMERGING MKTS SMALL00301T102COM230,082$3,304,000thousands by filing date
NUVEEN SELECT QUALITY MUN FD670973106COM235,607$3,266,000thousands by filing date
FEDERATED ENHANC TREAS INCM314162108COM SH BEN INT241,510$3,258,000thousands by filing date
AMERICAN SELECT PORTFOLIO IN029570108COM303,499$3,247,000thousands by filing date
INVESCO QUALITY MUNICIPAL INCO46133G107COM262,723$3,226,000thousands by filing date
PUTNAM MUNICIPAL OPPORTUNITIES746922103SH BEN INT264,542$3,108,000thousands by filing date
PIMCO DYNAMIC INCOME FD72201Y101SHS90,071$3,071,000thousands by filing date
GLOBAL HIGH INCOME FUND INC37933G108COM286,838$2,975,000thousands by filing date
TOTAL RETURN SECURITIES FUND870875101COM194,958$2,841,000thousands by filing date
MORGAN STANLEY EMER MKTS DEB61744H105COM279,242$2,837,000thousands by filing date
MACQUARIE GLOBAL INFRASTRUCTUR55608D101COM109,859$2,827,000thousands by filing date
NUVEEN PREMIER MUN INCOME FD670988104COM201,624$2,748,000thousands by filing date
EATON VANCE FLTG RATE INCOM278284104COM SHS BEN INT146,256$2,634,000thousands by filing date
INVESCO TR INVT GRADE MUNS46131M106COM198,684$2,589,000thousands by filing date
ADVENT CLAY CONV SEC INC FD007639107COM334,508$2,562,000thousands by filing date
NUVEEN MTG OPPTY TERM FD 267074R100COM107,579$2,560,000thousands by filing date
BLACKROCK FLOATING RATE INCO09255X100COM174,132$2,551,000thousands by filing date
AMERICAN STRATEGIC INCOME II03009T101COM346,380$2,536,000thousands by filing date
AFFILIATED MANAGERS GROUP COM008252108Stock12,100$2,485,000thousands by filing date
DREYFUS MUN BD INFRSTRCTR FD26203D101SHS203,048$2,404,000thousands by filing date
iShares Russell 2000 ETF464287655SHS20,000$2,376,000thousands by filing date
INVESCO ADVANTAGE MUN INCOME46132E103SH BEN INT196,053$2,225,000thousands by filing date
NEUBERGER BERMAN HIGH YIELD ST64128C106COM155,916$2,159,000thousands by filing date
NUVEEN PERFORMANCE PLUS MUN67062P108COM146,744$2,151,000thousands by filing date
NUVEEN QUALITY PFD INC FD 367072W101COM247,245$2,146,000thousands by filing date
NUVEEN DIVERSIFIED67074P104COM UT BEN INT131,919$2,145,000thousands by filing date
SPECIAL OPPORTUNITIES FD INC84741T104COM119,119$1,989,000thousands by filing date
CENTRAL SECURITIES CORP155123102COM80,395$1,885,000thousands by filing date
NUVEEN SENIOR INCOME FUND67067Y104COM266,080$1,876,000thousands by filing date
ISHARES RUSSELL 1000 VALUE ETF464287598ETF17,375$1,760,000thousands by filing date
DWS23338W104EXCHANGE TRADED205,534$1,729,000thousands by filing date
GSV CAPITAL CORP36191J101COM156,122$1,650,000thousands by filing date
DWS HIGH INCOME TR23337C208SHS NEW172,529$1,623,000thousands by filing date
TORTOISE ENERGY INFRA CORP89147L100COM32,281$1,596,000thousands by filing date
GDL FD361570104COM SH BEN IT144,045$1,564,000thousands by filing date
WESTERN ASSET MGD HI INCM FD95766L107COM263,712$1,530,000thousands by filing date
EATON VANCE MUN INCOME TERM27829U105SHS88,202$1,486,000thousands by filing date
EATON VANCE SENIOR INCOME FUND27826S103SH BEN INT214,352$1,460,000thousands by filing date
THAI FUND INC882904105CMN126,225$1,416,000thousands by filing date
