13F-HR/A filed by StoneX Group Inc.
StoneX Group Inc. filed this 13F-HR/A for the quarter ended 2023-12-31, filed 2025-08-13, with 361 holding rows worth $187,210,212.
- Accession
- 0000913760-25-000166
- Filer
- CIK 913760
- Filed
- 2025-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, amendment of type new holdings, 361 entries on the cover page, a total value of $187,210,212 stated on the cover page (in dollars after the unit check, H1), rows summing to $187,210,212 with VALUE read as dollars as filed, 13F file number 028-17573. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
Other managers
- included managerStoneX Advisors Inc.028-17766
- included managerSTONEX FINANCIAL INC.028-21283
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 27,912 | $11,452,572 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 108,754 | $8,717,977 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 5,987 | $3,489,985 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,912 | $3,316,261 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 2,823 | $3,150,748 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 9,484 | $2,812,082 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,374 | $2,774,485 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,263 | $2,770,941 | dollars as filed | |
| HAYMAKER ACQUISITION | G4375F108 | Common Stock | 241,065 | $2,473,327 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 7,895 | $2,462,377 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 5,399 | $2,447,024 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10,513 | $1,961,200 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 7,403 | $1,927,477 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 8,311 | $1,849,648 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 4,257 | $1,815,542 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,014 | $1,774,755 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,848 | $1,691,472 | dollars as filed | |
| AI TRANSN ACQUISITION CORP | G01490138 | UNIT 99/99/9999 | 160,131 | $1,633,336 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 3,413 | $1,565,406 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 6,128 | $1,564,601 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 7,402 | $1,552,364 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 8,660 | $1,548,466 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 7,776 | $1,543,809 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 9,611 | $1,516,628 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 85,941 | $1,449,282 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,778 | $1,442,928 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 9,511 | $1,354,174 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 7,675 | $1,342,190 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 5,033 | $1,324,350 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,052 | $1,257,751 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 7,674 | $1,243,742 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 4,567 | $1,185,302 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 7,989 | $1,180,129 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 5,243 | $1,140,750 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,558 | $1,140,431 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 4,619 | $1,106,574 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,850 | $1,103,784 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 901 | $1,102,719 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,531 | $1,095,361 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 6,242 | $1,095,357 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 9,568 | $1,037,249 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,752 | $930,418 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 8,189 | $895,174 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 8,482 | $886,612 | dollars as filed | |
| Boeing Company | 097023105 | COM | 3,318 | $864,886 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,749 | $851,553 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 7,635 | $840,401 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 5,051 | $830,480 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 9,453 | $828,715 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 7,479 | $827,677 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 8,596 | $825,282 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,593 | $816,204 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,665 | $812,825 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 17,113 | $812,679 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 9,863 | $801,060 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,597 | $799,434 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 6,382 | $797,534 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 6,787 | $786,617 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 8,174 | $776,231 | dollars as filed | |
| Spark I Acquisition Corp Ord Shs | G8316B100 | Common Stock | 75,102 | $761,534 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 3,017 | $741,017 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 4,861 | $715,710 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 2,795 | $710,508 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 4,212 | $703,151 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,982 | $695,663 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 8,703 | $689,476 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 11,345 | $689,100 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,852 | $668,468 | dollars as filed | |
| GLOBAL LIGHTS ACQUISITION CO | G3937F101 | ORD SHS | 65,361 | $658,839 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 6,912 | $658,047 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 3,806 | $648,833 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,282 | $648,378 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,321 | $636,890 | dollars as filed | |
| VGT | 92204A702 | SHS | 1,303 | $630,687 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 6,483 | $627,915 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 5,714 | $622,514 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,548 | $621,315 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 7,336 | $617,130 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 7,901 | $615,488 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 5,414 | $592,090 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,250 | $590,137 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 5,347 | $588,811 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 7,425 | $563,552 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 7,172 | $554,925 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 962 | $554,219 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,399 | $550,937 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 5,199 | $548,083 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 15,536 | $547,644 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 9,657 | $540,496 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V106 | COM | 50,100 | $540,329 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 7,762 | $538,218 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,973 | $524,418 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 2,219 | $513,944 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,692 | $512,940 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 9,819 | $503,691 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 8,285 | $500,626 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,515 | $492,451 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 11,131 | $491,752 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 9,033 | $488,803 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 2,199 | $487,210 | dollars as filed | |
| General Electric Company | 369604301 | COM | 3,806 | $486,036 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 7,265 | $481,522 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 5,114 | $481,124 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,003 | $478,587 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 8,589 | $475,890 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 3,515 | $475,622 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 6,913 | $475,541 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 8,258 | $464,577 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 11,244 | $456,844 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 5,428 | $450,844 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,512 | $445,859 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,067 | $444,803 | dollars as filed | |
