13F-HR/A filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2014-11-20, with 672 holding rows worth $384,278,000.
- Accession
- 0000910472-14-005227
- Filer
- CIK 1464811
- Filed
- 2014-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type new holdings, 675 entries on the cover page, a total value of $384,278,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $384,278,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPLE INC | 37833100 | COM | 110,921 | $10,859,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Procter & Gamble Co | 742718109 | COM | 65,914 | $5,520,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 120,552 | $4,284,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 35,890 | $4,282,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 159,980 | $4,098,000 | thousands by filing date | |
| JNL/WMC Balanced | JD9U6ISI9 | Other | 103,413 | $4,088,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 37,560 | $4,003,000 | thousands by filing date | |
| IJH | 464287507 | COM | 28,743 | $3,930,000 | thousands by filing date | |
| FIRST EAGLE GLOBAL A | 32008F507 | NTF EQUITY FUNDS | 71,115 | $3,921,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 27,267 | $3,766,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GUARANTEED ACCOUNT - 1 YR | JNL041000 | Short Bond | 3,752,115 | $3,752,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 619,440 | $3,661,000 | thousands by filing date | |
| JNL/Neuberger Strat Income | 1A2HA5ZV5 | Other | 324,067 | $3,443,000 | thousands by filing date | |
| OPPENHEIMER SR FLOATING RATE | 68381K101 | CL A | 413,644 | $3,425,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 69,705 | $3,311,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 35,165 | $3,307,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 44,551 | $3,290,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 38,473 | $3,172,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 110,350 | $2,945,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 247,323 | $2,864,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 56,689 | $2,833,000 | thousands by filing date | |
| HARTFORD MUT FDS INC | 416648244 | BALNCD INCM A | 198,697 | $2,690,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 90,402 | $2,674,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 57,535 | $2,643,000 | thousands by filing date | |
| JNL/GS Core Plus Bond | JE1EGZ0SX | Other | 100,535 | $2,585,000 | thousands by filing date | |
| JNL/PPM America Fl Rate Income | 185KK1F4H | Other | 235,316 | $2,550,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 799,123 | $2,430,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 12,208 | $2,077,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 51,080 | $2,059,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 34,264 | $2,031,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 52,678 | $1,985,000 | thousands by filing date | |
| John Hancock Funds II Global Absolute A | 47804M886 | Mutual Fund | 172,589 | $1,971,000 | thousands by filing date | |
| JNL/WMC Balanced Fund | JD9U6IU1T | Other | 51,390 | $1,954,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 28,970 | $1,924,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 16,079 | $1,802,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 358,056 | $1,794,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 29,580 | $1,782,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 15,757 | $1,774,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 22,367 | $1,712,000 | thousands by filing date | |
| JNL/PPM America High Yld Bond | JHCUE9CR5 | Other | 83,549 | $1,697,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,744 | $1,694,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,351 | $1,656,000 | thousands by filing date | |
| JNL/Neuberger Strat Income | 1A2HA61EP | Other | 156,620 | $1,656,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 19,728 | $1,645,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 33,256 | $1,634,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 18,566 | $1,621,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 1,356,161 | $1,600,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 30,549 | $1,563,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 25,613 | $1,560,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 30,365 | $1,552,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 13,897 | $1,520,000 | thousands by filing date | |
| Hotchkis & Wiley Capital Income A | 44134R693 | Balanced | 117,293 | $1,517,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 22,939 | $1,487,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 42,660 | $1,485,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 58,977 | $1,484,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 4,200,000 | $1,470,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 86,047 | $1,432,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INTEROIL CORP | 460951106 | COM | 26,213 | $1,422,000 | thousands by filing date | |
| JNL/S&P Intrinsic Val | JZLRZC6HD | Other | 67,588 | $1,417,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 15,159 | $1,391,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 31,836 | $1,374,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 130,472 | $1,374,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 13,131 | $1,343,000 | thousands by filing date | |
| FIDELITY SECS FD FD ADV RE INS | 316389444 | MF | 115,111 | $1,321,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 17,172 | $1,287,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 12,835 | $1,271,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 20,127 | $1,255,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 24,192 | $1,247,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 24,022 | $1,246,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 51,260 | $1,245,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 9,591 | $1,222,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JNL/Goldman Sachs Core Plus Bond Fund | JE1EGZ2CH | Other | 48,342 | $1,196,000 | thousands by filing date | |
| JNL/PPM America Fl Rate Income | 185KK1GO1 | Other | 109,874 | $1,186,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 12,712 | $1,158,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 29,064 | $1,149,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 15,203 | $1,137,000 | thousands by filing date | |
