13F-HR filed by WFG Advisors, LP
WFG Advisors, LP filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 2,170 holding rows worth $525,531,000.
- Accession
- 0000910472-14-005117
- Filer
- CIK 1533892
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,178 entries on the cover page, a total value of $525,531,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $525,531,000 with VALUE read as thousands by filing date, 13F file number 028-14577. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MATTEL INC | 577081102 | COM | 5,394 | $165,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,223 | $164,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 4,880 | $164,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,751 | $163,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 47,627 | $162,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 5,200 | $161,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 6,699 | $160,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,508 | $160,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,002 | $157,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 3,906 | $157,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,184 | $156,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,009 | $156,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 6,439 | $156,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 6,240 | $156,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 6,482 | $155,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,857 | $154,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,048 | $153,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 929 | $153,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 9,750 | $153,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 16,750 | $153,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 2,046 | $153,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 3,498 | $150,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,575 | $149,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 1,280 | $149,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,944 | $148,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 4,000 | $148,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,842 | $147,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,833 | $147,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 6,000 | $147,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 15,100 | $147,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,560 | $146,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,263 | $146,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 6,491 | $146,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 2,191 | $146,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 12,379 | $146,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,220 | $144,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,328 | $144,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,336 | $143,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 2,601 | $143,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 4,728 | $143,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 4,530 | $142,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,111 | $141,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,428 | $141,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 2,339 | $141,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,271 | $140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 3,215 | $140,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 6,629 | $140,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 2,950 | $140,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 2,176 | $139,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 5,794 | $138,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 6,433 | $138,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 3,990 | $137,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 2,673 | $136,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 412 | $136,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 975 | $136,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 3,050 | $136,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 7,795 | $136,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,991 | $135,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 36,421 | $135,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 4,381 | $135,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 810 | $134,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 18,095 | $133,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 2,225 | $133,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,786 | $132,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 4,800 | $132,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 58,832 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,153 | $131,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 5,501 | $131,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 6,913 | $131,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 1,614 | $131,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,745 | $130,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 857 | $130,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 9,539 | $130,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 15,505 | $130,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,183 | $129,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 4,717 | $129,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 5,700 | $128,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 14,295 | $128,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,700 | $127,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 1,150 | $127,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 3,111 | $127,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,510 | $126,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 2,927 | $126,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,446 | $125,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,251 | $125,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 5,416 | $125,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 869 | $125,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 4,838 | $125,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,645 | $124,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,564 | $123,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 13,743 | $123,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 9,383 | $123,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 2,607 | $123,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,196 | $122,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,584 | $122,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,613 | $121,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 5,495 | $121,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 3,746 | $121,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 4,002 | $120,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,305 | $120,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,822 | $120,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 900 | $119,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,341 | $118,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 4,046 | $118,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 7,308 | $118,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,122 | $117,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 6,810 | $117,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 10,150 | $117,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 18,420 | $117,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 2,383 | $116,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 14,823 | $115,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,786 | $115,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,023 | $115,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 5,400 | $115,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 4,568 | $114,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 8,236 | $114,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,638 | $114,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 12,793 | $114,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 8,849 | $114,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,206 | $113,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,389 | $113,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 5,325 | $113,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,218 | $112,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,000 | $112,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,256 | $112,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,000 | $112,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 22,595 | $111,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 96 | $111,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 5,218 | $111,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,992 | $111,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,176 | $110,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 4,795 | $110,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 6,135 | $110,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,020 | $109,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,552 | $109,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 2,808 | $109,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 2,855 | $108,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 3,593 | $108,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 3,236 | $107,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,000 | $107,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 2,336 | $107,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 4,795 | $107,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 992 | $106,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,033 | $106,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,125 | $106,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,725 | $106,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 19,227 | $106,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 1,078 | $106,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,571 | $105,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 1,653 | $105,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,162 | $104,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 657 | $104,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,044 | $104,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 205 | $104,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 20,000 | $104,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 18,867 | $103,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 5,275 | $103,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 564 | $102,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,474 | $102,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,749 | $102,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 7,000 | $102,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 2,341 | $102,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 893 | $101,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 6,258 | $101,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 3,184 | $101,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 4,915 | $101,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 685 | $100,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326110 | *W EXP 01/31/201 | 200,000 | $100,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,276 | $99,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 889 | $99,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,675 | $99,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,589 | $99,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 6,836 | $99,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 22,940 | $98,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,073 | $97,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,334 | $97,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 9,625 | $97,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 3,780 | $97,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,094 | $96,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,698 | $96,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,649 | $96,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,118 | $96,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 7,019 | $96,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 9,353 | $96,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,461 | $95,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,685 | $95,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 630 | $95,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 824 | $94,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 4,838 | $94,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 809 | $94,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,372 | $94,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,692 | $94,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 950 | $94,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 2,075 | $94,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 828 | $93,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 3,220 | $92,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 817 | $91,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 873 | $91,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,838 | $91,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 1,270 | $91,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 1,714 | $91,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,480 | $90,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,910 | $90,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 2,709 | $90,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,386 | $90,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,670 | $89,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,133 | $89,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 10,655 | $89,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,601 | $88,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,710 | $88,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 6,245 | $88,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,737 | $88,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,000 | $87,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 7,600 | $87,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,770 | $87,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,646 | $87,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 5,426 | $86,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 7,884 | $86,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,218 | $86,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,431 | $85,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,375 | $85,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,588 | $85,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,098 | $85,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,856 | $84,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,258 | $84,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 2,164 | $84,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 3,377 | $84,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 2,495 | $83,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 761 | $82,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,032 | $82,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 2,165 | $82,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2,769 | $82,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,840 | $82,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 552 | $81,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 1,634 | $81,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 2,185 | $81,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 2,408 | $80,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 6,910 | $80,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 8,980 | $80,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 899 | $79,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,125 | $79,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,129 | $79,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 9,973 | $79,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 8,581 | $79,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,778 | $79,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 2,316 | $79,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,475 | $78,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,900 | $78,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 714 | $78,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 7,489 | $78,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 2,500 | $78,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 919 | $77,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,101 | $77,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 4,088 | $77,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,759 | $77,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 1,466 | $77,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 5,937 | $77,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 3,175 | $77,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326128 | WRT | 200,000 | $77,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,539 | $76,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 908 | $76,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,884 | $76,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 5,606 | $76,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,224 | $76,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,100 | $76,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,065 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 2,345 | $76,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,341 | $76,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 722 | $76,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 613 | $75,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,220 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,755 | $75,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 9,960 | $75,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 740 | $74,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,125 | $74,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 919 | $74,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 1,678 | $74,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 2,276 | $74,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 735 | $73,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,653 | $73,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 589 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 691 | $73,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 4,113 | $73,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,473 | $72,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 6,051 | $72,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,505 | $72,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 3,000 | $72,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 4,090 | $72,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 3,863 | $72,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 587 | $71,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 970 | $71,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 600 | $71,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,443 | $71,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 1,774 | $71,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,192 | $71,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 3,651 | $71,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,681 | $70,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 519 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,150 | $70,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,667 | $70,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,110 | $70,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 5,000 | $70,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 32,000 | $70,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 7,550 | $70,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 963 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,501 | $69,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 976 | $68,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,026 | $68,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,892 | $68,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 400 | $68,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,016 | $67,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 2,373 | $67,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,600 | $67,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,055 | $67,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 2,907 | $67,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,775 | $66,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 782 | $66,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,650 | $66,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 2,691 | $66,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 5,160 | $66,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 744 | $65,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 10,000 | $65,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 12,829 | $65,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,754 | $65,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 1,216 | $65,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,415 | $64,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,817 | $64,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 3,491 | $64,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 950 | $64,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 2,175 | $64,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 