13F-HR filed by Catalyst Capital Advisors LLC
Catalyst Capital Advisors LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 258 holding rows worth $310,403,000.
- Accession
- 0000910472-14-000556
- Filer
- CIK 1549275
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 340 entries on the cover page, a total value of $310,403,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,405,000 with VALUE read as thousands by filing date, 13F file number 028-14953. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerThe Edelman Financial Group Inc. 028-13429
- included managerGroesbeck Investment Management Corp. 028-04288
- included managerCookson, Peirce & Co., Inc. 028-06545
- included managerLyons Wealth Management, LLC 028-14513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COACH INC | 189754104 | COM | 114,344 | $6,418,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 105,700 | $3,958,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 83,500 | $3,939,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 166,997 | $3,938,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 34,399 | $3,871,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 277,769 | $3,728,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 97,004 | $3,661,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 34,148 | $3,649,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 54,240 | $3,381,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 58,179 | $3,331,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 5,890 | $3,305,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 27,895 | $3,275,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 55,802 | $3,197,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 202,362 | $3,123,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 33,988 | $3,118,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 58,755 | $3,103,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 78,500 | $3,086,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 239,816 | $3,084,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 63,630 | $3,023,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 15,828 | $2,969,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 82,419 | $2,967,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 59,189 | $2,954,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 62,065 | $2,934,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 34,684 | $2,910,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 287,408 | $2,865,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EOG RES INC COM | 26875P101 | Stock | 16,850 | $2,828,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 35,953 | $2,773,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 178,686 | $2,768,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 33,240 | $2,737,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 28,713 | $2,731,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 35,895 | $2,713,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 84,494 | $2,707,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 76,467 | $2,699,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 54,010 | $2,684,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23,396 | $2,681,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 29,486 | $2,674,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 50,648 | $2,667,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 97,758 | $2,653,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 35,621 | $2,649,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 48,137 | $2,648,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 24,402 | $2,641,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 88,301 | $2,612,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 77,110 | $2,595,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 62,423 | $2,566,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 59,828 | $2,560,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 66,484 | $2,552,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 21,589 | $2,551,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 50,221 | $2,545,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 76,676 | $2,537,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 646,137 | $2,495,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 75,986 | $2,484,000 | thousands by filing date | |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 22,106 | $2,471,000 | thousands by filing date | The CUSIP as filed is malformed. |
| H AND R BLOCK INC | 93671105 | OPTION | 85,054 | $2,470,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENUINE PARTS CO COM | 372460105 | Stock | 29,395 | $2,445,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 79,581 | $2,438,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 315,914 | $2,426,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 284,751 | $2,423,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 47,171 | $2,406,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 48,130 | $2,390,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 45,000 | $2,251,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 80,388 | $2,244,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 32,120 | $2,239,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 110,000 | $1,847,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,810 | $1,839,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 310,000 | $1,798,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 341,201 | $1,788,000 | thousands by filing date | |
| Acorn Energy Inc | 4848107 | CS | 438,500 | $1,785,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 330,896 | $1,767,000 | thousands by filing date | |
| Amarin Corp Plc New Adrf | 23111206 | SPONS ADR NEW | 875,356 | $1,724,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FLOWSERVE CORP | 34354P105 | COM | 21,600 | $1,703,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 91,300 | $1,665,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 15,000 | $1,659,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 84,848 | $1,659,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 204,000 | $1,648,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 790,000 | $1,635,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 349,217 | $1,631,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 62,500 | $1,617,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 468,000 | $1,610,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 87,331 | $1,598,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 109,989 | $1,536,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 80,000 | $1,507,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 161,300 | $1,406,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 5,220 | $1,406,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,590 | $1,328,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 98,903 | $1,326,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 53,950 | $1,313,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 45,829 | $1,311,000 | thousands by filing date | |
| AVERY DENNISON CORP | 53611109 | COM | 26,120 | $1,311,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 61,790 | $1,299,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 40,270 | $1,291,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 26,123 | $1,284,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 7,580 | $1,273,000 | thousands by filing date | |
| Advaxis Inc. | 7624208 | COM NEW | 300,000 | $1,272,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PPG INDS INC COM | 693506107 | Stock | 6,630 | $1,257,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 48,000 | $1,248,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 45,000 | $1,198,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 6,000 | $1,165,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 134,000 | $1,130,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 56,564 | $1,128,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 41,008 | $1,110,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 47,000 | $1,055,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 26,660 | $1,054,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 114,147 | $1,043,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 38,600 | $1,004,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 45,000 | $985,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 55,191 | $970,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 132,000 | $960,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 14,000 | $960,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 14,000 | $958,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 65,000 | $954,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 9,000 | $938,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 53,000 | $938,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 58,000 | $930,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 56,000 | $923,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 16,300 | $915,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 7,000 | $893,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,650 | $884,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10,975 | $882,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 6,500 | $881,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 54,394 | $870,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 63,000 | $825,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 67,990 | $824,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 58,052 | $813,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 181,000 | $813,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 120,659 | $811,000 | thousands by filing date | |
