13F-HR filed by GRUBER & MCBAINE CAPITAL MANAGEMENT LLC
GRUBER & MCBAINE CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 188 holding rows worth $368,838,000.
- Accession
- 0000909450-15-000003
- Filer
- CIK 909450
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 188 entries on the cover page, a total value of $368,838,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $368,845,000 with VALUE read as thousands by filing date, 13F file number 028-04761. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,363,135 | $26,854,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,050,000 | $11,267,000 | thousands by filing date | |
| IMAGEWARE SYSTEMS INC COM | 45245S108 | COM | 5,902,771 | $8,712,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 335,000 | $7,437,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 250,000 | $7,395,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 425,000 | $7,378,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 600,387 | $7,061,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 145,000 | $7,046,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 160,000 | $6,613,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 159,400 | $5,772,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 160,000 | $5,538,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 65,000 | $5,455,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 80,850 | $5,214,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 40,000 | $5,120,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 84,623 | $4,980,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 98,000 | $4,726,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 325,000 | $4,722,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 310,000 | $4,576,000 | thousands by filing date | |
| Liberty Global Series C | 530555309 | COM | 85,912 | $4,350,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 51,000 | $4,214,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 199,340 | $4,182,000 | thousands by filing date | |
| GENERAL MOTORS CORP | 370442105 | COMMON STOCK | 125,000 | $4,166,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 100,000 | $3,817,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 470,000 | $3,558,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 175,000 | $3,523,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 1,190,000 | $3,522,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 340,000 | $3,516,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 100,000 | $3,457,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 340,000 | $3,407,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 140,000 | $3,315,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 75,000 | $3,197,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 210,000 | $3,165,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 405,000 | $3,082,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 60,000 | $3,079,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 165,000 | $3,006,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 30,000 | $2,946,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 550,000 | $2,915,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 72,750 | $2,905,000 | thousands by filing date | |
| Swift Transportation | 870756103 | COM | 125,000 | $2,834,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 70,000 | $2,821,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 300,000 | $2,748,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 30,000 | $2,639,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 80,000 | $2,639,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 100,000 | $2,621,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 100,000 | $2,572,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,334 | $2,550,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 275,000 | $2,511,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 156,000 | $2,430,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 240,000 | $2,422,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 102,750 | $2,391,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 38,000 | $2,379,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 235,000 | $2,348,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 450,000 | $2,277,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 218,000 | $2,267,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 150,000 | $2,252,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 325,000 | $2,204,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 110,000 | $2,186,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 110,004 | $2,178,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 100,000 | $2,158,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 223,900 | $2,129,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 37,975 | $2,085,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 226,826 | $2,062,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 1,712,600 | $2,038,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 60,000 | $2,030,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 70,000 | $2,016,000 | thousands by filing date | |
| Finisar Corp | 31787A101 | COM | 110,000 | $1,966,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 400,000 | $1,920,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 30,000 | $1,865,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 35,000 | $1,827,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 120,000 | $1,812,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 35,700 | $1,810,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 65,000 | $1,791,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 175,000 | $1,725,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 510,000 | $1,709,000 | thousands by filing date | |
| Just Energy Income Fund | 48213T108 | COM | 326,000 | $1,699,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 60,000 | $1,667,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 236,200 | $1,656,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 69,600 | $1,654,000 | thousands by filing date | |