| Putnam Income Fund | 746792100 | MUTUAL FUND | 156,566 | $1,137,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,319 | $1,130,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 25,201 | $1,130,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 29,990 | $1,127,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 13,335 | $1,116,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 118,768 | $1,113,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 49,371 | $1,109,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 47,791 | $1,107,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 9,922 | $1,107,000 | thousands by filing date | |
| JNL/WMC BALANCED | JD9U6ITA1 | Other | 28,337 | $1,099,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 11,240 | $1,098,000 | thousands by filing date | |
| LORD ABBETT SHORT DURATION INCOME A | 543916100 | NTF BOND FUNDS | 239,464 | $1,080,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 47,330 | $1,063,000 | thousands by filing date | |
| SunAmerica Senior Floating Rate A | 86703X502 | Bank Loan | 128,277 | $1,053,000 | thousands by filing date | |
| FIDELITY SELECT MEDICAL | 316390475 | Common, Sector, Health Care, Mid Cap | 27,714 | $1,038,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 14,434 | $1,036,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 8,394 | $1,027,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 102,748 | $1,017,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 9,127 | $990,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,476 | $955,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,475 | $949,000 | thousands by filing date | |
| JNL/MCM Hlthcare Sector | JNZQ8U0NL | Other | 39,486 | $947,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT I | 42315101 | EQUITY | 244,953 | $943,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 14,245 | $936,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 48,771 | $935,000 | thousands by filing date | |
| JNL/NEUBERGER STRAT INCOME | 1A2HA60MX | Other | 87,407 | $930,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 21,268 | $927,000 | thousands by filing date | |
| JNL/MCM Nasdaq 25 | JSBX81ZO1 | Other | 45,459 | $925,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 8,140 | $918,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 19,917 | $916,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 7,522 | $905,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 25,735 | $900,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8,603 | $897,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 17,289 | $895,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 7,887 | $886,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 2,746 | $885,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DELAWARE IVY HIGH INCOME CL I | 466000122 | INCOME CL I | 104,109 | $885,000 | thousands by filing date | |
| AIM BALANCED RISK ALL | 00141V697 | MUTUAL | 70,639 | $872,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 21,556 | $860,000 | thousands by filing date | |
| FIDELITY SELECT BIOTECHNOLOGY | 316390772 | EQUITY FUNDS | 3,978 | $859,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 13,450 | $846,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 21,243 | $844,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,963 | $841,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 11,855 | $830,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 13,979 | $829,000 | thousands by filing date | |
| JNL/PPM America High Yield Bond Fund | JHCUE9EAP | Other | 42,097 | $827,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 8,342 | $824,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 10,855 | $820,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,409 | $814,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 14,740 | $812,000 | thousands by filing date | |
| LOOMIS SAYLES BOND RETAIL | 543495832 | BOND | 52,556 | $810,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 26,320 | $804,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 53,888 | $797,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 7,938 | $791,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 9,709 | $789,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 8,196 | $777,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 16,000 | $773,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,966 | $771,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,510 | $770,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,276 | $768,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 11,915 | $762,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 18,599 | $761,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 81,405 | $753,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,044 | $745,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 106,170 | $740,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 7,547 | $732,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,552 | $720,000 | thousands by filing date | |
| FIDELITY STRATEGIC INCOME FD | 31638R303 | FD | 65,054 | $714,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 58,191 | $713,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 84,450 | $708,000 | thousands by filing date | |
| FIDELITY SELECT CHEMICALS | 316390889 | Mutual Fund | 4,526 | $702,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,559 | $701,000 | thousands by filing date | |
| JNL/GS CORE PLUS BOND | JE1EGZ1KP | Other | 27,566 | $696,000 | thousands by filing date | |
| JNL/PPM AMERICA FL RATE INCOME | 185KK1FW9 | Other | 63,642 | $690,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 13,710 | $688,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,868 | $685,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 27,560 | $681,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 8,739 | $673,000 | thousands by filing date | |
| FIDELITY ADVISOR SER | 315807552 | MUTUAL | 67,674 | $665,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 6,780 | $664,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 5,890 | $663,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,824 | $662,000 | thousands by filing date | |
| First Eagle Global I | 32008F606 | Mutual Fund | 11,914 | $661,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,045 | $656,000 | thousands by filing date | |
