13F-HR filed by LifePlan Financial Group, Inc
LifePlan Financial Group, Inc filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 235 holding rows worth $122,942,000.
- Accession
- 0000910472-13-004736
- Filer
- CIK 1583104
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 235 entries on the cover page, a total value of $122,942,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,942,000 with VALUE read as thousands by filing date, 13F file number 028-15565. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 324,086 | $12,827,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 101,516 | $12,775,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 302,141 | $12,039,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 66,140 | $11,171,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 126,410 | $10,897,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 113,820 | $7,528,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 169,017 | $7,121,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 70,532 | $6,464,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 43,852 | $3,429,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 67,921 | $2,726,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 28,910 | $2,446,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 19,153 | $2,192,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 27,759 | $2,171,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 23,947 | $2,161,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 17,608 | $1,800,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 24,924 | $1,739,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 37,584 | $1,357,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 12,255 | $960,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,344 | $933,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 120,000 | $912,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 20,965 | $869,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 10,570 | $834,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,033 | $832,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 7,213 | $782,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,633 | $779,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 31,796 | $638,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,548 | $630,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,599 | $518,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,830 | $495,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 13,800 | $465,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,980 | $464,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,245 | $444,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,697 | $441,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,289 | $428,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 15,283 | $418,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 17,151 | $410,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,760 | $377,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 4,261 | $357,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 5,213 | $304,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,529 | $273,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,802 | $255,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,363 | $249,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,349 | $213,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,262 | $204,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,003 | $193,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,891 | $193,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,597 | $187,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,492 | $186,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,735 | $183,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,416 | $181,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,822 | $176,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,525 | $163,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,877 | $161,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,261 | $153,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 3,790 | $153,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,371 | $148,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,327 | $144,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 2,206 | $144,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,700 | $137,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,343 | $134,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 2,419 | $134,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,833 | $133,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 865 | $120,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,118 | $118,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,200 | $117,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 3,351 | $111,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 873 | $106,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,250 | $100,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 2,046 | $100,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 24,253 | $98,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,200 | $95,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,259 | $93,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,376 | $89,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,102 | $88,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,880 | $87,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 884 | $83,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 3,695 | $83,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 438 | $81,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,296 | $80,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 2,826 | $78,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 890 | $77,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 28,810 | $76,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 695 | $75,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,213 | $74,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,741 | $72,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 732 | $72,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,300 | $72,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,540 | $71,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,031 | $71,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 931 | $70,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,044 | $67,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 420 | $67,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,377 | $67,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,580 | $66,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,939 | $65,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 440 | $65,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,160 | $65,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 965 | $64,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 736 | $61,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 828 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,555 | $59,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 3,206 | $58,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,117 | $57,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,245 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 702 | $54,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 415 | $53,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,842 | $50,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,057 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 391 | $42,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 406 | $42,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 559 | $39,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 551 | $38,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 464 | $37,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 556 | $36,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 500 | $29,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 600 | $29,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,205 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 335 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 690 | $28,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 433 | $26,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 555 | $26,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 686 | $23,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 400 | $23,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 300 | $22,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 464 | $22,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 680 | $21,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 692 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 288 | $21,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 810 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 555 | $21,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 543 | $20,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 370 | $19,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 753 | $18,000 | thousands by filing date | |
| VTI | 922908769 | COM | 195 | $17,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 275 | $16,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 375 | $16,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 374 | $15,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 250 | $15,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 340 | $14,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 149 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 280 | $14,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 163 | $13,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 570 | $12,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 100 | $11,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 142 | $11,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 436 | $11,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 400 | $11,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 319 | $10,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 579 | $10,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 163 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 302 | $10,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 790 | $10,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 120 | $9,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 99 | $9,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 100 | $9,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 560 | $9,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 494 | $8,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 600 | $8,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 300 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 51 | $8,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 91 | $7,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 66 | $7,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 86 | $7,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 100 | $7,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 83 | $6,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 36 | $6,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 200 | $6,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 354 | $6,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 60 | $6,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 200 | $6,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 625 | $6,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 100 | $6,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 113 | $5,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 320 | $5,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 70 | $5,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 500 | $5,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 303 | $4,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 72 | $4,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 118 | $4,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 75 | $4,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 70 | $4,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 72 | $4,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 80 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 205 | $4,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 80 | $3,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 100 | $3,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 72 | $3,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 2,000 | $3,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 160 | $3,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 30 | $2,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 20 | $2,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 76 | $2,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 27 | $2,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 24 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 24 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 24 | $2,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 100 | $2,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 60 | $2,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 500 | $2,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 48 | $2,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 72 | $2,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5 | $1,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 63 | $1,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 100 | $1,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 18 | $1,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 51 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 41 | $1,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 92 | $1,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 17 | $1,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 25 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 262 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 36 | $1,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 92 | $1,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 20 | $1,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 15 | $1,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 15 | $1,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 863 | $1,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-13-004736 | this filing | 2013-11-13 | acceptance time not in the bulk data set |