13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-21, with 667 holding rows worth $292,494,000.
- Accession
- 0000910472-13-004343
- Filer
- CIK 1464811
- Filed
- 2013-10-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 667 entries on the cover page, a total value of $292,494,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $292,494,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBrandes Investment Partners, LP 028-24896
- reports for this filerClark Capital Management Group 028-28445
- reports for this filerDreman Value Management, LLC 028-54255
- reports for this filerHays Advisory 028-60453
- reports for this filerInstitute for Wealth Management 028-67624
- reports for this filerNavellier & Associates 028-30582
- reports for this filerSFE Investment Counsel 028-68580
- reports for this filerGood Harbor 028-71064
- reports for this filerMain Management, LLC 028-61113
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 24,306 | $11,588,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 55,111 | $6,687,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 58,788 | $6,267,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 33,238 | $5,584,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 36,606 | $4,448,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 124,836 | $4,222,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 52,108 | $3,457,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 46,382 | $3,381,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 284,285 | $3,329,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 126,269 | $3,017,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 133,410 | $2,968,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 111,754 | $2,964,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 34,243 | $2,946,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 61,951 | $2,892,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 39,526 | $2,819,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 775,133 | $2,659,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 29,688 | $2,574,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 188,430 | $2,299,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 75,715 | $2,175,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 64,826 | $2,157,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 28,160 | $2,129,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 42,338 | $2,127,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 40,284 | $2,093,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 57,506 | $1,911,000 | thousands by filing date | |
| 38259p508 | COM | 2,127 | $1,863,000 | thousands by filing date | ||
| MILLER ENERGY RES INC | 600527105 | COM | 250,000 | $1,815,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 38,086 | $1,763,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 33,099 | $1,666,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 32,227 | $1,666,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 14,400 | $1,621,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 14,756 | $1,599,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 9,650 | $1,571,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 39,940 | $1,513,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 24,316 | $1,484,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 35,804 | $1,459,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,563 | $1,455,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 16,647 | $1,441,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 36,312 | $1,434,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 338,742 | $1,423,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 139,167 | $1,420,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 29,257 | $1,403,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 60,799 | $1,394,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,849 | $1,391,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 56,026 | $1,383,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 40,851 | $1,351,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 149,604 | $1,351,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 21,500 | $1,341,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,285 | $1,326,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 15,283 | $1,275,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 175,655 | $1,237,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 14,092 | $1,190,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 17,037 | $1,175,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 11,960 | $1,174,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 96,500 | $1,164,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 23,011 | $1,146,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 14,140 | $1,142,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 16,286 | $1,132,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 211,818 | $1,125,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 16,539 | $1,104,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 12,089 | $1,079,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 58,805 | $1,061,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 30,716 | $1,055,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 17,926 | $1,050,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 72,017 | $994,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,226 | $984,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8,621 | $979,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 18,192 | $978,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 44,738 | $975,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 14,572 | $950,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,029 | $931,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 12,581 | $920,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,954 | $908,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 25,417 | $894,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 16,163 | $880,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 78,361 | $875,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 13,193 | $855,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 36,323 | $851,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 25,610 | $850,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 10,730 | $846,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,811 | $845,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 41,610 | $835,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 324,865 | $828,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 7,891 | $809,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 19,488 | $805,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 50,675 | $777,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 73,472 | $777,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 12,110 | $777,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 93,666 | $758,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 17,940 | $754,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 6,753 | $751,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 6,750 | $750,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 19,874 | $743,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 15,779 | $743,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 19,539 | $742,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 76,360 | $741,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 59,655 | $726,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 22,520 | $722,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 28,835 | $721,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,613 | $713,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 34,542 | $708,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 50,999 | $701,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 15,482 | $700,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 22,100 | $694,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 9,660 | $693,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 13,419 | $679,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,909 | $676,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,483 | $666,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11,412 | $660,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 6,118 | $656,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 7,573 | $641,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 10,483 | $639,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 20,418 | $637,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 7,935 | $633,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 24,477 | $614,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,636 | $612,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 15,069 | $606,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 11,785 | $602,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 156,521 | $596,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 57,516 | $592,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 8,240 | $590,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 28,750 | $587,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,135 | $583,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,974 | $581,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 5,455 | $569,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 13,359 | $564,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 16,161 | $559,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 9,271 | $558,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 11,483 | $554,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 47,509 | $550,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 6,780 | $541,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 39,090 | $535,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,401 | $528,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 10,802 | $525,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 12,774 | $523,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 12,036 | $522,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 83,549 | $521,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 44,145 | $520,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 31,250 | $519,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 29,950 | $517,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 6,952 | $514,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,669 | $508,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 9,683 | $508,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 10,814 | $502,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 12,075 | $496,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 430 | $489,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 28,941 | $488,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 11,480 | $486,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 9,860 | $484,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 44,471 | $481,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,237 | $480,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 21,167 | $480,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 49,739 | $473,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 54,747 | $471,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 33,120 | $465,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 11,151 | $458,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 25,900 | $456,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,999 | $452,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 68,615 | $450,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 62,517 | $448,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 8,488 | $439,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 36,713 | $438,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 10,835 | $432,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 21,402 | $429,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,308 | $416,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,956 | $412,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 19,704 | $412,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 20,636 | $411,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 10,726 | $409,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 100,816 | $405,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 169,961 | $405,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 19,564 | $403,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,741 | $400,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,671 | $398,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 15,376 | $393,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,211 | $392,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 13,073 | $387,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 31,779 | $384,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 24,864 | $383,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 9,400 | $383,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 13,176 | $369,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 104,194 | $368,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 5,910 | $368,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 12,091 | $367,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 5,933 | $367,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 14,713 | $366,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,892 | $362,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,588 | $362,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 15,223 | $361,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,259 | $357,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 15,315 | $357,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 12,663 | $355,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 7,666 | $353,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 22,989 | $352,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 13,067 | $349,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 50,910 | $348,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,536 | $346,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 23,515 | $343,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 8,625 | $343,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 12,383 | $342,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,219 | $342,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 41,194 | $341,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,443 | $340,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 42,464 | $339,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 14,726 | $333,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 13,750 | $332,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,565 | $329,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,710 | $325,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 14,334 | $325,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 6,960 | $319,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,754 | $317,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 27,200 | $317,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 6,581 | $315,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 8,589 | $314,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 12,066 | $312,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 8,906 | $312,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,810 | $310,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 7,047 | $308,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 9,888 | $308,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,555 | $303,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 30,400 | $302,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,757 | $299,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,826 | $298,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 19,700 | $298,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 38,582 | $297,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 23,809 | $297,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,661 | $295,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,758 | $293,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,599 | $293,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 10,819 | $292,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 16,933 | $292,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 43,700 | $292,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,909 | $290,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,301 | $290,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 16,173 | $290,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 5,490 | $289,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 15,903 | $286,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 20,391 | $285,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,412 | $283,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 6,043 | $283,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 14,744 | $281,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 34,475 | $280,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 7,954 | $275,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 5,700 | $275,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 2,134 | $274,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 15,375 | $272,000 | thousands by filing date | |
| RECOVERY ENERGY INC | 75626X202 | COM NEW | 130,276 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,636 | $269,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,996 | $268,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 3,917 | $265,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,081 | $264,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,371 | $263,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 13,200 | $263,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,410 | $263,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,363 | $262,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 10,094 | $262,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,151 | $261,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 6,482 | $260,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,015 | $260,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 15,500 | $259,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 9,902 | $258,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,286 | $258,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 19,227 | $256,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,990 | $255,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 9,371 | $253,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,352 | $252,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 11,300 | $252,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,015 | $249,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 12,100 | $249,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 7,699 | $246,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 26,935 | $246,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,179 | $244,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 5,788 | $244,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 18,898 | $244,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,160 | $243,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,904 | $242,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,330 | $241,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,171 | $241,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 4,940 | $241,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 37,911 | $241,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,049 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,135 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,627 | $238,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 57,790 | $238,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,074 | $237,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,914 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,369 | $236,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 9,645 | $236,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,331 | $230,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,150 | $229,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 3,913 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,686 | $229,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 13,040 | $228,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 50,432 | $228,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 2,240 | $227,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,897 | $227,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 15,120 | $227,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 8,100 | $227,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 19,458 | $226,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 8,387 | $225,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 14,554 | $225,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 2,950 | $224,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 5,809 | $223,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,042 | $220,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 3,673 | $220,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,684 | $219,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,774 | $218,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 9,390 | $218,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,992 | $217,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 35,767 | $217,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 51,877 | $217,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,475 | $215,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,604 | $214,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 15,500 | $214,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 4,033 | $214,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,960 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 7,335 | $212,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,800 | $211,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,681 | $210,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,352 | $210,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,910 | $209,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,565 | $208,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 20,050 | $207,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 4,110 | $207,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 16,983 | $205,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,051 | $204,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,146 | $204,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 6,537 | $204,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 2,817 | $203,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 20,879 | $203,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 39,500 | $203,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,133 | $202,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,342 | $202,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,873 | $201,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,040 | $201,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 19,356 | $201,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 30,654 | $200,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,188 | $200,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 4,300 | $199,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,420 | $198,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 35,626 | $197,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 11,824 | $196,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 9,712 | $195,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 14,154 | $195,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,042 | $193,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,650 | $192,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,699 | $192,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 13,021 | $192,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 9,300 | $192,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 4,635 | $190,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 14,684 | $190,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 3,000 | $190,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,500 | $189,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,370 | $188,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 4,340 | $187,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 8,798 | $186,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,170 | $186,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 20,000 | $186,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,660 | $185,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 48,425 | $185,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,088 | $184,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,145 | $184,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,220 | $183,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 16,046 | $182,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 13,500 | $182,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,711 | $181,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,822 | $181,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 4,620 | $181,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 3,225 | $180,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 2,168 | $180,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,849 | $179,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,500 | $179,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 2,780 | $179,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,270 | $179,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 25,785 | $178,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,340 | $177,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,900 | $177,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,907 | $177,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,378 | $176,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 16,693 | $176,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,600 | $176,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,314 | $175,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,449 | $175,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 11,908 | $175,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,811 | $174,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 21,400 | $174,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 21,500 | $173,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,250 | $172,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,398 | $172,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 3,840 | $172,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,202 | $170,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 3,421 | $170,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 14,700 | $168,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 3,370 | $168,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 2,551 | $167,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,494 | $167,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,487 | $166,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,017 | $165,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 3,438 | $165,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,765 | $164,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 10,039 | $163,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,909 | $162,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 59,260 | $162,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,428 | $161,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 19,570 | $161,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,510 | $161,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 10,906 | $161,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,500 | $160,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 52,791 | $160,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 6,447 | $159,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 13,349 | $159,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 6,665 | $159,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 3,082 | $159,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 5,202 | $158,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,656 | $156,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 6,500 | $155,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,544 | $154,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 4,600 | $154,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 6,175 | $154,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 3,335 | $154,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,488 | $153,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 13,521 | $152,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 6,296 | $151,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 2,900 | $151,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,166 | $150,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 5,800 | $150,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,561 | $150,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,453 | $149,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,386 | $149,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,957 | $148,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,850 | $148,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,897 | $147,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,204 | $146,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 9,925 | $146,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 9,307 | $145,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 3,088 | $145,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,459 | $145,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,219 | $144,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 3,900 | $144,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 4,698 | $143,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 9,150 | $143,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 35,721 | $143,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 1,913 | $143,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 5,260 | $142,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 5,470 | $142,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 3,228 | $142,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 9,212 | $141,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 3,782 | $141,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,533 | $140,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,863 | $140,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 2,480 | $140,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 36,001 | $140,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,401 | $139,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2,405 | $139,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,821 | $139,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,400 | $139,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,056 | $138,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,731 | $138,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 16,542 | $138,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 18,173 | $137,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 5,663 | $137,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 5,740 | $137,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 175,000 | $137,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,839 | $135,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,968 | $135,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 3,798 | $135,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 2,914 | $134,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,703 | $133,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,425 | $133,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 5,000 | $133,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 12,586 | $132,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,687 | $130,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,587 | $130,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 1,635 | $129,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,704 | $129,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 2,944 | $129,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 15,883 | $129,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,625 | $128,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 3,562 | $128,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 3,365 | $127,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 22,508 | $127,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 8,168 | $126,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,819 | $125,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 8,010 | $125,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 5,092 | $125,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 3,034 | $125,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,510 | $123,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 83,898 | $123,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 3,717 | $123,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 10,000 | $123,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 3,379 | $122,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,141 | $121,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,655 | $121,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 7,209 | $121,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 10,757 | $120,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,809 | $119,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 6,800 | $119,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 16,500 | $119,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 3,300 | $118,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 9,350 | $118,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 16,775 | $118,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-13-004343 | this filing | 2013-10-21 | acceptance time not in the bulk data set |