13F-HR filed by WFG Advisors, LP
WFG Advisors, LP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-31, with 2,241 holding rows worth $645,952,000.
- Accession
- 0000910472-13-004509
- Filer
- CIK 1533892
- Filed
- 2013-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 2,241 entries on the cover page, a total value of $645,952,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $645,952,000 with VALUE read as thousands by filing date, 13F file number 028-14577. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 500 | $11,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 300 | $11,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 289 | $11,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 673 | $11,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 890 | $10,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 158 | $10,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 200 | $10,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 130 | $10,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,470 | $10,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 332 | $10,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 599 | $10,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 245 | $10,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 500 | $10,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 369 | $10,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 215 | $10,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,115 | $10,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 742 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 150 | $10,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 137 | $10,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,000 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 300 | $10,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 600 | $10,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 200 | $10,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,350 | $10,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 540 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 310 | $10,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 168 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 301 | $10,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 1,300 | $10,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 231 | $10,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 437 | $10,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 279 | $10,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 284 | $10,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 600 | $10,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 200 | $10,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 1,088 | $10,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 357 | $10,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 600 | $10,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 1,116 | $10,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 765 | $10,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 10,700 | $10,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 530 | $10,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 734 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 178 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E481 | GLB X CDA PFD | 800 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 86 | $9,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 500 | $9,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 332 | $9,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 316 | $9,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 815 | $9,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 100 | $9,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 205 | $9,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 289 | $9,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 97 | $9,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 100 | $9,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 211 | $9,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 154 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 150 | $9,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 90 | $9,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4,000 | $9,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 569 | $9,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 595 | $9,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 142 | $9,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 219 | $9,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 724 | $9,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 76 | $9,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 310 | $9,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 45 | $9,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 400 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 100 | $9,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 338 | $9,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 800 | $9,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,700 | $9,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 150 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 100 | $9,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 574 | $9,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 495 | $9,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 300 | $9,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 600 | $9,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 300 | $9,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,335 | $9,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 1,500 | $9,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 1,000 | $9,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 4,000 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 630 | $9,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 215 | $9,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 4,447 | $9,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 20,000 | $9,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 8,000 | $9,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 1,000 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 395 | $9,000 | thousands by filing date | |
| RUSSELL EXCHANGE TRADED FDS | 782474522 | EQUITY ETF | 280 | $9,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,375 | $8,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 327 | $8,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,000 | $8,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 147 | $8,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 400 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 400 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 150 | $8,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 300 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 143 | $8,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 646 | $8,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 200 | $8,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 128 | $8,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 186 | $8,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 370 | $8,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 462 | $8,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 250 | $8,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 513 | $8,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 512 | $8,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 400 | $8,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 100 | $8,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 823 | $8,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 562 | $8,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 300 | $8,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 150 | $8,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 647 | $8,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 267 | $8,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 162 | $8,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 501 | $8,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 625 | $8,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 1,500 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 326 | $8,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,000 | $8,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 9,666 | $8,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 134 | $7,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 260 | $7,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 100 | $7,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 630 | $7,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 160 | $7,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 74 | $7,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 111 | $7,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 137 | $7,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 201 | $7,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 666 | $7,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 163 | $7,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 700 | $7,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 246 | $7,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 200 | $7,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 300 | $7,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,229 | $7,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 92 | $7,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 68 | $7,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 495 | $7,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 228 | $7,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 170 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 250 | $7,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 352 | $7,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 66 | $7,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 110 | $7,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 150 | $7,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 184 | $7,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 400 | $7,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 750 | $7,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 151 | $7,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 124 | $7,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 149 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 144 | $7,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 2,560 | $7,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 974 | $7,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 335 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 70 | $7,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 250 | $6,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 76 | $6,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 568 | $6,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,100 | $6,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 80 | $6,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 152 | $6,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 90 | $6,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 152 | $6,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 164 | $6,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 87 | $6,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 194 | $6,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 123 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 100 | $6,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 2,019 | $6,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 262 | $6,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 80 | $6,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 200 | $6,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 250 | $6,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 83 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 360 | $6,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 200 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 133 | $6,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 136 | $6,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 460 | $6,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 100 | $6,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,000 | $6,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 64 | $6,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 300 | $6,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 304 | $6,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 792 | $6,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 536 | $6,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 750 | $6,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 247 | $6,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 927 | $6,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 6,000 | $6,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 196 | $6,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 476 | $6,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 712 | $6,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 432 | $6,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 243 | $6,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 700 | $6,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 195 | $6,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 50 | $6,000 | thousands by filing date | |
