13F-HR filed by Institute for Wealth Management, LLC.
Institute for Wealth Management, LLC. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 126 holding rows worth $124,509,000.
- Accession
- 0000910472-13-003202
- Filer
- CIK 1533954
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 126 entries on the cover page, a total value of $124,509,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $124,509,000 with VALUE read as thousands by filing date, 13F file number 028-14899. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 162,417 | $17,413,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 123,131 | $11,074,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 127,445 | $8,466,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 50,194 | $6,519,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 81,368 | $5,820,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 137,552 | $5,456,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 54,628 | $5,299,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 148,142 | $4,649,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 94,523 | $4,312,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 386,165 | $4,213,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 46,608 | $3,657,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 145,438 | $3,562,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 54,570 | $3,078,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 63,987 | $3,046,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 96,467 | $2,950,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 35,458 | $2,941,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 30,444 | $2,879,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 63,297 | $2,819,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 38,232 | $2,815,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 18,933 | $2,813,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 154,251 | $2,760,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 71,855 | $2,755,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 31,497 | $2,655,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 40,071 | $2,255,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 28,990 | $2,079,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 19,840 | $1,988,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 34,980 | $680,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 5,970 | $658,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,921 | $538,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,506 | $533,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 19,438 | $348,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,552 | $252,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,557 | $219,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 14,078 | $201,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 4,253 | $196,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 3,204 | $162,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 983 | $158,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,611 | $150,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 780 | $120,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,500 | $116,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,611 | $97,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,786 | $90,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 7,634 | $86,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 969 | $81,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 5,415 | $77,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,851 | $75,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 800 | $72,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,630 | $70,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 936 | $68,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,272 | $64,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,578 | $63,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 794 | $61,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,947 | $53,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 780 | $46,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 395 | $45,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,600 | $45,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 500 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 456 | $40,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,064 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 499 | $38,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,073 | $37,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,575 | $33,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 925 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 273 | $28,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 300 | $26,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,000 | $25,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 800 | $24,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 574 | $24,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 600 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 834 | $24,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 500 | $22,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 2,000 | $21,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,900 | $20,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,048 | $19,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 702 | $18,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 500 | $17,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 699 | $16,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 1,241 | $14,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 1,531 | $14,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,000 | $13,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 118 | $13,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 600 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 443 | $11,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 795 | $11,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 900 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 600 | $11,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 300 | $10,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 248 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 240 | $10,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 285 | $7,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 128 | $6,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 2,000 | $6,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 153 | $6,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 80 | $5,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 80 | $5,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 107 | $5,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 100 | $5,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 101 | $5,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10 | $4,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 66 | $4,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 113 | $4,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 116 | $4,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 101 | $4,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 100 | $4,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 202 | $4,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 198 | $4,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 41 | $4,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100 | $3,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 100 | $2,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 265 | $2,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 20 | $2,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 97 | $2,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 400 | $2,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5 | $1,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 22 | $1,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 21 | $1,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 24 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 400 | $1,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 50 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 100 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VODAFONE GP PLC | 92857W209 | ADR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-13-003202 | this filing | 2013-08-13 | acceptance time not in the bulk data set |