13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-23, with 2,621 holding rows worth $502,708,000.
- Accession
- 0000910472-14-004677
- Filer
- CIK 1616654
- Filed
- 2014-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,621 entries on the cover page, a total value of $502,708,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,707,139 with VALUE read as dollars, detected, 13F file number 028-16263. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHURCHILL DOWNS INC | 171484108 | COM | 5 | $487 | dollars, detected | |
| CONVERSANT INC | 21249J105 | COM | 14 | $479 | dollars, detected | |
| MEREDITH CORP | 589433101 | COM | 11 | $470 | dollars, detected | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 23 | $463 | dollars, detected | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 500 | $458 | dollars, detected | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 1,000 | $456 | dollars, detected | |
| WABCO HLDGS INC | 92927K102 | COM | 5 | $454 | dollars, detected | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 7 | $450 | dollars, detected | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 600 | $447 | dollars, detected | |
| PLEXUS CORP COM | 729132100 | Stock | 12 | $443 | dollars, detected | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 300 | $441 | dollars, detected | |
| GREIF INC | 397624107 | CL A | 10 | $438 | dollars, detected | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 12 | $434 | dollars, detected | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 6 | $428 | dollars, detected | |
| SERVICE CORP INTL COM | 817565104 | Stock | 20 | $422 | dollars, detected | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 29 | $421 | dollars, detected | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 25 | $419 | dollars, detected | |
| ALLEGHANY CORP DEL | 017175100 | COM | 1 | $418 | dollars, detected | |
| EXELIS INC | 30162A108 | COM | 25 | $413 | dollars, detected | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 8 | $405 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 15 | $398 | dollars, detected | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 230 | $395 | dollars, detected | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 20 | $389 | dollars, detected | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 1,000 | $386 | dollars, detected | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 200 | $382 | dollars, detected | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 76 | $376 | dollars, detected | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 100 | $374 | dollars, detected | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 23 | $372 | dollars, detected | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 6 | $368 | dollars, detected | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 10 | $363 | dollars, detected | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 120 | $361 | dollars, detected | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 500 | $350 | dollars, detected | |
| ATWOOD OCEANICS INC | 050095108 | COM | 8 | $349 | dollars, detected | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2 | $347 | dollars, detected | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 25 | $328 | dollars, detected | |
| FELCOR LODGING TR INC | 31430F101 | COM | 35 | $327 | dollars, detected | |
| ACTUA CORPORATION | 005094107 | COM | 20 | $320 | dollars, detected | |
| FRONTLINE LTD | G3682E127 | COM | 250 | $315 | dollars, detected | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 11 | $312 | dollars, detected | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 21 | $304 | dollars, detected | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 5 | $301 | dollars, detected | |
| MCCLATCHY CO | 579489105 | CL A | 89 | $299 | dollars, detected | |
| INTELIQUENT INC | 45825N107 | COM | 24 | $298 | dollars, detected | |
| Tasman Metals Ltd | 87652B103 | COM | 400 | $295 | dollars, detected | |
| VISION-SCIENCES INC | 927912105 | COM | 300 | $288 | dollars, detected | |
| LENDINGTREE INC NEW | 894675107 | COM | 8 | $287 | dollars, detected | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 1,000 | $280 | dollars, detected | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 16 | $276 | dollars, detected | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 42 | $268 | dollars, detected | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 34 | $265 | dollars, detected | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 6 | $265 | dollars, detected | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3 | $256 | dollars, detected | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 41 | $252 | dollars, detected | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 3 | $251 | dollars, detected | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 6 | $245 | dollars, detected | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 17 | $237 | dollars, detected | |
| HANSEN MEDICAL INC | 411307101 | COM | 200 | $236 | dollars, detected | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 6 | $230 | dollars, detected | |
| CRH PLC ADS | 12626K203 | ADR | 10 | $228 | dollars, detected | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 114 | $228 | dollars, detected | |
| MICREL INC | 594793101 | COM | 19 | $228 | dollars, detected | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 14 | $225 | dollars, detected | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 100 | $225 | dollars, detected | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 100 | $216 | dollars, detected | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 6 | $215 | dollars, detected | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 150 | $211 | dollars, detected | |
| VISTEON CORP | 92839U206 | COM NEW | 2 | $194 | dollars, detected | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 10 | $194 | dollars, detected | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 17 | $190 | dollars, detected | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 10 | $168 | dollars, detected | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 250 | $167 | dollars, detected | |
| MATSON INC COM | 57686G105 | Stock | 6 | $150 | dollars, detected | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 10 | $150 | dollars, detected | |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 72 | $142 | dollars, detected | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10 | $139 | dollars, detected | |
| PHH CORP | 693320202 | COM NEW | 6 | $134 | dollars, detected | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 66 | $132 | dollars, detected | |
| OI S.A. | 670851104 | SPONSORED ADR | 176 | $130 | dollars, detected | |
| WEBMD HEALTH CORP | 94770V102 | COM | 3 | $125 | dollars, detected | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 19 | $122 | dollars, detected | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 9 | $119 | dollars, detected | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 60 | $108 | dollars, detected | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 42 | $101 | dollars, detected | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 6 | $97 | dollars, detected | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 5 | $96 | dollars, detected | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 6 | $93 | dollars, detected | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 6 | $87 | dollars, detected | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 5 | $84 | dollars, detected | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 25 | $84 | dollars, detected | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 20 | $81 | dollars, detected | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 44 | $81 | dollars, detected | |
| CME Group Inc. Class A | 12572Q105 | COM | 1 | $79 | dollars, detected | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 20 | $79 | dollars, detected | |
| UNITED ONLINE INC | 911268209 | COM NEW | 7 | $76 | dollars, detected | |
| BEBE STORES INC | 075571109 | COM | 27 | $62 | dollars, detected | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1 | $60 | dollars, detected | |
| COMSTOCK MNG INC | 205750102 | COM | 50 | $60 | dollars, detected | |
| PEDEVCO CORP | 70532Y204 | COM | 35 | $57 | dollars, detected | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 15 | $54 | dollars, detected | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 16 | $48 | dollars, detected | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 2 | $42 | dollars, detected | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 6 | $42 | dollars, detected | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 19 | $40 | dollars, detected | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 5 | $40 | dollars, detected | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 1 | $34 | dollars, detected | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 1 | $32 | dollars, detected | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 11 | $29 | dollars, detected | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 750 | $26 | dollars, detected | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 1 | $24 | dollars, detected | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 9 | $19 | dollars, detected | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2 | $16 | dollars, detected | |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 1 | $15 | dollars, detected | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 3 | $10 | dollars, detected | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 2 | $8 | dollars, detected | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1 | $4 | dollars, detected | |
| SONDE RES CORP COM NPV | 835426206 | Stock | 36 | $4 | dollars, detected | |
| SONUS NETWORKS INC | 835916107 | COM | 1 | $3 | dollars, detected | |
| EDGIO INC | 53261M104 | COM | 1 | $2 | dollars, detected | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 2 | $2 | dollars, detected | |
| QUIKSILVER INC | 74838C106 | COM | 1 | $1 | dollars, detected | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 1 | $1 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-004677 | this filing | 2014-10-23 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-15-000087 | base | 2015-02-10 | acceptance time not in the bulk data set |