| JNL/S&P Intrinsic Value | JZLRZC80X | Other | 31,351 | $656,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 11,580 | $653,000 | thousands by filing date | |
| Oppenheimer Rochester Fund Municipals A | 771362100 | Long Muni | 42,136 | $646,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 18,183 | $643,000 | thousands by filing date | |
| 38259p508 | COM | 893 | $641,000 | thousands by filing date | ||
| McDonalds Corporation | 580135101 | COM | 6,701 | $635,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 12,180 | $632,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 67,576 | $620,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 6,069 | $611,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,280 | $607,000 | thousands by filing date | |
| American Express | 25816109 | COM | 6,883 | $603,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 7,511 | $602,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 356,190 | $598,000 | thousands by filing date | |
| MACQUARIE ASSET STRATEGY FUND CL A | 466000759 | NTF EQUITY FUNDS | 19,538 | $596,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 7,423 | $594,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 48,689 | $587,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 1881E101 | COM | 78,213 | $587,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Starbucks Corporation | 855244109 | COM | 7,699 | $581,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 7,503 | $568,000 | thousands by filing date | |
| ASTRAZENECA PLC | 46353108 | ADR | 7,892 | $563,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287754 | US INDUSTRIALS | 5,534 | $560,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 9,023 | $559,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 7,905 | $558,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 14,413 | $558,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Honeywell Technologies | 438516106 | COM | 5,953 | $554,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 13,098 | $551,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 12,330 | $550,000 | thousands by filing date | |
| FIDELITY STOCK SELEC | 316066307 | EQUITY FUNDS | 14,311 | $546,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 13,372 | $545,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,337 | $543,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 50,808 | $542,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,701 | $536,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 13,497 | $535,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 6,565 | $535,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 51,974 | $534,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 43,753 | $532,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 15,812 | $528,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,589 | $526,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 4,370 | $522,000 | thousands by filing date | |
| FRANKLIN INCOME ADV | 353496847 | NTF BOND FUNDS | 211,244 | $520,000 | thousands by filing date | |
| T. ROWE PRICE CAPITAL APPRECIATION FUND ADVISOR CLASS | 77954M204 | Mutual Fund | 19,059 | $519,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 8,393 | $518,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 14,700 | $516,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 8,710 | $513,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 37,200 | $505,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,280 | $504,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,946 | $501,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,720 | $500,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 865 | $499,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 6,901 | $495,000 | thousands by filing date | |
| FIDELITY DISCIPLINED EQUITY | 316066208 | EQUITY FUNDS | 14,222 | $490,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 6,403 | $485,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 21,652 | $483,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 3,587 | $482,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 10,024 | $482,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND ADV | 880208400 | NTF BOND FUNDS | 36,325 | $480,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,408 | $479,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,011 | $478,000 | thousands by filing date | |
| OPPENHEIMER STEELPATH MLP ALPH | 858268402 | MUT | 34,922 | $478,000 | thousands by filing date | |
| JNL/MCM Hlthcare Sector | JNZQ8U275 | Other | 20,072 | $477,000 | thousands by filing date | |
| DOUBLELINE TOTAL RETURN BOND N | 258620202 | Mutual Fund | 43,498 | $475,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 11,740 | $472,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 8,380 | $472,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 8,870 | $465,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 37,843 | $463,000 | thousands by filing date | |
| JNL/PPM AMERICA HIGH YLD BOND | JHCUE9DIX | Other | 23,002 | $463,000 | thousands by filing date | |
| JNL/Mellon Capital Nasdaq 25 | JSBX8217L | Other | 22,866 | $463,000 | thousands by filing date | |
| AMG YACKTMAN I | 00170K588 | EQUITY FUNDS | 18,562 | $461,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,251 | $459,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 12,475 | $458,000 | thousands by filing date | |
| JNL/WMC Balanced Fund | JD9U6IXAH | Other | 13,047 | $457,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 7,130 | $454,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 12,080 | $452,000 | thousands by filing date | |
| AMERICAN WATER WORKS CO INC | 30420103 | COM | 9,245 | $446,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,774 | $443,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 196,500 | $442,000 | thousands by filing date | |
| FIDELITY SELECT DEFENSE & AEROSPACE | 316390806 | Mutual Fund | 3,819 | $435,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 11,311 | $434,000 | thousands by filing date | |
| AG MTG INVT TR INC COM | 1228105 | COM | 24,345 | $433,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIDELITY SEL ENERGY | 316390103 | COM | 7,791 | $433,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,651 | $432,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 1,773 | $428,000 | thousands by filing date | |