| SUNPOWER CORP A | 867652109 | COM | 57,200 | $1,625,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 175,000 | $1,610,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 60,000 | $1,572,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 6,000,000 | $1,545,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 85,000 | $1,540,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 525,000 | $1,465,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 65,000 | $1,437,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 200,000 | $1,370,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 33,860 | $1,342,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 50,000 | $1,340,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 442,000 | $1,335,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 80,000 | $1,256,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 50,000 | $1,253,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 83,000 | $1,217,000 | thousands by filing date | |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 318,652 | $1,214,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 40,000 | $1,208,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 109,700 | $1,188,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 14,900 | $1,168,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 20,000 | $1,166,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 23,385 | $1,166,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,000,000 | $1,150,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 237,600 | $1,121,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 92,800 | $1,091,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 40,000 | $1,070,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J101 | COMMON STOCK | 90,000 | $1,042,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 12,000 | $1,041,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 572,950 | $1,031,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 80,000 | $1,014,000 | thousands by filing date | |
| Invesco Mortgage Capital | B5ZWOFO | COM | 70,000 | $1,002,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 135,700 | $980,000 | thousands by filing date | |
| nan | 60743E204 | nan | 1,000,000 | $980,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 30,000 | $954,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 45,000 | $932,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 49,800 | $928,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 40,000 | $919,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 40,000 | $909,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 75,000 | $908,000 | thousands by filing date | |
| Cachet Financial Sol | 12718M109 | COM | 1,645,150 | $905,000 | thousands by filing date | |
| WENDYS INTL INC | 950590109 | COMMON STOCK | 80,000 | $902,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 55,000 | $878,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 15,000 | $862,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090107 | SPON ADR | 100,000 | $855,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 20,000 | $850,000 | thousands by filing date | |
| WAVE SYSTEMS CORP | 943526301 | COM NEW | 1,465,000 | $850,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 45,000 | $835,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 20,000 | $807,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 60,000 | $800,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 30,000 | $782,000 | thousands by filing date | |
| Oclaro Inc | 09856E105 | COM | 345,200 | $780,000 | thousands by filing date | |
| CNW Corp | 209656107 | COM | 20,000 | $767,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 22,500 | $718,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 25,000 | $715,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 50,000 | $715,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 5,000 | $693,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 200,000 | $690,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 40,000 | $653,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 1,350,000 | $635,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 27,500 | $629,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 242,568 | $628,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 300,000 | $594,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 65,200 | $574,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 40,000 | $572,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 70,000 | $533,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 250,000 | $528,000 | thousands by filing date | |
| ADA ES INC | 005208103 | COM | 39,476 | $513,000 | thousands by filing date | |
| Vimpel Communications | 68370R109 | COM | 100,000 | $497,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 25,000 | $481,000 | thousands by filing date | |
| SILICON GRAPHICS INC | 827056102 | COMMON STOCK | 70,000 | $453,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 43,000 | $444,000 | thousands by filing date | |
| Accuride | 00439T107 | COM | 115,000 | $443,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 60,000 | $419,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 45,000 | $418,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 27,017 | $411,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 67,914 | $401,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 15,000 | $392,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 75,000 | $391,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 100,000 | $385,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 40,000 | $382,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 50,000 | $382,000 | thousands by filing date | |
| GLYECO INC COM | 38000P104 | COM | 2,910,000 | $382,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 15,000 | $380,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 30,000 | $370,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 60,000 | $366,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 220,000 | $350,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 285,337 | $320,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L104 | COM | 1,942,743 | $316,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 15,000 | $303,000 | thousands by filing date | |
| CAVITATION TECHNOLOGIES INC COM | 14964W104 | COM | 5,270,000 | $290,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 19,900 | $256,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 14,000 | $241,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 100,000 | $237,000 | thousands by filing date | |
| Pixelworks | 72581M107 | COM | 40,000 | $235,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 57,900 | $228,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 228,000 | $228,000 | thousands by filing date | |
| Blue Calypso Inc | 09531B104 | COM | 2,000,000 | $220,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 58,000 | $216,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 195,000 | $209,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R301 | Cmn | 350,400 | $200,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 40,000 | $199,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 48,075 | $163,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 113,645 | $147,000 | thousands by filing date | |
| Omnitek Engineering | 68215w107 | COM | 140,000 | $133,000 | thousands by filing date | |
| North Atlantic Drilling Ltd | G6613P111 | COM | 100,000 | $119,000 | thousands by filing date | |
| DiaDexus Inc | 922390208 | COM | 245,000 | $83,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 40,000 | $81,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 30,000 | $77,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 25,000 | $74,000 | thousands by filing date | |
| Socket Communications | 833672108 | COM | 28,869 | $64,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 19,580 | $30,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 68,175 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909450-15-000003 | this filing | 2015-08-13 | acceptance time not in the bulk data set |