13F-HR filed by StoneX Group Inc.
StoneX Group Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 255 holding rows worth $160,074,000 by the sum of the rows.
- Accession
- 0000913760-19-000134
- Filer
- CIK 913760
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 0 entries on the cover page, a total value of $0 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,074,000 with VALUE read as thousands by filing date, 13F file number 028-17573. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $0, 100% less than the sum of the rows, $160,074,000. This page uses the sum of the rows.
Other managers
- included managerSA Stone Investment Advisors Inc.028-17766
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 20,813 | $4,662,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,950 | $3,385,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 24,930 | $2,821,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 23,086 | $2,577,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 20,889 | $2,498,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 40,933 | $2,463,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,577 | $2,262,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 11,239 | $2,023,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 53,358 | $2,003,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,597 | $1,940,000 | thousands by filing date | |
| VTI | 922908769 | COM | 12,022 | $1,815,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,711 | $1,731,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 43,346 | $1,640,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 9,685 | $1,623,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,212 | $1,554,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,671 | $1,548,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 23,822 | $1,527,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 31,028 | $1,515,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,425 | $1,449,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 17,701 | $1,425,000 | thousands by filing date | |
| MGC | 921910873 | COM | 13,809 | $1,424,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 23,137 | $1,397,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 29,715 | $1,383,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 32,075 | $1,376,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 37,400 | $1,373,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 16,991 | $1,323,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 26,264 | $1,311,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 24,611 | $1,280,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,539 | $1,225,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 10,110 | $1,206,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 17,672 | $1,185,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 23,971 | $1,184,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,576 | $1,160,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 37,511 | $1,143,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,957 | $1,125,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 84,447 | $1,123,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 23,333 | $1,121,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 34,014 | $1,099,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 16,783 | $1,087,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 6,528 | $1,086,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,802 | $1,079,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 18,714 | $1,056,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 15,002 | $1,050,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 15,805 | $1,030,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 28,836 | $1,006,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 16,251 | $992,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,645 | $989,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 4,339 | $971,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 19,048 | $955,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 616 | $938,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 616 | $934,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 14,801 | $914,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 9,392 | $884,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,942 | $880,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 7,216 | $860,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,110 | $844,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,472 | $843,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,347 | $828,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,249 | $822,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,623 | $804,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 25,226 | $801,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,118 | $796,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 10,249 | $796,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 13,658 | $789,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,738 | $788,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,939 | $787,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 24,242 | $774,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 12,546 | $726,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 63,418 | $721,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 13,983 | $721,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 14,492 | $713,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 11,243 | $697,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,675 | $683,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,417 | $679,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,897 | $671,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,904 | $669,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 39,397 | $652,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,247 | $645,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 5,922 | $640,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 22,837 | $639,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,828 | $639,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,380 | $637,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,250 | $631,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 11,002 | $622,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 7,102 | $622,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7,290 | $616,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 62,061 | $616,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 5,683 | $607,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 496 | $605,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 22,067 | $604,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 13,529 | $601,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 6,549 | $598,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,014 | $595,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,245 | $587,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,503 | $586,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,674 | $581,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 16,376 | $563,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,574 | $552,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 18,269 | $533,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,842 | $531,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 11,184 | $530,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,946 | $529,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 10,475 | $517,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,364 | $514,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,728 | $513,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 3,732 | $513,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 415 | $507,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,351 | $507,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,041 | $502,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 16,972 | $502,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,907 | $501,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 7,640 | $501,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,925 | $500,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,343 | $496,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 16,516 | $490,000 | thousands by filing date | |
| ETF SER SOLUTIONS APTUS FORTIFIED | 26922A610 | Stock | 18,483 | $482,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,385 | $481,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 18,135 | $477,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,260 | $476,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 36,741 | $475,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 32,584 | $470,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 17,872 | $469,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 11,907 | $466,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,236 | $464,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,051 | $440,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,254 | $440,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,607 | $440,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 4,721 | $436,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,484 | $432,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,533 | $432,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,429 | $418,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 6,087 | $418,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 5,460 | $414,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,195 | $402,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,456 | $400,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 7,893 | $399,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,278 | $398,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,424 | $397,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 51,904 | $397,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,738 | $394,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 14,686 | $392,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,068 | $387,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 13,542 | $386,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 32,450 | $384,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 14,512 | $383,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,159 | $379,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 11,825 | $376,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,626 | $374,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,648 | $374,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,921 | $372,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,467 | $371,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,879 | $369,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,526 | $365,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 13,891 | $358,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,608 | $355,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 9,451 | $354,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,157 | $351,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 6,655 | $351,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 6,116 | $347,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 11,895 | $340,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,543 | $334,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,935 | $324,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,977 | $320,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 22,645 | $319,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,904 | $318,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,477 | $314,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,890 | $311,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,152 | $310,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,434 | $307,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,273 | $307,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,858 | $306,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,148 | $305,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 7,148 | $305,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 10,508 | $299,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,762 | $298,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 6,115 | $295,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 8,940 | $290,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,445 | $289,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 31,077 | $287,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,111 | $282,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 5,657 | $282,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 13,513 | $281,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 30,406 | $279,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,776 | $278,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,507 | $277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 9,338 | $277,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,883 | $273,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,187 | $268,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,457 | $268,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,943 | $265,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 9,484 | $265,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 4,280 | $261,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 26,353 | $261,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 5,239 | $255,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,703 | $252,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 13,540 | $251,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,456 | $250,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,208 | $248,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,319 | $244,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 27,615 | $244,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,898 | $243,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 6,684 | $243,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 16,085 | $242,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,030 | $242,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,716 | $241,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,778 | $241,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4,572 | $241,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,585 | $240,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,540 | $240,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,827 | $239,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,778 | $237,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,014 | $234,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,501 | $231,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 9,792 | $231,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,334 | $230,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 11,711 | $230,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,524 | $229,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,386 | $228,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 14,369 | $227,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,984 | $226,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 3,941 | $225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,769 | $224,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,340 | $221,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,075 | $220,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,603 | $219,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 16,317 | $218,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 5,315 | $216,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,539 | $214,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 4,407 | $214,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 6,429 | $214,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,298 | $213,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,446 | $212,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,566 | $211,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 5,630 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 11,443 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 14,700 | $211,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,499 | $210,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,911 | $209,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 15,200 | $206,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 9,446 | $205,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 7,417 | $203,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 8,332 | $203,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 4,531 | $203,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,601 | $202,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 12,665 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 12,500 | $160,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 12,931 | $154,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,805 | $132,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 10,600 | $105,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 13,572 | $60,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 23,225 | $36,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 35,150 | $28,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 20,000 | $21,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 16,000 | $16,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 10,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000913760-19-000134 | this filing | 2019-11-12 | acceptance time not in the bulk data set |