| BOWEN ACQUISITION CORP | G12729110 | SHS | 42,467 | $438,259 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 5,734 | $437,140 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,678 | $435,556 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 6,842 | $428,720 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 8,357 | $423,700 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,085 | $422,869 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 10,839 | $419,685 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,409 | $417,477 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 589 | $416,143 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X420 | AXS 1.25X NVDA N | 14,098 | $409,970 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 794 | $404,345 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 6,753 | $400,152 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,439 | $399,961 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,145 | $398,142 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 7,857 | $397,702 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,558 | $396,182 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,451 | $395,218 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 6,854 | $394,731 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 11,135 | $394,174 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,492 | $392,779 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,606 | $390,951 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 31,234 | $386,989 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,761 | $386,632 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,959 | $381,644 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 2,112 | $378,193 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 9,664 | $376,791 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 9,730 | $366,918 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 5,949 | $366,042 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 1,266 | $365,806 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,997 | $364,315 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,685 | $363,279 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,098 | $362,344 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 2,708 | $360,825 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 8,643 | $359,722 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,305 | $359,522 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,119 | $359,289 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 2,397 | $358,478 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,455 | $358,306 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 9,772 | $356,670 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 3,063 | $355,522 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,895 | $354,922 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 6,562 | $350,306 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 6,713 | $349,076 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 15,000 | $349,050 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 6,863 | $346,005 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 5,585 | $343,868 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 11,070 | $343,284 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 4,881 | $342,719 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 6,416 | $341,267 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U810 | FT VEST U.S | 9,469 | $339,821 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,373 | $336,797 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 716 | $335,190 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 1,110 | $333,202 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 5,598 | $327,581 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 2,697 | $326,177 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 6,524 | $324,373 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,258 | $322,133 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,441 | $320,230 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,447 | $320,226 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,357 | $312,971 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 765 | $311,271 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,565 | $308,803 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,409 | $306,818 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,404 | $303,850 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 1,122 | $303,682 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,272 | $302,494 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 4,815 | $298,731 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 3,111 | $298,284 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 477 | $298,079 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,272 | $297,358 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,225 | $297,235 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 9,972 | $296,969 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,909 | $296,449 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,378 | $296,407 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,224 | $295,836 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 7,886 | $295,646 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,250 | $295,075 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 7,339 | $292,312 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,679 | $286,622 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 4,674 | $285,862 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,102 | $285,545 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,196 | $285,001 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,060 | $284,549 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 5,520 | $282,624 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,589 | $281,635 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 5,177 | $281,248 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,050 | $280,714 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,753 | $278,510 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 6,861 | $277,871 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 6,445 | $274,001 | dollars as filed | |
| IDEX CORP COM | 45167R104 | Stock | 1,257 | $272,875 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,262 | $272,475 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,452 | $272,254 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 4,498 | $271,265 | dollars as filed | |
| GLOBALINK INVT INC | 37892F109 | COM | 25,000 | $271,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 6,900 | $269,790 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 14,480 | $268,459 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 7,197 | $267,319 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,535 | $266,967 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,342 | $266,414 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F714 | FT VEST US EQT | 6,981 | $265,218 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,213 | $264,547 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 2,255 | $264,362 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 8,043 | $263,891 | dollars as filed | |
| CONCORD ACQUISITION CORP II | 20607U108 | COM CL A | 25,100 | $260,538 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 9,155 | $260,094 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,393 | $259,796 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 6,880 | $259,514 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 3,361 | $259,338 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 1,889 | $258,937 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 7,728 | $257,997 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,641 | $257,467 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 544 | $256,679 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,878 | $255,671 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,536 | $248,541 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 7,912 | $247,856 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,017 | $247,494 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 3,838 | $247,389 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,648 | $247,319 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,677 | $244,652 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 6,763 | $244,207 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 3,865 | $243,820 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,800 | $243,716 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 4,661 | $243,659 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,082 | $243,354 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 277 | $243,286 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,887 | $241,668 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 4,466 | $241,434 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,454 | $240,562 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 11,978 | $240,039 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,054 | $236,964 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 1,350 | $235,620 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,233 | $234,851 | dollars as filed | |
