13F-HR filed by Institute for Wealth Management, LLC.
Institute for Wealth Management, LLC. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-16, with 78 holding rows worth $138,790,000.
- Accession
- 0000910472-14-000133
- Filer
- CIK 1533954
- Filed
- 2014-01-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 78 entries on the cover page, a total value of $138,790,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $138,790,000 with VALUE read as thousands by filing date, 13F file number 028-14899. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 161,984 | $29,917,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 137,065 | $14,588,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 102,376 | $6,458,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 36,038 | $5,405,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 124,538 | $5,353,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 72,862 | $4,889,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 40,067 | $4,622,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 51,515 | $4,129,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 97,702 | $4,083,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 118,820 | $3,908,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 106,964 | $3,823,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 73,810 | $3,752,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 292,258 | $3,536,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 70,956 | $3,280,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 49,018 | $3,276,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 137,285 | $2,901,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 137,940 | $2,661,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 15,407 | $2,606,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 29,168 | $2,461,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 115,685 | $2,164,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 98,128 | $2,145,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 12,154 | $2,011,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 22,346 | $1,976,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 19,491 | $1,976,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 16,618 | $1,936,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 37,422 | $1,889,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 31,732 | $1,832,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 25,577 | $1,337,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 14,962 | $1,324,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 23,531 | $1,305,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 34,156 | $1,297,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 8,736 | $1,179,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,324 | $587,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,562 | $503,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,144 | $361,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,105 | $240,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,234 | $215,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,360 | $211,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,114 | $211,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,031 | $210,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,935 | $209,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,709 | $209,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,647 | $208,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,484 | $207,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,039 | $206,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,848 | $203,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 10,739 | $130,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,213 | $118,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,001 | $116,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,803 | $116,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,691 | $108,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 2,205 | $103,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 5,076 | $84,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 2,466 | $63,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,451 | $30,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 256 | $26,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 813 | $14,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 244 | $12,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 630 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 129 | $9,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 448 | $8,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 236 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 209 | $5,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 192 | $5,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 113 | $4,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 94 | $4,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 107 | $4,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 77 | $4,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 41 | $4,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 43 | $3,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 75 | $2,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 8 | $1,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-000133 | this filing | 2014-01-16 | acceptance time not in the bulk data set |