CALAMOS GBL DYN INCOME FUND12811L107COM134,606$1,319,000thousands by filing date
CLEARBRIDGE AMERN ENERG MLP184691103COM67,164$1,248,000thousands by filing date
CORNERSTONE STRATEGIC VALUE21924B203COM NEW164,223$1,000,000thousands by filing date
TCW CONV SECS FD INC872340104COM179,752$992,000thousands by filing date
HELIOS STRATEGIC INCOME FD I42328A203COM NEW131,736$908,000thousands by filing date
ARES MULTI STRATEGY CR FD IN04014Q108COM39,206$857,000thousands by filing date
NUVEEN QUALITY INC MUNI FUND670977107mf62,179$853,000thousands by filing date
NUVEEN FLEXIBLE INVT INCOME67075B104COM44,609$839,000thousands by filing date
BANCROFT FUND LIMITED059695106COM41,400$835,000thousands by filing date
AMERICAN CAP SR FLOATING LTD02504D108COM57,667$807,000thousands by filing date
SALIENT MIDSTREAM & MLP FD79471V105SH BEN INT26,341$780,000thousands by filing date
VOYA EMERGING MKTS HIGH DIVI92912P108COM55,713$711,000thousands by filing date
ROYCE GLOBAL TRUST INC78081T104COM72,902$686,000thousands by filing date
NUVEEN FLOATING RATE INCOME67072T108COM55,786$675,000thousands by filing date
BLACKSTONE SENIOR FLOATING RAT09256U105COM36,787$659,000thousands by filing date
INVESCO CALIF VALUE MUNI INCOM46132H106COM52,689$652,000thousands by filing date
Financial Select Sector SPDR Fund81369Y605SHS27,900$634,000thousands by filing date
DENALI FD INC24823A102COM28,399$609,000thousands by filing date
RIO TINTO PLC SPONSORED ADR767204100ADR10,000$543,000thousands by filing date
EATON VANCE MUNICIPAL BOND FUN27827X101COM42,921$534,000thousands by filing date
EATON VANCE CALIFORNIA MUNI BO27828A100COM41,846$485,000thousands by filing date
BLACKROCK MUNIYEILD QUALITY FU09254G108COM35,590$455,000thousands by filing date
NUVEEN MUN CR INCOME FD67070X101COM SH BEN INT33,176$454,000thousands by filing date
GABELLI DIVID & INCOME TR36242H104COM18,986$416,000thousands by filing date
NUVEEN PREFERRED & INCOME67075A106EXCHANGE TRADED16,750$393,000thousands by filing date
BARCLAYS IPTH SRS B S&P SHRT TRM ETN06742E711IPATH S&P500 VIX842$326,000thousands by filing dateput
GOLDMAN SACHS MLP INC OPP FD38147W103COM SHS15,470$322,000thousands by filing date
AMERICAN STRATEGIC INC PORTFOLIO INC (ASP)030098107COM30,605$314,000thousands by filing date
YAHOO INC984332106COM8,900$313,000thousands by filing date
Taiwan Fund Inc/The/Md874036106COM13,511$277,000thousands by filing date
PRINCIPAL REAL ESTATE INCOME74255X104SHS BEN INT12,666$242,000thousands by filing date
FIRST TR STRATEGIC HIGH INC337353304COM SHS NEW13,573$222,000thousands by filing date
BARCLAYS IPTH SRS B S&P SHRT TRM ETN06742E711IPATH S&P500 VIX7,500$215,000thousands by filing date
PUTMAN HIGH INCOME SEC FUND746779107SHS BEN INT23,832$208,000thousands by filing date
NUVEEN SHORT DURATION CREDIT67074X107COM10,538$194,000thousands by filing date
MADISON STRTG SECTOR PREM FD558268108COM14,864$190,000thousands by filing date
NUVEEN CA DIVI ADV MUN67066Y105COM12,833$179,000thousands by filing date
ALBERTSONS CO SHS CL A CLASS CLASS A039380100COM15,090$55,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000913849-14-000295this filing2014-08-14acceptance time not in the bulk data set