13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-10, with 4,180 holding rows worth $8,621,098,000.
- Accession
- 0000910472-14-004539
- Filer
- CIK 1540235
- Filed
- 2014-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,288 entries on the cover page, a total value of $8,621,098,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,621,098,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TERADYNE INC COM | 880770102 | Stock | 149 | $3,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 182 | $3,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 427 | $3,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 32 | $3,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 100 | $3,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 142 | $3,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 42 | $3,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 135 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 100 | $3,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 127 | $3,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 2,000 | $3,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 288 | $3,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 2,000 | $3,000 | thousands by filing date | call |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 89 | $3,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,000 | $3,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 68 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 200 | $3,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 60 | $3,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 26 | $3,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 27 | $3,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 41 | $3,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 200 | $3,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 200 | $3,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 100 | $3,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 200 | $3,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 2,000 | $3,000 | thousands by filing date | call |
| CALAVO GROWERS INC | 128246105 | COM | 60 | $3,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 50 | $3,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 5,000 | $3,000 | thousands by filing date | call |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 100 | $3,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 202 | $3,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 128 | $3,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 114 | $3,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 200 | $3,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 408 | $3,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 6,500 | $3,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 600 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 65 | $3,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 2,500 | $3,000 | thousands by filing date | call |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 110 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 300 | $3,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 500 | $3,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 66 | $3,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 215 | $3,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 94 | $3,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 102 | $3,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 300 | $3,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 400 | $3,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 85 | $3,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 225 | $3,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 418 | $3,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 65 | $3,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 188 | $3,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,300 | $3,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 600 | $3,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 48 | $3,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 1,500 | $3,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 100 | $3,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 59 | $3,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 17,000 | $3,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 572 | $3,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 20 | $3,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 400 | $3,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 2,500 | $3,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 52 | $3,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 127 | $3,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 200 | $3,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 50 | $3,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 3,600 | $3,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 200 | $3,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 2,000 | $3,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 3,000 | $3,000 | thousands by filing date | principal |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 450 | $3,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 100 | $3,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 1,000 | $3,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 318 | $3,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 200 | $3,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 94 | $3,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 846 | $3,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 191 | $3,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 310 | $3,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 217 | $3,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 10 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 163 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 54 | $3,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 2,419 | $3,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 500 | $3,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,000 | $3,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 189 | $3,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 200 | $3,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 1,000 | $3,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 800 | $3,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 592 | $3,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 4,000 | $3,000 | thousands by filing date | principal |
| INFOSONICS CORP | 456784107 | COM | 1,495 | $3,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 158 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 200 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 90 | $3,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 1,200 | $3,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 632 | $3,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 200 | $3,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 3,000 | $3,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 150 | $3,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 3,000 | $3,000 | thousands by filing date | principal |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 200 | $3,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 175 | $3,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 1,250 | $3,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 200 | $3,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 200 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 100 | $3,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 1,000 | $3,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 3,000 | $3,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 3,000 | $3,000 | thousands by filing date | principal |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 12,000 | $3,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 3,000 | $3,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 3,000 | $3,000 | thousands by filing date | principal |
| BLACKHAWK NET B | 09238E203 | Common Stock | 92 | $3,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 1,000 | $3,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 800 | $3,000 | thousands by filing date | call |
| LAKES ENTERTAINMEN | 51206P208 | COM | 387 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y719 | INTL BEAR ETF | 150 | $3,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 500 | $2,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 800 | $2,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 300 | $2,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 600 | $2,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 70 | $2,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,500 | $2,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 104 | $2,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 100 | $2,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 33 | $2,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 40 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,000 | $2,000 | thousands by filing date | call |
| RLJ LODGING TR COM | 74965L101 | REIT | 65 | $2,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 45 | $2,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 150 | $2,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 5,000 | $2,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 100 | $2,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 100 | $2,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 35 | $2,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 50 | $2,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 29 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,200 | $2,000 | thousands by filing date | call |
| BLACKBAUD INC COM | 09227Q100 | Stock | 39 | $2,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 90 | $2,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 400 | $2,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 100 | $2,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 293 | $2,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 30 | $2,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 44 | $2,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 5,000 | $2,000 | thousands by filing date | call |
