13F-HR filed by NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 130 holding rows worth $344,834,000.
- Accession
- 0000910886-15-000002
- Filer
- CIK 910886
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 130 entries on the cover page, a total value of $344,834,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $344,834,000 with VALUE read as thousands by filing date, 13F file number 028-06374. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTHE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 478,615 | $98,375,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,412,246 | $53,496,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 472,627 | $38,930,000 | thousands by filing date | |
| IJH | 464287507 | COM | 173,099 | $25,065,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 312,595 | $24,992,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 520,365 | $20,825,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 214,204 | $17,351,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 359,339 | $13,874,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 101,483 | $11,575,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 85,450 | $10,204,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 79,950 | $8,822,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 252,158 | $6,092,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 112,475 | $5,974,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 161,561 | $3,924,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 78,164 | $2,411,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 48,417 | $2,336,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 967 | $54,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 690 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 297 | $33,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 239 | $27,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 300 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 489 | $21,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 130 | $15,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 300 | $11,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 100 | $10,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 200 | $10,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 100 | $9,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 121 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 85 | $7,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 100 | $7,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 63 | $6,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 60 | $6,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 155 | $6,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 125 | $6,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 67 | $6,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 21 | $6,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 119 | $6,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 150 | $5,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 118 | $5,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 134 | $5,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 79 | $5,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 622 | $5,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 67 | $5,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 53 | $5,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 84 | $5,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 76 | $5,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 16 | $5,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 81 | $5,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 70 | $5,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 595 | $5,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 209 | $5,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 232 | $5,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 67 | $5,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 189 | $5,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 64 | $5,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 46 | $5,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 174 | $4,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 41 | $4,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 37 | $4,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 140 | $4,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 92 | $4,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 40 | $4,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 96 | $4,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 138 | $4,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 164 | $4,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 500 | $4,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 5 | $4,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 35 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 33 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 76 | $4,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 156 | $4,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 96 | $4,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 107 | $4,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 128 | $4,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 259 | $4,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 69 | $4,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 58 | $4,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 250 | $4,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 1,303 | $4,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 315 | $4,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 34 | $3,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 29 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 36 | $3,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 40 | $3,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 52 | $3,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 74 | $3,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 31 | $3,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 35 | $3,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 141 | $3,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 51 | $3,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 718 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 188 | $3,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 40 | $2,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 26 | $2,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 19 | $2,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 27 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 48 | $2,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 17 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 43 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 111 | $2,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 35 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 31 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 35 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 71 | $2,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 80 | $2,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 324 | $2,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 72 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 35 | $2,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 93 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 32 | $2,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 9 | $1,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 20 | $1,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 6 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 19 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 57 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 39 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 40 | $1,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 18 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 40 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910886-15-000002 | this filing | 2015-02-13 | acceptance time not in the bulk data set |