13F-HR filed by NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-05, with 123 holding rows worth $277,316,000.
- Accession
- 0000910886-14-000006
- Filer
- CIK 910886
- Filed
- 2014-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 123 entries on the cover page, a total value of $277,316,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,316,000 with VALUE read as thousands by filing date, 13F file number 028-06374. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTHE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 403,600 | $78,993,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,063,485 | $45,294,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 370,357 | $30,451,000 | thousands by filing date | |
| IJH | 464287507 | COM | 141,567 | $20,255,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 409,030 | $17,641,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 196,334 | $15,773,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 173,338 | $12,973,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 80,836 | $9,061,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 193,251 | $8,064,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 71,772 | $7,998,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 62,905 | $6,835,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 58,095 | $6,702,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 80,824 | $4,915,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 196,582 | $4,655,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 124,012 | $3,017,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 37,870 | $1,898,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 61,574 | $1,857,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 410 | $52,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 297 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 2,368 | $33,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 226 | $30,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 688 | $29,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 237 | $25,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 937 | $25,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 175 | $23,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 232 | $23,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 200 | $22,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 175 | $20,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 199 | $19,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 182 | $17,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 48 | $16,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 275 | $16,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 541 | $16,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 75 | $16,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 309 | $16,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,059 | $16,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 896 | $16,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 400 | $15,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 180 | $14,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 280 | $14,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 864 | $13,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 245 | $13,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 75 | $13,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 165 | $13,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 275 | $13,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 105 | $13,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 245 | $12,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 157 | $12,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 233 | $12,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 131 | $11,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 120 | $11,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 100 | $10,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 111 | $10,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 82 | $10,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 100 | $10,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 145 | $10,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 125 | $10,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 192 | $10,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 200 | $10,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 212 | $9,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 200 | $9,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 90 | $9,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 100 | $9,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 200 | $8,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 268 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 110 | $8,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 141 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 184 | $8,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 290 | $7,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 100 | $7,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 271 | $7,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 57 | $6,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 11 | $6,000 | thousands by filing date | |
| 38259p508 | COM | 11 | $6,000 | thousands by filing date | ||
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 40 | $5,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 89 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 125 | $5,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 80 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 154 | $5,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 179 | $5,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 66 | $5,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 99 | $5,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 50 | $5,000 | thousands by filing date | |
| VTI | 922908769 | COM | 32 | $3,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 66 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 39 | $3,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 200 | $3,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 76 | $3,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 102 | $2,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 52 | $2,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 167 | $2,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 167 | $2,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 80 | $2,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 87 | $2,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 16 | $2,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 378 | $2,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 75 | $2,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5 | $1,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 5 | $1,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 26 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 16 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 7 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 10 | $1,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 60 | $1,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 36 | $1,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 25 | $1,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 4 | $1,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 40 | $1,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 300 | $1,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBIENT CORP | 02318N201 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI HLTHCARE & WELLNESS TRUST | 36246K137 | RTS | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910886-14-000006 | this filing | 2014-08-05 | acceptance time not in the bulk data set |