| SAIA INC | 78709Y105 | COM | 37 | $2,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 73 | $2,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 31 | $2,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 100 | $2,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 100 | $2,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 56 | $2,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 500 | $2,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044105 | COM | 28 | $2,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 200 | $2,000 | thousands by filing date | call |
| CORESITE RLTY CORP | 21870Q105 | COM | 54 | $2,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 150 | $2,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 200 | $2,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 82 | $2,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 100 | $2,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 300 | $2,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 56 | $2,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 50 | $2,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 36 | $2,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 87 | $2,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 145 | $2,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 310 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 200 | $2,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 5,000 | $2,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 66 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 100 | $2,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 100 | $2,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 129 | $2,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 300 | $2,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 120 | $2,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 500 | $2,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 900 | $2,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 1,306 | $2,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 2,000 | $2,000 | thousands by filing date | call |
| NAM TAI PROPERTY INC | G63907102 | Com | 312 | $2,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 30 | $2,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 100 | $2,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 99 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 80 | $2,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 2,000 | $2,000 | thousands by filing date | call |
| AEGION CORP | 00770F104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 13 | $2,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 173 | $2,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 4,000 | $2,000 | thousands by filing date | call |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,970 | $2,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 202 | $2,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 210 | $2,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 154 | $2,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 171 | $2,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 265 | $2,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 500 | $2,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 16 | $2,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 200 | $2,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 100 | $2,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 500 | $2,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 400 | $2,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 100 | $2,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 63 | $2,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 44 | $2,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 200 | $2,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 5,500 | $2,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 6,000 | $2,000 | thousands by filing date | call |
| SWS GROUP INC | 78503N107 | COM | 225 | $2,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 1,000 | $2,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 40 | $2,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 25 | $2,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 43 | $2,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 82 | $2,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 83 | $2,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 306 | $2,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 200 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 3,000 | $2,000 | thousands by filing date | principal |
| LIFE TIME FITNESS INC | 53217R207 | COM | 40 | $2,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 20 | $2,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 160 | $2,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 52 | $2,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 2,000 | $2,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 350 | $2,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 450 | $2,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 3,000 | $2,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 134 | $2,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 84 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 46 | $2,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 150 | $2,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 100 | $2,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 200 | $2,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 42 | $2,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 650 | $2,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 30 | $2,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 300 | $2,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 2,500 | $2,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 1,424 | $2,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 250 | $2,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 1,000 | $2,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 200 | $2,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 5,000 | $2,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 88 | $2,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 235 | $2,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 127 | $2,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 1,132 | $2,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 638 | $2,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 9,000 | $2,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 10,000 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 123 | $2,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 158 | $2,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 108 | $2,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 200 | $2,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 87 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289198 | MSCI EMG MATS | 100 | $2,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 1,000 | $2,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 1,470 | $2,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 366 | $2,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 300 | $2,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 1,100 | $2,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289800 | S&P TARGET 40 | 50 | $2,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 900 | $2,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 235 | $2,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 94986RQJ3 | 0% 01/24/20 | 2,000 | $2,000 | thousands by filing date | principal |
| CONTROL4 CORP | 21240D107 | COM | 190 | $2,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| TRONC INC | 896082104 | Common equity shares | 101 | $2,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 160 | $2,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 50 | $2,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 1,500 | $2,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,000 | $1,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 500 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464288620 | SHS | 8 | $1,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 6 | $1,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 300 | $1,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 300 | $1,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 500 | $1,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 300 | $1,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 181 | $1,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 200 | $1,000 | thousands by filing date | call |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 16 | $1,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 8 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 2,000 | $1,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 26 | $1,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 49 | $1,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 10 | $1,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 40 | $1,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 500 | $1,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 15 | $1,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 100 | $1,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 14 | $1,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 13 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 43 | $1,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 14 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 500 | $1,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 600 | $1,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 36 | $1,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 63 | $1,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 100 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 235 | $1,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 66 | $1,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 54 | $1,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 17 | $1,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 38 | $1,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 35 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 87 | $1,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 100 | $1,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 100 | $1,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 29 | $1,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 43 | $1,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 23 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,000 | $1,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544100 | COM | 24 | $1,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 100 | $1,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 6,000 | $1,000 | thousands by filing date | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 100 | $1,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 200 | $1,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 300 | $1,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 75 | $1,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 91 | $1,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 27 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 100 | $1,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 46 | $1,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 100 | $1,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 200 | $1,000 | thousands by filing date | call |