| Trunkbow Intl Holdings | 89818A102 | COM | 4,940 | $6,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461852 | EGSHARE EM METLS | 600 | $6,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 200 | $6,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 79 | $5,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 44 | $5,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 76 | $5,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 240 | $5,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 62 | $5,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 18 | $5,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 990 | $5,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 48 | $5,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 202 | $5,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 19 | $5,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 186 | $5,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 170 | $5,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 53 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 64 | $5,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 388 | $5,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 335 | $5,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 130 | $5,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 121 | $5,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 50 | $5,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 390 | $5,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 190 | $5,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 38 | $5,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 195 | $5,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 400 | $5,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 200 | $5,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 275 | $5,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 200 | $5,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 514 | $5,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 800 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 200 | $5,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 611 | $5,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 200 | $5,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 205 | $5,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 59 | $5,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 155 | $5,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 100 | $5,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 89 | $5,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 666 | $5,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 319 | $5,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 4,000 | $5,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 150 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 100 | $5,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 303 | $5,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 133 | $5,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 237 | $5,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 76 | $5,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 400 | $5,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 62 | $5,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 69 | $5,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 121 | $5,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,185 | $5,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 382 | $5,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 200 | $5,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 2,500 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 260 | $5,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 350 | $5,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 250 | $5,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 2,800 | $5,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 150 | $5,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 64 | $4,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 81 | $4,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 97 | $4,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 70 | $4,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 110 | $4,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 107 | $4,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 33 | $4,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 150 | $4,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 100 | $4,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 80 | $4,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 78 | $4,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 114 | $4,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 600 | $4,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 600 | $4,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 127 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 114 | $4,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 125 | $4,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 166 | $4,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 102 | $4,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 128 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 50 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 226 | $4,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 25 | $4,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 310 | $4,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 225 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 419 | $4,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 75 | $4,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 800 | $4,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 101 | $4,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 100 | $4,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 50 | $4,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 107 | $4,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 308 | $4,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 52 | $4,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 202 | $4,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 98 | $4,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 2,100 | $4,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 226 | $4,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 300 | $4,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 800 | $4,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 66 | $4,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 54 | $4,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 160 | $4,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 1,000 | $4,000 | thousands by filing date | |
| VERENIUM CORP | 92340P209 | COM | 1,000 | $4,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 647 | $4,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 400 | $4,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 443 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X525 | S&P SMLCP ASIA | 100 | $4,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 180 | $3,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 84 | $3,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 26 | $3,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 66 | $3,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 873 | $3,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 130 | $3,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 50 | $3,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 191 | $3,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 159 | $3,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 100 | $3,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 71 | $3,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 74 | $3,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 51 | $3,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 20 | $3,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 86 | $3,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 113 | $3,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 62 | $3,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 108 | $3,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 300 | $3,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 121 | $3,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 38 | $3,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 68 | $3,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 55 | $3,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 41 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 20 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 65 | $3,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 172 | $3,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 154 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 41 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 85 | $3,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 100 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 55 | $3,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 115 | $3,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 91 | $3,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 70 | $3,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 237 | $3,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 430 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 54 | $3,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 188 | $3,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 41 | $3,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 100 | $3,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 141 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 63 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 90 | $3,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 210 | $3,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 17 | $3,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 650 | $3,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,010 | $3,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 324 | $3,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 28 | $3,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 150 | $3,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 94 | $3,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 17 | $3,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 118 | $3,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 125 | $3,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 79 | $3,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 11 | $3,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 127 | $3,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 100 | $3,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 96 | $3,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 300 | $3,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 160 | $3,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 52 | $3,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 70 | $3,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 100 | $3,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 46 | $3,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 770 | $3,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 33 | $3,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 204 | $3,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 31 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 70 | $3,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 135 | $3,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 300 | $3,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 380 | $3,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 432 | $3,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 236 | $3,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 2,900 | $3,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 75 | $3,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 669 | $3,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 75 | $3,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 340 | $3,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 166 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 42 | $3,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 40 | $3,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 300 | $3,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 400 | $3,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 100 | $3,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 24 | $2,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 19 | $2,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 29 | $2,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 20 | $2,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 25 | $2,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 50 | $2,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 16 | $2,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 26 | $2,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 51 | $2,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 49 | $2,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 22 | $2,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 73 | $2,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 46 | $2,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 57 | $2,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 99 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 63 | $2,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 100 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 756 | $2,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 74 | $2,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 36 | $2,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 168 | $2,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 24 | $2,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 51 | $2,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 32 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 17 | $2,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 87 | $2,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 229 | $2,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 21 | $2,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 198 | $2,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 41 | $2,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 100 | $2,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 46 | $2,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 56 | $2,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 68 | $2,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 24 | $2,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 46 | $2,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 93 | $2,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 80 | $2,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 105 | $2,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 200 | $2,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 103 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 67 | $2,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 118 | $2,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 88 | $2,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 100 | $2,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 224 | $2,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 120 | $2,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 234 | $2,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 327 | $2,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 125 | $2,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 450 | $2,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 36 | $2,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 118 | $2,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 120 | $2,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 113 | $2,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 300 | $2,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 113 | $2,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 77 | $2,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 45 | $2,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 150 | $2,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 182 | $2,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 106 | $2,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 173 | $2,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 26 | $2,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 52 | $2,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 87 | $2,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 650 | $2,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 100 | $2,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 260 | $2,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 62 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 100 | $2,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 102 | $2,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 167 | $2,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 214 | $2,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 172 | $2,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 98 | $2,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 80 | $2,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 251 | $2,000 | thousands by filing date | |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 85 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 38 | $2,000 | thousands by filing date | |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 225 | $2,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 100 | $2,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 150 | $2,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 1,000 | $2,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 229 | $2,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 202 | $2,000 | thousands by filing date | |
| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 300 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-13-004509 | this filing | 2013-10-31 | acceptance time not in the bulk data set |