13F-HR filed by NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 72 holding rows worth $302,053,000.
- Accession
- 0000910886-14-000008
- Filer
- CIK 910886
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 72 entries on the cover page, a total value of $302,053,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $302,053,000 with VALUE read as thousands by filing date, 13F file number 028-06374. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTHE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 428,385 | $84,400,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,231,757 | $48,962,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 414,760 | $33,981,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 273,248 | $21,879,000 | thousands by filing date | |
| IJH | 464287507 | COM | 154,341 | $21,105,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 453,000 | $18,895,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 191,516 | $13,760,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 309,676 | $12,443,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 90,208 | $9,409,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 75,302 | $8,902,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 76,374 | $8,376,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 241,323 | $5,792,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 98,737 | $5,145,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 154,624 | $3,774,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 75,438 | $2,320,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 42,856 | $2,116,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,280 | $130,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 2,573 | $127,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 507 | $50,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 659 | $50,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 372 | $46,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 680 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 448 | $27,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 300 | $26,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 223 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 440 | $25,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 292 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 750 | $23,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 885 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 150 | $17,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 137 | $16,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 250 | $15,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 130 | $14,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 100 | $10,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 939 | $10,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 85 | $8,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 80 | $7,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 50 | $7,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 63 | $6,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 125 | $6,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 100 | $6,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 200 | $6,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 90 | $5,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 100 | $5,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 90 | $4,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 100 | $4,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 79 | $4,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 141 | $4,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 34 | $3,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 50 | $3,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 50 | $3,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 27 | $2,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 52 | $2,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 50 | $2,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 50 | $2,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 50 | $2,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 200 | $2,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 3 | $2,000 | thousands by filing date | |
| 38259p508 | COM | 3 | $2,000 | thousands by filing date | ||
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 69 | $2,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 25 | $2,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 60 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROUSE PPTYS INC | 779287101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910886-14-000008 | this filing | 2014-11-14 | acceptance time not in the bulk data set |