13F-HR filed by StoneX Group Inc.
StoneX Group Inc. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-10, with 541 holding rows worth $836,802,000.
- Accession
- 0000913760-22-000035
- Filer
- CIK 913760
- Filed
- 2022-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 541 entries on the cover page, a total value of $836,802,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $836,802,000 with VALUE read as thousands by filing date, 13F file number 028-17573. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerSA Stone Investment Advisors Inc.028-17766
- included managerSTONEX FINANCIAL INC.028-21283
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,025 | $204,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 2,590 | $204,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,783 | $204,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 3,244 | $203,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,104 | $202,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,576 | $202,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 830 | $202,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,805 | $201,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 5,527 | $201,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,665 | $200,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,304 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 5,616 | $200,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 22,900 | $184,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,085 | $184,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 18,645 | $171,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 164,250 | $169,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 33,922 | $139,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 10,173 | $135,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 21,400 | $131,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 13,500 | $122,000 | thousands by filing date | |
| ADVANCED HUMAN IMAGING LTD | 00777C104 | ADS | 24,500 | $120,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 10,000 | $108,000 | thousands by filing date | |
| 4D PHARMA PLC | 35085K109 | SPONSORED ADS | 15,896 | $87,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 24,402 | $80,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 10,019 | $79,000 | thousands by filing date | |
| BIORESTORATIVE THERAPIES INC | 090655606 | COM NEW | 14,954 | $65,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 31,238 | $57,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 11,001 | $49,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 16,636 | $47,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 35,150 | $46,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 14,000 | $42,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | g9525w117 | WT | 31,400 | $35,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 73,144 | $34,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 27,687 | $33,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 11,905 | $28,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 20,000 | $20,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 20,877 | $9,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 20,000 | $6,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 10,662 | $6,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 11,267 | $5,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 10,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000913760-22-000035 | this filing | 2022-02-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000913760-25-000148 | base | 2025-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000913760-25-000149 | added | 2025-08-13 | acceptance time not in the bulk data set |