13F-HR filed by NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 374 holding rows worth $464,723,000.
- Accession
- 0000910886-15-000008
- Filer
- CIK 910886
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 374 entries on the cover page, a total value of $464,723,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $464,723,000 with VALUE read as thousands by filing date, 13F file number 028-06374. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 678,834 | $130,085,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 2,077,099 | $74,028,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 762,963 | $62,510,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 414,173 | $33,295,000 | thousands by filing date | |
| IJH | 464287507 | COM | 240,467 | $32,850,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 785,722 | $26,000,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 295,088 | $22,291,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 140,506 | $14,974,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 131,064 | $14,358,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 118,967 | $13,811,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 411,991 | $9,933,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 237,979 | $8,486,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 140,956 | $7,461,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 266,324 | $6,488,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 128,736 | $3,937,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 62,648 | $3,031,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 2,019 | $48,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 1,628 | $41,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 500 | $38,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 278 | $31,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 213 | $28,000 | thousands by filing date | |
| 38259p508 | COM | 37 | $24,000 | thousands by filing date | ||
| iShares TIPS Bond ETF | 464287176 | SHS | 189 | $21,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 364 | $20,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 186 | $20,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 192 | $16,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 218 | $15,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 122 | $15,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 402 | $15,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,041 | $14,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 218 | $14,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 623 | $14,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 616 | $14,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 183 | $13,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 514 | $13,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 21 | $13,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 262 | $12,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 409 | $12,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 131 | $11,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 439 | $11,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 9 | $11,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 149 | $10,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 138 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 190 | $10,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 322 | $9,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 226 | $9,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 834 | $9,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 137 | $8,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 80 | $8,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 150 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 63 | $8,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 119 | $8,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 338 | $8,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 344 | $8,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 82 | $8,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 263 | $7,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 63 | $7,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 229 | $7,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 159 | $7,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 72 | $7,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 47 | $7,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 54 | $7,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 323 | $7,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 181 | $6,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 86 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 47 | $6,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 269 | $6,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 259 | $6,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 89 | $5,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 56 | $5,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 107 | $5,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 48 | $5,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 18 | $5,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 34 | $5,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 69 | $5,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 88 | $5,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 120 | $4,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 87 | $4,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 25 | $4,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 35 | $4,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 42 | $4,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 38 | $4,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 53 | $4,000 | thousands by filing date | |
| VTI | 922908769 | COM | 42 | $4,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 91 | $4,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 35 | $4,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 8 | $4,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 40 | $4,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 100 | $4,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 33 | $4,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 53 | $4,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 66 | $4,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 27 | $4,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 28 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 49 | $4,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 75 | $4,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 112 | $4,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 127 | $4,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 202 | $4,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 64 | $3,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 48 | $3,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 23 | $3,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 47 | $3,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 35 | $3,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 22 | $3,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 6 | $3,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 16 | $3,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 28 | $3,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 44 | $3,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 34 | $3,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 73 | $3,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 31 | $3,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 11 | $3,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 65 | $3,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 33 | $3,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 59 | $3,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 32 | $3,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 47 | $3,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 70 | $3,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 50 | $3,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 26 | $3,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 33 | $3,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 194 | $3,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 68 | $3,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 57 | $3,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 90 | $3,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 48 | $3,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 68 | $3,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 32 | $3,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 45 | $3,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 19 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 70 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 58 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 96 | $3,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 37 | $3,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 11 | $3,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 19 | $3,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 58 | $3,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 29 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 110 | $3,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 100 | $3,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 75 | $3,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4 | $2,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 119 | $2,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 21 | $2,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 48 | $2,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 100 | $2,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 18 | $2,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 64 | $2,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 8 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 17 | $2,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 38 | $2,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 42 | $2,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 41 | $2,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 29 | $2,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 10 | $2,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 111 | $2,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 21 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 21 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 29 | $2,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 110 | $2,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 30 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 73 | $2,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 201 | $2,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 68 | $2,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 11 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 28 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 25 | $2,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 32 | $2,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 29 | $2,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 232 | $2,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 31 | $2,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 74 | $2,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 45 | $2,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 40 | $2,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 34 | $2,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 28 | $2,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 33 | $2,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 62 | $2,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 62 | $2,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 21 | $2,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 115 | $2,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 30 | $2,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 14 | $2,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 28 | $2,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 15 | $2,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 12 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 20 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 32 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 18 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 106 | $2,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 21 | $2,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 320 | $2,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 58 | $2,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 153 | $2,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 30 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 36 | $2,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 95 | $2,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 33 | $2,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 60 | $2,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 20 | $2,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 70 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 52 | $2,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 51 | $2,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 22 | $2,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 64 | $2,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 80 | $2,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 36 | $2,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 40 | $2,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 84 | $2,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 243 | $2,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 14 | $2,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 36 | $2,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 40 | $2,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 27 | $2,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 27 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 48 | $2,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 53 | $2,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 24 | $1,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 13 | $1,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6 | $1,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 16 | $1,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 32 | $1,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 40 | $1,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 16 | $1,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 13 | $1,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 26 | $1,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 14 | $1,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6 | $1,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 47 | $1,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 60 | $1,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 9 | $1,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 10 | $1,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 30 | $1,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 14 | $1,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 9 | $1,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 15 | $1,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 82 | $1,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 78 | $1,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 14 | $1,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 19 | $1,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 20 | $1,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 23 | $1,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 313 | $1,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 10 | $1,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 26 | $1,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 6 | $1,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 9 | $1,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 19 | $1,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 11 | $1,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6 | $1,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 81 | $1,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 24 | $1,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 29 | $1,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 17 | $1,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 14 | $1,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 19 | $1,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 92 | $1,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 25 | $1,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 45 | $1,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 16 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 25 | $1,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 17 | $1,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 46 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 33 | $1,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 23 | $1,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 11 | $1,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 25 | $1,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 72 | $1,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 22 | $1,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5 | $1,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 41 | $1,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 6 | $1,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 27 | $1,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 37 | $1,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 17 | $1,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 30 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 23 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 116 | $1,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 18 | $1,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 10 | $1,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 21 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 30 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 144 | $1,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 24 | $1,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 20 | $1,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 120 | $1,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 28 | $1,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 43 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 49 | $1,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 43 | $1,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 16 | $1,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 18 | $1,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 85 | $1,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 30 | $1,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 81 | $1,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 8 | $1,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 34 | $1,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Boeing Company | 097023105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bristol-Myers Squibb Company | 110122108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CME Group Inc. Class A | 12572Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVS Health Corporation | 126650100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| McDonalds Corporation | 580135101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Morgan Stanley | 617446448 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Oracle Corporation | 68389X105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Texas Instruments Incorporated | 882508104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TJX Companies Inc | 872540109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UnitedHealth Group Inc | 91324P102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P 500 ETF | 922908363 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONAGRA FOODS INC | 205887102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNCHRONYFINL | 87165B103 | STOK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METLIFE INC COM | 59156R108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TR CORP COM | 665859104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELON CORP COM | 30161N101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARAMARK COM | 03852U106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLY FINL INC COM | 02005N100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLUOR CORP | 343412102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNO FINL GROUP INC | 12621E103 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOHLS CORP | 500255104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERBALIFE LTD | G4412G101 | COM SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME WARNER INC | 887317303 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KBR INC COM | 48242W106 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEWLETT PACKARD CO | 428236103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CA INC COM | 12673P105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTRUST BANKS INC | 867914103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKWELL COLLINS INC | 774341101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSCO PLC | G3157S106 | SHS CLASS A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FELCOR LODGING TR INC | 31430F101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA INC | 013817101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADSOFT INC | 11133B409 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910886-15-000008 | this filing | 2015-11-16 | acceptance time not in the bulk data set |