| PETSMART INC | 716768106 | COM | 300 | $1,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 107 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 40 | $1,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 38 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 37 | $1,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 28 | $1,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 9 | $1,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 36 | $1,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 109 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,000 | $1,000 | thousands by filing date | call |
| STRATUS PPTYS INC | 863167201 | COM NEW | 40 | $1,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 440 | $1,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 500 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 62 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 73 | $1,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 200 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 542 | $1,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 37 | $1,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 2,000 | $1,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 3,000 | $1,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R108 | COM | 36 | $1,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,604 | $1,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 25,000 | $1,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 282 | $1,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 116 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 640 | $1,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 29 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 518 | $1,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 28 | $1,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 1,000 | $1,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 18 | $1,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 100 | $1,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 100 | $1,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 600 | $1,000 | thousands by filing date | call |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 80 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 400 | $1,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 300 | $1,000 | thousands by filing date | call |
| Vale Sa | 91912E204 | COM | 119 | $1,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 1,200 | $1,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2 | $1,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 1,000 | $1,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,000 | $1,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 1,000 | $1,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 85 | $1,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 25 | $1,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 50 | $1,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 54 | $1,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 76 | $1,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 70 | $1,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 34 | $1,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 120 | $1,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 299 | $1,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 2,200 | $1,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 500 | $1,000 | thousands by filing date | call |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 6 | $1,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 142 | $1,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 12 | $1,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 100 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 500 | $1,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 200 | $1,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 700 | $1,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 139 | $1,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 300 | $1,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,000 | $1,000 | thousands by filing date | call |
| HFF INC | 40418F108 | CL A | 47 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 400 | $1,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 500 | $1,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 200 | $1,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 48 | $1,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 200 | $1,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 100 | $1,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 2,000 | $1,000 | thousands by filing date | call |
| NANOSPHERE INC | 63009F105 | COM | 1,000 | $1,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 100 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 292 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 11 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 31 | $1,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 37 | $1,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 55 | $1,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 200 | $1,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 1,500 | $1,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 600 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 1,000 | $1,000 | thousands by filing date | call |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,166 | $1,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 604 | $1,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 100 | $1,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 78 | $1,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 452 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 130 | $1,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 200 | $1,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 650 | $1,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 2,400 | $1,000 | thousands by filing date | call |
| CASCADE BANCORP | 147154207 | COM | 167 | $1,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 563 | $1,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 1,100 | $1,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 100 | $1,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 210 | $1,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 500 | $1,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 2,800 | $1,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 2,000 | $1,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 1,000 | $1,000 | thousands by filing date | principal |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 433 | $1,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K841 | MTLS DBL ETN38 | 100 | $1,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 2,000 | $1,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 370 | $1,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 100 | $1,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 2,000 | $1,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 100 | $1,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 200 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 200 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 555 | $1,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 600 | $1,000 | thousands by filing date | |
| AMERICAN SPECTRUM REALTY INC | 02970Q203 | COM | 620 | $1,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 200 | $1,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 500 | $1,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 300 | $1,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 253 | $1,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 400 | $1,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 500 | $1,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 250 | $1,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 100 | $1,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 133 | $1,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 40 | $1,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 500 | $1,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 80 | $1,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 100 | $1,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 30 | $1,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 77 | $1,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 49 | $1,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526401 | COM NEW ADDED | 358 | $1,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 5,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Netflix, Inc | 64110L106 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYTOKINETICS INC | 23282W605 | COM NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEGASYSTEMS INC COM | 705573103 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELP INC CL A | 985817105 | Stock | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCURY SYS INC COM | 589378108 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORKDAY INC CL A | 98138H101 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-004539 | this filing | 2014-10-10 | acceptance time not in the bulk data set |