13F-HR/A filed by StoneX Group Inc.
StoneX Group Inc. filed this 13F-HR/A for the quarter ended 2016-09-30, filed 2017-02-13, with 66 holding rows worth $44,753,000.
- Accession
- 0000913760-17-000026
- Filer
- CIK 913760
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, amendment of type restatement, 69 entries on the cover page, a total value of $44,753,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $44,753,000 with VALUE read as thousands by filing date, 13F file number 028-17573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSterne Agee Investment Advisor Services, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AT&T Inc | 00206R102 | COM | 53,692 | $2,181,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 36,163 | $1,880,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 16,110 | $1,658,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 37,639 | $1,487,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,589 | $1,487,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,481 | $1,438,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 22,133 | $1,381,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 19,833 | $1,316,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 12,134 | $1,122,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,388 | $932,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,297 | $911,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 12,643 | $899,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 21,160 | $895,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 20,663 | $879,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,810 | $861,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 19,192 | $828,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 12,282 | $785,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 26,496 | $772,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 25,638 | $759,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 16,239 | $755,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 14,701 | $738,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 10,712 | $717,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 10,382 | $704,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 22,392 | $703,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 14,625 | $675,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 10,950 | $656,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,052 | $636,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,887 | $627,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 11,074 | $602,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 11,876 | $599,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 19,199 | $587,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 12,531 | $569,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 14,631 | $569,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,294 | $544,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 11,518 | $542,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 14,144 | $540,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 13,113 | $539,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 10,359 | $531,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 10,502 | $517,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 11,195 | $510,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 10,126 | $507,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 14,467 | $475,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 18,572 | $475,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 17,074 | $475,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 14,479 | $459,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 11,062 | $459,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 18,214 | $455,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 17,018 | $412,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 15,550 | $411,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10,479 | $404,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 12,999 | $398,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 15,787 | $381,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 22,781 | $345,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 11,598 | $345,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 14,874 | $343,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 14,874 | $341,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 12,729 | $322,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 29,250 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 20,423 | $315,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 52,992 | $298,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 26,535 | $288,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 10,477 | $267,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 21,576 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,534 | $225,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 11,142 | $224,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 15,799 | $218,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000913760-16-000343 | superseded | 2016-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000913760-17-000026 | this filing | 2017-02-13 | acceptance time not in the bulk data set |