| JNL/S&P INTRINSIC VAL | JZLRZC795 | Other | 20,267 | $427,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,761 | $425,000 | thousands by filing date | |
| VAN ECK GLOBAL HARD ASSETS - A | 921075750 | COMMON | 8,692 | $425,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 9,586 | $425,000 | thousands by filing date | |
| ALLIANZGI CONV & INCOME FD II | 18825109 | COMMON | 46,435 | $424,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EDISON INTL COM | 281020107 | Stock | 7,532 | $421,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,698 | $419,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 9,372 | $419,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 11,535 | $417,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,809 | $415,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 41,320 | $414,000 | thousands by filing date | |
| MACQUARIE SCIENCE AND TECHNOLOGY A | 466000718 | NTF EQUITY FUNDS | 7,733 | $414,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,525 | $413,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 21,265 | $411,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,552 | $408,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 4,190 | $408,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 7,330 | $405,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 17,944 | $404,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 4,403 | $403,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,262 | $402,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,599 | $397,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,020 | $394,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 6,110 | $394,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 10,492 | $391,000 | thousands by filing date | |
| HINES GLOBAL REIT INC COM | 433240108 | COM | 37,602 | $391,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,649 | $390,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,579 | $390,000 | thousands by filing date | |
| Ivy Fds High Income Cl A | 466000668 | Mutual Fund | 45,914 | $390,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 16,178 | $387,000 | thousands by filing date | |
| Fairholme Fund | 304871106 | COM | 9,623 | $387,000 | thousands by filing date | |
| JNL/NEUBERGER STRAT INCOME | 1A2HA64ND | Other | 36,839 | $387,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,931 | $384,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,338 | $384,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 65,797 | $384,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 12,690 | $382,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,952 | $381,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 5,926 | $377,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,439 | $375,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,802 | $374,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 15,900 | $373,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,080 | $371,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,936 | $371,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 23,978 | $368,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 7,191 | $367,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALLSTATE CORP | 20002101 | OPTION | 5,953 | $365,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Danaher Corporation | 235851102 | COM | 4,771 | $363,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 5,147 | $363,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 16,320 | $363,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,500 | $362,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 12,348 | $361,000 | thousands by filing date | |
| ALCOA, INC. | 13817101 | COM | 22,431 | $361,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 50,870 | $360,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 25537101 | COM | 6,862 | $358,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,866 | $357,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 17,182 | $357,000 | thousands by filing date | |
| LORD ABBETT SHORT DURATION INCOME F | 543916464 | Mutual Fund | 78,994 | $355,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FD CL A | 880208103 | mf | 26,754 | $355,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,052 | $354,000 | thousands by filing date | |
| T. ROWE PRICE CAPITAL APPRECIATION | 77954M105 | NTF EQUITY FUNDS | 12,871 | $354,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 11,612 | $353,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,408 | $351,000 | thousands by filing date | |
| Doubleline Total Return Bd Fd Cl I | 258620103 | MF | 31,949 | $350,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 13,150 | $349,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 6,250 | $346,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 6,050 | $346,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 16,418 | $343,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 8,220 | $342,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Fidelity Small Cap Value | 316389832 | Mutual Funds | 19,550 | $338,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,151 | $337,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,696 | $337,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 25,832 | $337,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 10,300 | $337,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 10,486 | $336,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,564 | $336,000 | thousands by filing date | |
| FIDELITY ADVISOR NEW INSIGHTS I | 316071604 | EQUITY FUNDS | 11,840 | $336,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,691 | $335,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 15,569 | $335,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,437 | $334,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,806 | $333,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 20,952 | $333,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,987 | $332,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,802 | $329,000 | thousands by filing date | |
| BLACKROCK GLOBAL | 92501105 | COM | 23,299 | $329,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 14,500 | $328,000 | thousands by filing date | |