| AMERICAN CAMPUS CMNTYS INC | 24835100 | COM | 25,000 | $805,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UnitedHealth Group Inc | 91324P102 | COM | 10,655 | $802,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 8,500 | $798,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 65,600 | $797,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 94,176 | $795,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 14,207 | $794,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 18,796 | $792,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 39,070 | $789,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 87,000 | $783,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 19,174 | $781,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 8,000 | $778,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 20,360 | $746,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 20,852 | $740,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 17,725 | $735,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 25,564 | $734,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 60,000 | $717,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 7,415 | $701,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 25,000 | $700,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 95,000 | $694,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 16,250 | $658,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 28,703 | $644,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 58,816 | $638,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 5,210 | $626,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,375 | $622,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 68,890 | $614,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 8,030 | $608,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 19,987 | $606,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,295 | $603,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 20,875 | $601,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 32,268 | $601,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 25,000 | $595,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 6,125 | $591,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 19,147 | $590,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,640 | $588,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 5,105 | $583,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 6,750 | $565,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 242,500 | $563,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 4,285 | $557,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 20,300 | $545,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 9,300 | $544,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 6,500 | $538,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 5,100 | $536,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,280 | $535,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 9,430 | $513,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,350 | $500,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 30,000 | $499,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 7,150 | $497,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 35,210 | $491,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,520 | $490,000 | thousands by filing date | |
| AGCO CORP | 1084102 | COM | 8,000 | $474,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BUCKLE INC COM | 118440106 | Stock | 9,000 | $473,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 10,900 | $472,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 5,000 | $452,000 | thousands by filing date | |
| INVESTORS CAP HLDGS LTD | 46147M108 | COM | 62,500 | $449,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,610 | $447,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 17,424 | $444,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,000 | $442,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,200 | $442,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 13,000 | $429,000 | thousands by filing date | |
| TOTAL S A | 89151109 | SPONSORED ADR | 7,000 | $429,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 7,700 | $421,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 10,000 | $393,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 11,500 | $391,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,000 | $375,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 26,060 | $373,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 29,000 | $372,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 6,000 | $360,000 | thousands by filing date | |
| COSTA INC | 22149T102 | CL A | 16,425 | $357,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 37,180 | $354,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,500 | $353,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 10,000 | $343,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 20,000 | $341,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 7,000 | $339,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 17,500 | $337,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 8,450 | $324,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 35,500 | $315,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 75,000 | $304,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 30,762 | $302,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 12,500 | $302,000 | thousands by filing date | |
| BCSB Bancorp, Inc. | 55367106 | COM | 11,500 | $300,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 12,400 | $298,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 25,000 | $287,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 10,000 | $268,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 7,280 | $260,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 11,235 | $258,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 33,100 | $254,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,000 | $253,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 6,550 | $249,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 7,500 | $243,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 18,250 | $241,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 13,600 | $231,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 15,300 | $229,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 7,000 | $228,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 20,500 | $217,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 5,000 | $213,000 | thousands by filing date | |
| CAMCO FINANCIAL CORP | 132618109 | COM | 30,000 | $200,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 15,000 | $199,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 15,000 | $168,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 8,739 | $155,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 3,200 | $155,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 4,500 | $148,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310206 | COM NEW | 146,447 | $142,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 16,200 | $139,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 2,500 | $137,000 | thousands by filing date | |
| Ashford Hospitality Prime Inc. | 44102101 | EQUITY | 7,500 | $137,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 6,602 | $129,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 30,000 | $117,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 24,480 | $115,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 43,000 | $113,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 10,000 | $111,000 | thousands by filing date | |
| NTS INC NEV COM | 62943b105 | COM | 50,900 | $100,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 65,000 | $94,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 15,000 | $86,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 7,000 | $84,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602102 | COM | 2,044 | $76,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DIGIRAD CORP | 253827109 | COM | 20,000 | $74,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 4,200 | $69,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 8,380 | $64,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 500,000 | $59,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,752 | $56,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 6,105 | $54,000 | thousands by filing date | |
| TARGET CORP | 87612110 | COM | 800 | $51,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLYTH INC | 09643P207 | COM NEW | 3,750 | $41,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 32,000 | $33,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 6,120 | $29,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 20,000 | $27,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 75,000 | $26,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 9,700 | $23,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 5,000 | $19,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 500 | $11,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 100 | $4,000 | thousands by filing date | |
| TIME WARNER CABLE | 88732J907 | COM | 43 | $4,000 | thousands by filing date | call |
| COBALT INTERNATIONAL ENERGY | 19075F906 | COM | 125 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-000556 | this filing | 2014-02-13 | acceptance time not in the bulk data set |