13F-HR filed by StoneX Group Inc.
StoneX Group Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 166 holding rows worth $80,235,000 by the sum of the rows.
- Accession
- 0000913760-17-000109
- Filer
- CIK 913760
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 0 entries on the cover page, a total value of $0 stated on the cover page (in dollars after the unit check, H1), rows summing to $80,235,000 with VALUE read as thousands by filing date, 13F file number 028-17573. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $0, 100% less than the sum of the rows, $80,235,000. This page uses the sum of the rows.
Other managers
- included managerSA Stone Investment Advisors Inc.028-17766
- included managerENVESTNET ASSET MANAGEMENT INC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 14,457 | $2,228,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 43,448 | $1,686,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 53,307 | $1,535,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 28,208 | $1,487,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,684 | $1,437,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 9,056 | $1,317,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 48,688 | $1,259,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 12,466 | $1,182,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 11,544 | $1,182,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,589 | $1,126,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 32,599 | $1,088,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 16,608 | $982,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 24,520 | $961,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 11,542 | $943,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,135 | $922,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 7,492 | $898,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 903 | $868,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 7,852 | $861,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 26,916 | $853,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 11,989 | $851,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 14,686 | $846,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,417 | $804,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 8,158 | $779,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 55,658 | $778,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,364 | $777,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,072 | $772,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 10,301 | $765,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 6,618 | $748,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,365 | $743,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 16,848 | $706,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,405 | $691,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,095 | $684,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,612 | $662,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 8,273 | $660,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,231 | $655,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 7,302 | $632,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 6,319 | $631,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 25,660 | $620,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,042 | $619,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 12,537 | $618,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,554 | $616,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,247 | $609,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 6,912 | $608,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 12,698 | $581,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,580 | $573,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 18,862 | $573,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,510 | $562,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 4,961 | $544,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,633 | $523,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 12,300 | $523,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 9,133 | $513,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 9,186 | $504,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,810 | $503,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 34,431 | $502,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 379 | $498,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 5,353 | $497,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,777 | $493,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 9,410 | $462,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 7,584 | $455,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,162 | $447,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,864 | $440,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,713 | $436,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 10,580 | $434,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,141 | $433,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,309 | $430,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 14,852 | $430,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 35,910 | $430,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 9,299 | $424,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,260 | $412,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,807 | $407,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,958 | $406,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,315 | $402,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,332 | $397,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,389 | $392,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 14,109 | $390,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 23,974 | $388,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 10,414 | $387,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,894 | $384,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,624 | $379,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4,037 | $379,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,894 | $376,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 10,160 | $375,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 285 | $371,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 9,833 | $371,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,150 | $370,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,469 | $366,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,009 | $364,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,130 | $364,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,934 | $361,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 6,229 | $358,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,505 | $353,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 11,430 | $353,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 14,954 | $349,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,446 | $348,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,679 | $348,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 6,710 | $343,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,118 | $340,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 12,527 | $339,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 17,381 | $338,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,398 | $335,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 12,399 | $335,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 14,257 | $332,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,843 | $330,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 5,994 | $330,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,010 | $323,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 4,603 | $319,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 7,221 | $315,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 6,548 | $314,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,638 | $305,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 4,936 | $305,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,697 | $303,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,307 | $302,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 6,803 | $302,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 303 | $295,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,802 | $295,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 27,050 | $282,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 5,499 | $281,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 13,957 | $280,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,259 | $277,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 6,809 | $277,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 27,415 | $276,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,192 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 10,213 | $267,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 11,790 | $265,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 31,645 | $262,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 12,973 | $261,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,383 | $259,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,986 | $257,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,060 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,042 | $253,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,145 | $251,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,683 | $249,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 4,859 | $246,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,158 | $245,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,666 | $245,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 4,206 | $244,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,002 | $243,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,329 | $243,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 9,521 | $241,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,840 | $238,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 7,189 | $237,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,577 | $235,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,510 | $232,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,941 | $230,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 239 | $229,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,727 | $223,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 11,552 | $222,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,474 | $221,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,787 | $220,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,337 | $220,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 22,415 | $217,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,454 | $213,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 3,151 | $213,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,096 | $212,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,455 | $212,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 3,184 | $209,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 8,050 | $209,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,721 | $207,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,088 | $203,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 5,926 | $202,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,736 | $201,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,303 | $199,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 15,760 | $194,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 14,686 | $165,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 10,731 | $137,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 10,415 | $60,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000913760-17-000109 | this filing | 2017-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000913760-17-000114 | base | 2017-11-14 | acceptance time not in the bulk data set |