13F-HR filed by Institute for Wealth Management, LLC.
Institute for Wealth Management, LLC. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-10, with 63 holding rows worth $105,035,000.
- Accession
- 0000910472-14-004545
- Filer
- CIK 1533954
- Filed
- 2014-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 63 entries on the cover page, a total value of $105,035,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,035,000 with VALUE read as thousands by filing date, 13F file number 028-14899. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 122,413 | $24,182,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 87,876 | $9,594,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 282,453 | $8,431,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 77,843 | $5,621,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 44,167 | $4,035,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 93,544 | $3,932,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 58,811 | $3,774,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 79,265 | $3,294,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 71,193 | $3,210,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 30,567 | $3,170,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 22,953 | $3,048,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 60,380 | $2,843,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 248,233 | $2,760,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 31,774 | $2,686,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 30,094 | $2,524,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 80,741 | $2,437,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 11,973 | $2,169,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 37,183 | $2,140,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 41,482 | $2,127,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 11,375 | $1,938,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 20,934 | $1,345,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 33,620 | $1,337,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 56,989 | $1,323,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 26,112 | $1,311,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 23,929 | $1,274,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 18,814 | $1,262,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 13,521 | $1,241,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,348 | $214,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 9,879 | $166,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,338 | $158,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,549 | $155,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,356 | $151,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,277 | $150,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,217 | $150,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,348 | $147,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,439 | $146,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 4,692 | $102,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 5,288 | $101,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 5,076 | $91,000 | thousands by filing date | |
| IJH | 464287507 | COM | 371 | $51,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 379 | $41,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 256 | $28,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 156 | $25,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 254 | $19,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 157 | $17,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 244 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 572 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 129 | $10,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 128 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 59 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 234 | $8,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 448 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 97 | $7,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 123 | $6,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 46 | $5,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 107 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 209 | $5,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 192 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 127 | $4,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 41 | $4,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 281 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 31 | $2,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 100 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-004545 | this filing | 2014-10-10 | acceptance time not in the bulk data set |