13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-02, with 754 holding rows worth $330,832,000.
- Accession
- 0000910472-14-001989
- Filer
- CIK 1464811
- Filed
- 2014-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 758 entries on the cover page, a total value of $330,832,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $330,832,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBrandes Investment Partners, LP 028-24896
- reports for this filerClark Capital Management, LLC 028-28445
- reports for this filerDreman Value Managment, LLC 028-54255
- reports for this filerHays Advisory 028-60453
- reports for this filerInstitute for Wealth Managment 028-67624
- reports for this filerNavellier & Associates 028-30582
- reports for this filerSFE Investment Counsel 028-68580
- reports for this filerGood Harbor 028-71064
- reports for this filerMain Managment, LLC 028-61113
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,687 | $145,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 2,214 | $145,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,632 | $144,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 3,950 | $144,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 6,690 | $143,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 10,692 | $143,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,893 | $142,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 13,685 | $142,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 5,650 | $142,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,946 | $142,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 4,776 | $142,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 5,292 | $141,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,312 | $140,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 5,800 | $140,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 2,829 | $140,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 2,334 | $140,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 5,547 | $139,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 3,054 | $139,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 2,490 | $138,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,921 | $138,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 4,000 | $137,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,379 | $135,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,658 | $135,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,655 | $135,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,067 | $135,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,280 | $134,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,195 | $134,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 3,542 | $133,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 5,000 | $133,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 2,914 | $133,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 2,718 | $133,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 6,050 | $132,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 21,567 | $132,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 3,127 | $132,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 2,905 | $131,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 67,000 | $131,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,885 | $130,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 13,240 | $130,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 7,010 | $129,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 4,966 | $129,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,853 | $128,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 5,647 | $128,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 5,000 | $128,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,695 | $127,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 9,182 | $127,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 4,554 | $126,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 2,887 | $126,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 5,139 | $126,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,850 | $126,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 9,085 | $125,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,810 | $124,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,006 | $123,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 6,162 | $123,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 15,593 | $123,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 6,750 | $123,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 4,488 | $123,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 5,850 | $122,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 11,038 | $122,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,018 | $121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,352 | $121,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 6,737 | $121,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 1,903 | $120,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 5,375 | $120,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 38,425 | $119,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 3,260 | $119,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 5,500 | $119,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 38,890 | $119,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 2,344 | $118,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,175 | $118,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 3,700 | $118,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 2,095 | $118,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 12,023 | $118,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,720 | $117,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 9,100 | $117,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 3,125 | $115,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 2,510 | $115,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 13,537 | $115,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,809 | $114,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,262 | $114,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 4,400 | $114,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,800 | $113,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,833 | $113,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,100 | $112,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 5,511 | $112,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,867 | $112,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,946 | $111,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 18,000 | $111,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 6,123 | $111,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 5,188 | $110,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,050 | $109,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 6,627 | $109,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 9,665 | $109,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 6,667 | $109,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 2,407 | $109,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,140 | $108,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 6,350 | $108,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 8,577 | $107,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 2,175 | $107,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 2,250 | $105,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 4,439 | $105,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 3,872 | $105,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,203 | $104,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 4,135 | $104,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 6,274 | $104,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 2,823 | $104,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 24,793 | $104,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 3,187 | $103,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 3,500 | $103,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 2,007 | $103,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 8,315 | $102,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 2,236 | $102,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 5,689 | $101,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 2,127 | $101,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 2,222 | $101,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 6,990 | $101,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 5,370 | $101,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,740 | $100,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 4,825 | $100,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 7,059 | $99,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 5,600 | $98,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 7,766 | $97,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 3,800 | $97,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 2,950 | $97,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 13,100 | $97,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,000 | $96,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 11,589 | $96,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 37,549 | $96,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 5,737 | $95,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,995 | $94,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 8,000 | $94,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 5,251 | $94,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 6,857 | $94,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 4,350 | $94,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 47,100 | $93,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 13,347 | $92,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 4,350 | $92,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 7,275 | $92,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 11,000 | $92,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 5,578 | $91,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 2,882 | $91,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 2,420 | $91,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 3,860 | $90,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 5,741 | $90,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 3,705 | $90,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 11,000 | $89,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 5,017 | $88,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 5,770 | $85,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 5,082 | $85,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 3,153 | $85,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,407 | $85,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 4,310 | $84,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 2,631 | $84,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 18,238 | $84,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 3,603 | $83,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 5,336 | $83,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 35,440 | $83,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 6,675 | $82,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,738 | $81,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 9,995 | $81,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 6,400 | $81,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,750 | $80,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 3,500 | $80,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 5,000 | $80,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 4,145 | $80,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 2,595 | $79,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 2,927 | $79,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 4,065 | $78,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 7,157 | $78,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 20,145 | $78,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 8,515 | $77,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 17,800 | $77,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 18,737 | $77,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 40,000 | $77,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,950 | $76,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 4,574 | $76,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 3,862 | $75,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,482 | $75,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,741 | $75,000 | thousands by filing date | |
| DIGITAL CINEMA DESTINATIONS | 25383B109 | CL A CO | 14,210 | $75,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 3,710 | $75,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 5,000 | $74,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 2,851 | $74,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 6,750 | $74,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 5,000 | $74,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 4,096 | $73,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 3,677 | $73,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 8,890 | $73,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 7,355 | $73,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 4,610 | $73,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 37,300 | $73,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 4,146 | $72,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 10,578 | $72,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 4,447 | $72,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 8,702 | $70,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 5,843 | $70,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 3,165 | $69,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 7,356 | $69,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 7,050 | $69,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 4,630 | $68,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 22,815 | $68,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 6,395 | $68,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 3,037 | $67,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 6,849 | $67,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 3,352 | $67,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 16,500 | $67,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,700 | $66,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 7,900 | $66,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 11,816 | $66,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 6,059 | $66,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 30,880 | $65,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 3,305 | $64,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,850 | $62,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 4,014 | $62,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 3,749 | $61,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 16,500 | $61,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 35,000 | $61,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 4,500 | $60,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 13,000 | $59,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 4,274 | $58,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 6,125 | $58,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 4,999 | $57,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 4,500 | $57,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 3,607 | $56,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 8,486 | $53,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 7,609 | $53,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 3,977 | $52,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 5,493 | $51,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 4,750 | $51,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 33,500 | $49,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 11,900 | $49,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 5,074 | $47,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 11,277 | $47,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 7,880 | $46,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 5,500 | $46,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 4,986 | $45,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 7,841 | $45,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 5,973 | $44,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 10,000 | $42,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 5,114 | $40,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 5,320 | $40,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 6,255 | $38,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 12,141 | $37,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 7,472 | $35,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 18,450 | $33,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 8,500 | $31,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 23,600 | $30,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 10,562 | $28,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 13,150 | $27,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 15,467 | $26,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 34,306 | $19,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 15,000 | $14,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 10,000 | $12,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 12,500 | $6,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 10,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-001989 | this filing | 2014-05-02 | acceptance time not in the bulk data set |