| BB&T CORPORATION | 54937107 | COM | 8,799 | $328,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 5,863 | $327,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 7,241 | $327,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,798 | $326,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,779 | $325,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,083 | $325,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,755 | $325,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,783 | $324,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 2,114 | $324,000 | thousands by filing date | |
| Fidelity Worldwide | 315910505 | Equities | 13,166 | $323,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 763 | $322,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 6,796 | $322,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,030 | $321,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,201 | $320,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 7,839 | $320,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 33,004 | $319,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 3,253 | $319,000 | thousands by filing date | |
| PIMCO FDS INCOME FD CL A | 72201F474 | MUTUAL | 25,194 | $318,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 5,915 | $317,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,999 | $316,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,407 | $316,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,697 | $314,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 9,224 | $314,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,040 | $310,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 528 | $310,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 7,122 | $310,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 12,750 | $308,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,769 | $307,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 3,700 | $307,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALLIANCE DATA SYSTEMS CORP | 18581108 | COM | 1,236 | $307,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,346 | $306,000 | thousands by filing date | |
| OAKMARK INVESTOR | 413838103 | MFA | 4,442 | $304,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 10,735 | $303,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 20,900 | $303,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 250 | $301,000 | thousands by filing date | |
| Invesco Tax-Free Intermediate Y | 1419837 | Intermediate Muni | 25,854 | $300,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 9,353 | $297,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 22,263 | $297,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 12,388 | $296,000 | thousands by filing date | |
| AMERICAN INTERNATIONAL GROUP INC | 26874784 | COM | 5,487 | $296,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HANESBRANDS INC | 410345102 | COM | 2,742 | $295,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 4,991 | $294,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 8,774 | $293,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,471 | $293,000 | thousands by filing date | |
| GROWTH FD OF AMER CL -A | 399874106 | MFD | 6,390 | $292,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 9,097 | $291,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,652 | $290,000 | thousands by filing date | |
| JNL/Goldman Sachs Core Plus Bond Fund | JE1EGZ5L5 | Other | 12,718 | $290,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 7,210 | $288,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,381 | $287,000 | thousands by filing date | |
| JNL/PPM America Fl Rate Income | 185KK1JWP | Other | 27,067 | $287,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,160 | $285,000 | thousands by filing date | |
| THIRD AVENUE REAL ESTATE VAL | 884116401 | COMMON | 9,144 | $284,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,069 | $282,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 13,225 | $282,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,460 | $280,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,764 | $279,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,941 | $279,000 | thousands by filing date | |
| PRUDENTIAL GLOBAL REAL EST-A | 744336108 | Open-End Fund | 11,965 | $278,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,609 | $277,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,744 | $275,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 4,745 | $275,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,808 | $272,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,313 | $272,000 | thousands by filing date | |
| FIDELITY SELECT CONSUMER STAPLES PORT | 316390848 | Mutual Fund | 2,884 | $272,000 | thousands by filing date | |
| BLACKROCK MULTI-ASSET INCOME PORTFOLIO INSTITUTIONAL CLASS | 09256H336 | OPEN END TAXABLE NO LOAD FUND | 24,007 | $272,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 25,009 | $272,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 8,770 | $270,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 7,950 | $268,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 22,700 | $268,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,600 | $267,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 4,594 | $267,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PIMCO TOTAL RETURN A | 693390445 | USD | 24,451 | $266,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 4,161 | $266,000 | thousands by filing date | |
| ANADARKO PETE CORP | 32511107 | COM | 2,622 | $266,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 11,300 | $265,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 48,700 | $265,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 8,998 | $264,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,863 | $264,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,100 | $264,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,162 | $263,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,996 | $263,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 10,687 | $263,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 19,300 | $263,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 2,193 | $262,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,595 | $261,000 | thousands by filing date | |
| ALPINE TTL DYNAMIC NEW | 21060207 | ETF/Closed End | 30,689 | $261,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WP CAREY INC COM | 92936U109 | REIT | 4,083 | $260,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 18,034 | $260,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 4,517 | $260,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 1,659 | $260,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 5,828 | $259,000 | thousands by filing date | |
