13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-22, with 691 holding rows worth $294,632,000.
- Accession
- 0000910472-13-003285
- Filer
- CIK 1464811
- Filed
- 2013-08-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 691 entries on the cover page, a total value of $294,632,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $294,632,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBrandes Investment Partners, LP 028-24896
- reports for this filerClark Capital Management Group 028-28445
- reports for this filerDreman Value Management, LLC 028-54255
- reports for this filerHays Advisory 028-60453
- reports for this filerInstitute for Wealth Management 028-67624
- reports for this filerNavellier & Associates 028-30582
- reports for this filerSFE Investment Counsel 028-68580
- reports for this filerGood Harbor 028-71064
- included managerMain Management, LLC 028-61113
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,408 | $117,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 6,908 | $116,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 40,425 | $115,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 2,130 | $115,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,388 | $114,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 6,326 | $113,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 10,657 | $113,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 4,379 | $113,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 2,221 | $113,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 2,128 | $113,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 6,728 | $113,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 8,364 | $112,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,808 | $112,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 12,109 | $112,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 4,853 | $112,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 43,315 | $112,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 3,981 | $111,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 8,668 | $111,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 3,586 | $110,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,838 | $110,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,022 | $109,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,500 | $109,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 4,186 | $109,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 2,728 | $109,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 8,550 | $108,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 3,429 | $108,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 11,804 | $108,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 3,109 | $106,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 7,005 | $105,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 19,637 | $105,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 5,400 | $105,000 | thousands by filing date | |
| CINEDIGM DIGITAL CINEMA - A | 172407108 | COM | 73,999 | $105,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 2,527 | $104,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 4,590 | $104,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,982 | $103,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 4,100 | $103,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 2,577 | $102,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,938 | $102,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 2,480 | $102,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 5,907 | $102,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 4,555 | $102,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 4,097 | $102,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,010 | $101,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 6,190 | $101,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 4,000 | $100,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 11,675 | $100,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,879 | $99,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,063 | $99,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,154 | $99,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 5,264 | $99,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 3,418 | $98,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 3,175 | $98,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2,101 | $97,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 4,394 | $97,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 4,653 | $96,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,178 | $96,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 8,000 | $96,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 5,473 | $96,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 12,218 | $96,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 7,409 | $95,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 6,624 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 5,000 | $94,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,137 | $94,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 8,623 | $93,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 2,257 | $93,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,285 | $93,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 4,747 | $92,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 3,380 | $92,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 6,407 | $91,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,814 | $91,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 2,200 | $91,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,375 | $90,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 5,000 | $90,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 4,211 | $89,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 5,268 | $89,000 | thousands by filing date | |
| TRIUS THERAPEUTICS INC | 89685K100 | COM | 11,000 | $89,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 53,000 | $89,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 3,000 | $88,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 3,650 | $88,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 3,483 | $88,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 3,250 | $88,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 4,639 | $87,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 5,000 | $87,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 4,300 | $87,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 29,000 | $87,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 5,000 | $87,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 36,300 | $87,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 4,368 | $87,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,034 | $86,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,491 | $85,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 3,829 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 2,487 | $85,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,530 | $84,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,520 | $84,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,000 | $84,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 7,550 | $82,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 37,575 | $82,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,415 | $81,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,950 | $81,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 3,593 | $81,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 3,851 | $81,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 20,000 | $81,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 4,504 | $81,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 3,200 | $80,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 6,400 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 3,380 | $80,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 28,500 | $79,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 8,055 | $79,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 2,870 | $78,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 4,445 | $78,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 5,034 | $78,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 6,531 | $76,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 7,386 | $75,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 4,146 | $75,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 5,122 | $75,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 3,950 | $75,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,750 | $74,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 9,545 | $73,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,194 | $72,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,475 | $72,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 4,000 | $72,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 6,006 | $72,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 4,030 | $72,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 5,843 | $72,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 4,616 | $71,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 16,999 | $71,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 3,400 | $70,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 7,450 | $69,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 5,100 | $68,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 8,000 | $67,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 6,174 | $67,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 33,562 | $67,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,632 | $66,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 17,612 | $66,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,741 | $65,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 5,162 | $65,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 4,084 | $64,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 6,625 | $63,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 5,397 | $63,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 15,215 | $63,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 9,492 | $62,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 6,000 | $62,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 4,426 | $61,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 7,870 | $61,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 4,500 | $61,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 4,724 | $60,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 4,431 | $59,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 4,022 | $59,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,950 | $59,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 7,065 | $59,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,800 | $58,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 4,000 | $55,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 8,690 | $55,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 4,310 | $55,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 10,100 | $55,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 15,500 | $55,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 4,911 | $54,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 5,900 | $54,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 4,267 | $54,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 15,000 | $54,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 17,841 | $53,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 8,650 | $53,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 7,425 | $52,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 9,274 | $52,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 4,702 | $51,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 8,920 | $50,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,900 | $49,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 5,090 | $47,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 7,836 | $46,000 | thousands by filing date | |
| SYMMETRICOM INC | 871543104 | COM | 10,025 | $45,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 8,400 | $44,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 35,500 | $42,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 6,519 | $42,000 | thousands by filing date | |
| BLACKROCK HIGH YIELD TR | 09248N102 | SHS | 5,757 | $42,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 6,645 | $41,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 16,200 | $41,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 5,832 | $39,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,000 | $39,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 5,687 | $38,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 18,000 | $37,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 40,000 | $36,000 | thousands by filing date | principal |
| YONGYE INTL INC | 98607B106 | COM | 6,795 | $36,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 8,100 | $33,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 6,500 | $31,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 22,560 | $27,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 22,000 | $26,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 12,500 | $24,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 8,425 | $24,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 51,306 | $14,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 10,562 | $13,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 10,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-13-003285 | this filing | 2013-08-22 | acceptance time not in the bulk data set |