13F-HR filed by NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 112 holding rows worth $233,463,000.
- Accession
- 0000910886-14-000004
- Filer
- CIK 910886
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 112 entries on the cover page, a total value of $233,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $233,463,000 with VALUE read as thousands by filing date, 13F file number 028-06374. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTHE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 346,541 | $64,807,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 903,149 | $37,273,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 335,242 | $27,218,000 | thousands by filing date | |
| IJH | 464287507 | COM | 122,099 | $16,785,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 180,167 | $14,430,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 350,324 | $14,216,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 151,255 | $10,682,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 68,959 | $7,595,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 176,092 | $7,276,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 63,859 | $6,993,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 51,767 | $5,803,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 50,967 | $5,457,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 80,778 | $4,797,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 159,783 | $3,715,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 101,399 | $2,460,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 39,996 | $1,973,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 51,613 | $1,525,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 584 | $96,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 350 | $14,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 592 | $14,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,644 | $13,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 600 | $12,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 175 | $11,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 100 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 81 | $10,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 105 | $9,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 250 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 84 | $9,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 325 | $9,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 200 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 184 | $8,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 123 | $7,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11 | $6,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 250 | $6,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 112 | $6,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 225 | $6,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 150 | $6,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 407 | $6,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 750 | $6,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 100 | $6,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 295 | $6,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 40 | $5,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 89 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 55 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 124 | $5,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 59 | $5,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 60 | $5,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 54 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 154 | $5,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 150 | $5,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 150 | $5,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 105 | $4,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 40 | $4,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 45 | $4,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 51 | $4,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 75 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 73 | $4,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 247 | $4,000 | thousands by filing date | |
| 38259p508 | COM | 4 | $4,000 | thousands by filing date | ||
| SUPERIOR INDS INTL INC | 868168105 | COM | 200 | $4,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 125 | $4,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 500 | $4,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 80 | $3,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 66 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 39 | $3,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 87 | $3,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 73 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 31 | $3,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 75 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 80 | $3,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 97 | $3,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 75 | $3,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 76 | $3,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 50 | $2,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 102 | $2,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 42 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 15 | $2,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 105 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 525 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 16 | $2,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 31 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 36 | $2,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 87 | $2,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 8 | $1,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 7 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 44 | $1,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 9 | $1,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 5 | $1,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 40 | $1,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11 | $1,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 22 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 6 | $1,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 1,000 | $1,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGC | 921910873 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wells Fargo & Company | 949746101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB & T CORP | 054937107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910886-14-000004 | this filing | 2014-05-15 | acceptance time not in the bulk data set |