25,900 | $64,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 6,801 | $64,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 969 | $64,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 1,106 | $64,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 4,395 | $63,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 853 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 578 | $63,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,491 | $63,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 2,845 | $63,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 5,761 | $63,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,160 | $63,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 1,431 | $63,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 10,000 | $63,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 965 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 535 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 843 | $62,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 4,713 | $62,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 5,546 | $61,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 883 | $61,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,736 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,213 | $61,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,047 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 2,799 | $61,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 4,534 | $61,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 4,327 | $61,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 4,140 | $61,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 1,439 | $61,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,070 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 2,050 | $60,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1,570 | $60,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,200 | $59,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 4,046 | $59,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 521 | $59,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 750 | $59,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,045 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 693 | $59,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 4,549 | $59,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 299 | $58,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 1,907 | $58,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,004 | $58,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 4,922 | $58,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 447 | $58,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 5,500 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 675 | $58,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 9,116 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 2,925 | $58,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 785 | $58,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 689 | $58,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 1,484 | $58,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,800 | $57,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 8,250 | $57,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 2,739 | $57,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 4,858 | $57,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 2,220 | $57,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 4,091 | $56,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,495 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 596 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 878 | $56,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 2,200 | $56,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,736 | $55,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 3,760 | $55,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 1,503 | $55,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 7,394 | $55,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 4,076 | $54,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,000 | $54,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 706 | $54,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,057 | $54,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 271 | $53,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,191 | $53,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,570 | $53,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 1,037 | $53,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 12,120 | $53,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 434 | $52,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 667 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 500 | $52,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 648 | $52,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 2,252 | $52,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 10,783 | $52,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 2,139 | $52,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 3,869 | $52,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 500 | $51,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,181 | $51,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 2,025 | $51,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 2,300 | $51,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 750 | $51,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 1,239 | $51,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,400 | $50,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 3,650 | $50,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 400 | $50,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 5,263 | $50,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 545 | $50,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 6,000 | $50,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 900 | $50,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,650 | $50,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 2,197 | $50,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 3,600 | $50,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 795 | $49,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,508 | $49,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 6,788 | $49,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,580 | $49,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 1,069 | $49,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 2,052 | $49,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 6,500 | $49,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 1,978 | $49,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 695 | $48,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 823 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,030 | $48,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 3,621 | $48,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 23,332 | $48,000 | thousands by filing date | |
| RUTHIGEN INC | 783330103 | COM | 10,000 | $48,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 820 | $47,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,402 | $47,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 550 | $47,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 611 | $47,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 920 | $46,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,295 | $46,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 500 | $46,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 439 | $46,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 15,000 | $46,000 | thousands by filing date | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 2,300 | $46,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 5,400 | $46,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 1,161 | $46,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,877 | $46,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 282 | $46,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,600 | $46,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 993 | $46,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 3,164 | $46,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 874 | $46,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 2,080 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 2,115 | $46,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 2,375 | $46,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 15,000 | $46,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 700 | $45,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 750 | $45,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,162 | $45,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 3,280 | $45,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 900 | $45,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 2,500 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,410 | $45,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 4,188 | $45,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 991 | $45,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 865 | $45,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,986 | $45,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,679 | $45,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,304 | $45,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 500 | $44,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 518 | $44,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 6,172 | $44,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 229 | $44,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,542 | $44,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 4,535 | $44,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 1,175 | $44,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,500 | $43,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,094 | $43,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 960 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 500 | $43,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,301 | $43,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 6,828 | $43,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 532 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 925 | $43,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 664 | $42,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 480 | $42,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 6,701 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,400 | $42,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 2,815 | $42,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 3,000 | $42,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,400 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 2,000 | $41,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,068 | $41,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,304 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-005117 | this filing | 2014-11-14 | acceptance time not in the bulk data set |