| PROSHARES TR II | 74347Y813 | ULSHT BLOOMB GAS | 2,428 | $234,083 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,098 | $233,983 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,282 | $230,026 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,197 | $229,587 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,202 | $229,532 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 400 | $229,179 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 517 | $227,814 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 3,361 | $227,093 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 731 | $226,929 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 959 | $226,576 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,635 | $225,454 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,969 | $220,970 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,188 | $220,896 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,405 | $220,522 | dollars as filed | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 5,735 | $218,217 | dollars as filed | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 9,141 | $218,104 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,405 | $218,000 | dollars as filed | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,004 | $216,913 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,954 | $215,200 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 417 | $214,717 | dollars as filed | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,669 | $214,589 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,500 | $213,695 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,898 | $212,655 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,106 | $212,253 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407105 | CLASS A ORD SHS | 20,000 | $212,000 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,557 | $211,658 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 5,255 | $211,461 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 919 | $208,355 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 4,336 | $206,914 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 6,401 | $206,720 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 2,749 | $206,574 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 11,392 | $206,072 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,633 | $204,333 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 9,827 | $204,312 | dollars as filed | |
| PACER FDS TR | 69374H436 | METAURUS CAP 400 | 6,075 | $204,001 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 5,446 | $203,407 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 740 | $202,455 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 3,105 | $201,984 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 2,362 | $201,783 | dollars as filed | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,400 | $201,614 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 3,945 | $201,561 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 3,927 | $200,884 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 831 | $200,121 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,800 | $174,936 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 19,360 | $166,499 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 13,813 | $151,943 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 13,879 | $148,347 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 11,818 | $142,525 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 15,756 | $131,878 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 14,999 | $121,942 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 11,833 | $101,527 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,736 | $96,470 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 38,782 | $95,792 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 10,300 | $88,580 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 25,818 | $84,167 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,272 | $82,959 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 10,577 | $77,529 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 13,901 | $77,151 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 14,601 | $70,523 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 52,046 | $56,210 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,478 | $54,792 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,341 | $52,467 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 14,403 | $48,538 | dollars as filed | |
| BIORESTORATIVE THERAPIES INC | 090655606 | COM NEW | 23,880 | $41,549 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 135,710 | $34,905 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 12,084 | $26,947 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 13,863 | $25,369 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 11,755 | $19,278 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 13,029 | $18,892 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 12,376 | $14,109 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 14,800 | $14,060 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 11,800 | $13,924 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 13,400 | $12,758 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 14,189 | $12,413 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 11,751 | $9,853 | dollars as filed | |
| WHEELER REAL ESTATE INVT TR | 963025887 | COM | 24,981 | $7,622 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 10,001 | $7,204 | dollars as filed | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 220,000 | $4,400 | dollars as filed | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 55,300 | $3,158 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 177,500 | $3,124 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 125,121 | $2,490 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A112 | *W EXP 99/99/999 | 139,794 | $2,446 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 40,500 | $2,430 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 59,559 | $2,382 | dollars as filed | |
| NOCO NOCO INC | G7243P109 | COM | 12,495 | $2,315 | dollars as filed | |
| ARES ACQUISITION CORP II-28 | G33033120 | *W EXP 99/99/999 | 15,000 | $2,282 | dollars as filed | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 50,482 | $2,004 | dollars as filed | |
| BLEUACACIA LTD | G11728139 | RIGHT 10/30/2026 | 40,000 | $2,000 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 75,800 | $1,978 | dollars as filed | |
| Alpha Star Acquisition Corp | G0230C116 | WARRANT | 260,463 | $1,953 | dollars as filed | |
| NEWCOURT ACQUISITION CORP | G6448C129 | *W EXP 01/22/202 | 120,000 | $1,920 | dollars as filed | |
| Integrated Wellness Acquisition Corp | G4828B118 | Warrant | 50,000 | $1,750 | dollars as filed | |
| POWER & DIGITAL INFRASTRUCTU | 73919C118 | *W EXP 12/09/202 | 62,211 | $1,555 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 13,898 | $1,412 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 33,200 | $1,318 | dollars as filed | |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 25,000 | $1,000 | dollars as filed | |
| SPREE ACQUISITION 1 CORP LTD | g83745128 | WT | 30,000 | $900 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 27,582 | $858 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 15,715 | $786 | dollars as filed | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 40,300 | $766 | dollars as filed | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 33,000 | $759 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 20,000 | $740 | dollars as filed | |
| TNL Mediagene | G1330L121 | Warrant | 35,589 | $712 | dollars as filed | |
| 99 ACQUISITION GROUP INC | 65445K119 | *W EXP 08/25/202 | 44,288 | $655 | dollars as filed | |
| AP ACQUISITION CORP | G04058114 | *W EXP 12/07/202 | 25,643 | $641 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 26,788 | $541 | dollars as filed | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 30,800 | $539 | dollars as filed | |
| FRONTIER INVESTMENT CORP | G36816125 | *W EXP 06/29/202 | 25,000 | $500 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L118 | *W EXP 08/26/202 | 20,190 | $408 | dollars as filed | |
| Pearl Holdings Acquisition Corp | G44525114 | Warrant | 10,000 | $401 | dollars as filed | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 25,000 | $360 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 50,311 | $352 | dollars as filed | |
| FUTURE HEALTH ESG CORP | 36118W110 | *W EXP 99/99/999 | 20,000 | $310 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 10,000 | $250 | dollars as filed | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 20,500 | $207 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 36,593 | $110 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000913760-24-000029 | superseded | 2024-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000913760-25-000165 | base | 2025-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000913760-25-000166 | this filing | 2025-08-13 | acceptance time not in the bulk data set |