13F-HR filed by Mariner Wealth Advisors-Madison, LLC
Mariner Wealth Advisors-Madison, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 172 holding rows worth $248,353,000.
- Accession
- 0000910472-13-004750
- Filer
- CIK 1174248
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 216 entries on the cover page, a total value of $248,353,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $248,353,000 with VALUE read as thousands by filing date, 13F file number 028-10221. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Real Estate | 922908553 | SHS | 477,626 | $31,590,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 818,541 | $21,004,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 534,951 | $20,205,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 172,019 | $17,088,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 321,687 | $14,634,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 185,203 | $10,875,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 364,211 | $10,427,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 562,325 | $9,998,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 206,647 | $9,677,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 385,380 | $9,511,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 342,586 | $9,295,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 350,145 | $9,118,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 132,045 | $8,436,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 73,285 | $7,990,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 189,973 | $7,546,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 64,103 | $5,740,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 182,613 | $4,556,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 127,805 | $4,247,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 112,850 | $3,907,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 53,981 | $3,443,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 20,905 | $1,761,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 63,994 | $1,747,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 113,120 | $1,458,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,321 | $1,285,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 10,785 | $1,076,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,185 | $1,045,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,760 | $1,019,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 30,536 | $867,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 18,400 | $861,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 13,035 | $821,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,270 | $803,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 11,915 | $722,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 14,230 | $720,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 14,775 | $686,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 34,305 | $683,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 8,434 | $681,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 17,500 | $654,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 23,450 | $647,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 16,135 | $642,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 15,265 | $641,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 21,815 | $627,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 21,958 | $623,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,385 | $612,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 58,204 | $579,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 16,500 | $504,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 16,700 | $407,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,270 | $352,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 44,445 | $322,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 3,517 | $314,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,858 | $275,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,184 | $272,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,661 | $229,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 6,810 | $223,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 7,000 | $191,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,974 | $189,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,974 | $161,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,310 | $149,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,266 | $149,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,392 | $148,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 2,860 | $147,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,265 | $142,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,021 | $124,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,633 | $123,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,081 | $113,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,550 | $98,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 5,025 | $93,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 3,807 | $91,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 4,000 | $91,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 1,345 | $88,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 675 | $86,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,200 | $83,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 855 | $81,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,500 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 860 | $79,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,015 | $77,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 5,200 | $75,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,800 | $74,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 5,700 | $73,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,760 | $66,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,121 | $65,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,685 | $64,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 400 | $62,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,000 | $61,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 2,155 | $59,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 556 | $58,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 516 | $58,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,800 | $57,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 780 | $57,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 678 | $56,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 2,255 | $56,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,337 | $53,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,000 | $52,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 1,655 | $49,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,000 | $48,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,000 | $46,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 732 | $46,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,000 | $40,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 208 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 662 | $39,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 715 | $39,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 1,550 | $39,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,450 | $38,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,088 | $36,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 550 | $36,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 309 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 629 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 750 | $31,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 1,000 | $31,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 600 | $31,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 859 | $29,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 730 | $29,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 480 | $28,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 500 | $25,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 190 | $25,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 2,000 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,100 | $25,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,000 | $24,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 200 | $23,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 2,000 | $19,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 787 | $19,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 244 | $18,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $16,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 450 | $15,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 225 | $15,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 325 | $15,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,000 | $15,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 190 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 285 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 124 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 125 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 152 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 126 | $14,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 2,960 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 148 | $13,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 242 | $11,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 130 | $11,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 130 | $11,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 100 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 155 | $10,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,508 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 150 | $7,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 73 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 61 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 84 | $6,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 113 | $6,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 226 | $6,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 100 | $5,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 2,000 | $5,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 325 | $4,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 39 | $3,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 34 | $3,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 100 | $3,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 42 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 71 | $3,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 24 | $3,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 69 | $2,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 25 | $2,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 36 | $2,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 58 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 45 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 65 | $2,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 14 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 64 | $1,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 21 | $1,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JPMorgan Chase & Co | 46625H100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET CORP COM | 87612E106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI CORPORATION | 502161102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-13-004750 | this filing | 2013-11-14 | acceptance time not in the bulk data set |