13F-HR filed by NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 72 holding rows worth $197,703,000.
- Accession
- 0000910886-14-000002
- Filer
- CIK 910886
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 72 entries on the cover page, a total value of $197,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,703,000 with VALUE read as thousands by filing date, 13F file number 028-06374. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerThe Northwestern Mutual Life Insurance Company 028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 296,661 | $54,790,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 764,028 | $31,845,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 298,516 | $23,896,000 | thousands by filing date | |
| IJH | 464287507 | COM | 105,305 | $14,091,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 161,793 | $12,932,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 289,462 | $11,908,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 127,287 | $8,218,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 59,667 | $6,511,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 156,780 | $6,359,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 56,458 | $6,035,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 46,838 | $5,147,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 74,997 | $4,330,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 37,803 | $3,922,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 117,949 | $2,660,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 36,915 | $1,821,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 74,955 | $1,821,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 37,713 | $1,066,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 584 | $104,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 50 | $28,000 | thousands by filing date | |
| 38259p508 | COM | 13 | $15,000 | thousands by filing date | ||
| Procter & Gamble Co | 742718109 | COM | 130 | $11,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 172 | $10,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 219 | $10,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 100 | $9,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 100 | $8,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 49 | $7,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 75 | $7,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 84 | $7,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 243 | $7,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 54 | $6,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 100 | $6,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 407 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 43 | $6,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 101 | $5,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 40 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 72 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 38 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 100 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 256 | $5,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 40 | $4,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 113 | $4,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 38 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 39 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 55 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 66 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 64 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 50 | $4,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 65 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 26 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 59 | $3,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 20 | $3,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 30 | $3,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 59 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 135 | $3,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 53 | $3,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 30 | $2,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 42 | $2,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 20 | $2,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 97 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 49 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 15 | $1,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 20 | $1,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 14 | $1,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 12 | $1,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL A | 526057104 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910886-14-000002 | this filing | 2014-02-14 | acceptance time not in the bulk data set |