| JNL/MELLON CAPITAL HLTHCARE SECTOR | JNZQ8U1FD | Other | 10,750 | $259,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,436 | $258,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,798 | $258,000 | thousands by filing date | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 104,120 | $258,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,817 | $257,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 12,750 | $257,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 3,535 | $256,000 | thousands by filing date | |
| FIDELITY LTD TERM MUNICIPAL IN | 316203207 | FD | 23,880 | $256,000 | thousands by filing date | |
| JNL/Mellon Capital Nasdaq 25 | JSBX820FT | Other | 12,310 | $252,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 21,233 | $251,000 | thousands by filing date | |
| BLACKROCK EQUITY DIVIDEND - A | 09251m108 | MUT | 9,970 | $251,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 64,619 | $249,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 18,700 | $249,000 | thousands by filing date | |
| JHANCOCK BOND A | 410223101 | NTF BOND FUNDS | 15,398 | $248,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,964 | $247,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 3,222 | $247,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,499 | $246,000 | thousands by filing date | |
| DWS GLOBAL INFRASTRUCTURE FD-A | 25156A874 | Mutual Fund | 15,974 | $246,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,800 | $245,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 3,305 | $245,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 4,087 | $245,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 8,234 | $244,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 9,629 | $243,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 4,176 | $242,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 5,500 | $242,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROW | 92524107 | COM BENE INTER | 31,985 | $241,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNDER ARMOUR INC | 904311107 | CL A | 3,472 | $240,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,347 | $239,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,605 | $237,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,219 | $237,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 11,200 | $237,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,430 | $236,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,228 | $235,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,193 | $235,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 6,370 | $235,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 3,521 | $234,000 | thousands by filing date | |
| FIDELITY CANADA | 315910307 | FICDX | 3,779 | $234,000 | thousands by filing date | |
| Carter Validus Mission Critica | 146282108 | COM | 23,365 | $234,000 | thousands by filing date | |
| Mutual Global Discovery Securities Fund | HLUJ60175 | Global Equity | 16,883 | $234,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,097 | $233,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,990 | $233,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,943 | $233,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,823 | $230,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 23,221 | $229,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,737 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,939 | $228,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,150 | $228,000 | thousands by filing date | |
| DODGE & COX INT'L | 256206103 | IFD | 5,053 | $228,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 37,950 | $228,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,068 | $226,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,092 | $225,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,025 | $224,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,383 | $224,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,444 | $224,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,571 | $223,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 9,745 | $223,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,437 | $221,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 18,907 | $221,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 34,887 | $221,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,317 | $220,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 17,517 | $220,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 4,218 | $219,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,003 | $218,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,688 | $218,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 11,279 | $218,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 12,538 | $218,000 | thousands by filing date | |
| Boardwalk Pipeline Ptnrs | 96627104 | UT LTD PARTNER | 11,680 | $218,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HOLLYFRONTIER CORP | 436106108 | COM | 4,924 | $215,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 3,884 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 9,800 | $214,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 8,798 | $214,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 7,614 | $214,000 | thousands by filing date | |
| FIDELITY TOTAL BOND FUND | 31617K881 | FTBFX | 20,058 | $214,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,585 | $213,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 4,894 | $213,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,940 | $212,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,240 | $211,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 4,100 | $211,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,479 | $210,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,131 | $209,000 | thousands by filing date | |
| FIRST EAGLE OVERSEAS A | 32008F101 | COM | 8,870 | $209,000 | thousands by filing date | |
| FRK NY TAX FR INCM ADVS | 354130403 | Mutual Fund | 17,804 | $208,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-005123 | superseded | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000910472-14-005227 | this filing | 2014-11-20 | acceptance time not in the bulk data set |