13F-HR filed by GRUBER & MCBAINE CAPITAL MANAGEMENT LLC
GRUBER & MCBAINE CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 152 holding rows worth $299,373,000 by the sum of the rows.
- Accession
- 0000909450-14-000006
- Filer
- CIK 909450
- Filed
- 2014-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 202 entries on the cover page, a total value of $372,052,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $299,373,000 with VALUE read as thousands by filing date, 13F file number 028-04761. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $372,052,000, 24% more than the sum of the rows, $299,373,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,429,670 | $30,724,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,308,791 | $18,428,000 | thousands by filing date | |
| IMAGEWARE SYSTEMS INC COM | 45245S108 | COM | 5,863,158 | $11,876,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 296,200 | $6,872,000 | thousands by filing date | |
| Move Inc | 437852106 | COM | 424,500 | $6,278,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 27,000 | $6,205,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 289,500 | $5,625,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 45,000 | $5,015,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 1,677,400 | $4,495,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 95,000 | $4,429,000 | thousands by filing date | |
| Willbros Group | 969199108 | COM | 350,000 | $4,323,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 32,000 | $3,740,000 | thousands by filing date | |
| Be Aerospace Inc | 73302101 | COM | 40,000 | $3,700,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RUCKUS WIRELESS INC | 781220108 | COM | 310,000 | $3,692,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 75,000 | $3,389,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 250,000 | $3,308,000 | thousands by filing date | |
| Cavium | 14965A101 | COM | 65,000 | $3,228,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 44,350 | $3,196,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 90,000 | $3,158,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 1,098,777 | $3,099,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 219,900 | $3,054,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 310,428 | $3,024,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 72,500 | $3,021,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 103,900 | $2,996,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 140,000 | $2,860,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 100,000 | $2,790,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 125,000 | $2,769,000 | thousands by filing date | |
| ALCATEL-LUCENT - SPONSORED ADR | 13904305 | COM | 750,000 | $2,670,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 105,000 | $2,653,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 60,000 | $2,623,000 | thousands by filing date | |
| Advanced Emissions Solutions Inc | 5208103 | CS | 110,762 | $2,540,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPANSION INC | 84649R200 | COM CL A NEW | 120,000 | $2,528,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 79,975 | $2,465,000 | thousands by filing date | |
| SUNPOWER CORP A | 867652109 | COM | 57,200 | $2,344,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 54,290 | $2,332,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 100,000 | $2,313,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 25,000 | $2,308,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 300,000 | $2,256,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 220,000 | $2,237,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 442,758 | $2,218,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 40,000 | $2,211,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090107 | SPON ADR | 200,000 | $2,172,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 65,900 | $2,092,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 1,244,066 | $2,090,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 238,840 | $2,021,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 291,800 | $2,002,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 500,000 | $1,975,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 29,800 | $1,972,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 440,000 | $1,954,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 160,000 | $1,910,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 50,000 | $1,877,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 70,000 | $1,872,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 850,000 | $1,862,000 | thousands by filing date | |
| BFC Financial | 55384200 | COM | 500,000 | $1,850,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FMC CORP COM NEW | 302491303 | Stock | 25,000 | $1,780,000 | thousands by filing date | |
| Finisar Corp | 31787A101 | COM | 90,000 | $1,778,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 37,000 | $1,770,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 197,300 | $1,752,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 83,000 | $1,735,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 35,000 | $1,711,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 64,800 | $1,710,000 | thousands by filing date | |
| Barracuda Networks Inc | 68323104 | COM | 55,000 | $1,706,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Just Energy Income Fund | 48213T108 | COM | 290,950 | $1,675,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 198,700 | $1,669,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 50,000 | $1,648,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 55,945 | $1,615,000 | thousands by filing date | |
| Polo Ralph Lauren Cl A | 731572103 | CL A | 10,000 | $1,607,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 186,777 | $1,606,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 70,000 | $1,546,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 87,200 | $1,517,000 | thousands by filing date | |
| STRATASYS INC | 862685104 | COM | 13,000 | $1,477,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 175,000 | $1,444,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 400,000 | $1,396,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 250,000 | $1,370,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 150,000 | $1,365,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 125,000 | $1,354,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 20,000 | $1,335,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 60,000 | $1,300,000 | thousands by filing date | |
| Andersons Inc/The | 34164103 | CS | 25,000 | $1,290,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 300,000 | $1,287,000 | thousands by filing date | |
| Aruba Networks | 43176106 | COM | 73,300 | $1,284,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FLOWERS FOODS INC COM | 343498101 | Stock | 60,000 | $1,265,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 49,000 | $1,263,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 25,000 | $1,238,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 45,000 | $1,209,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 26,500 | $1,202,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 127,000 | $1,162,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 518,248 | $1,140,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 135,000 | $1,081,000 | thousands by filing date | |
| North Atlantic Drilling Ltd | G6613P111 | COM | 100,000 | $1,062,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 350,000 | $1,047,000 | thousands by filing date | |
| Invesco Mortgage Capital | B5ZW0F0 | COM | 60,000 | $1,042,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Procera Networks direct reg | 74269U104 | COM | 100,000 | $1,009,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 27,861 | $993,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 55,000 | $957,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 40,000 | $951,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 83,900 | $948,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 70,000 | $921,000 | thousands by filing date | |
| ARCTIC CAT INC COM | 39670104 | COMMON | 23,000 | $907,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 50,000 | $898,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 15,000 | $869,000 | thousands by filing date | |
| Kofax LTD | 48245L107 | COM | 100,000 | $860,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 20,000 | $847,000 | thousands by filing date | |
| GLYECO INC COM | 38000P104 | COM | 1,210,000 | $835,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 53,900 | $830,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 289,100 | $801,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 20,000 | $752,000 | thousands by filing date | |
| Axcelis Technologies Inc | 54540109 | CS | 370,000 | $740,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MOBIVITY HLDGS CORP COM 1 FOR 6 R/S INTO MOBIVITY | 60743E105 | COM | 725,000 | $725,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 170,000 | $707,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 20,000 | $658,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 28,000 | $610,000 | thousands by filing date | |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 127,029 | $584,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 100,000 | $570,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 67,100 | $568,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 20,000 | $566,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 20,000 | $556,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 20,000 | $552,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 23,500 | $534,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 200,000 | $518,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 30,000 | $509,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 50,000 | $504,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 40,000 | $476,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 50,000 | $438,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 40,000 | $436,000 | thousands by filing date | |
| SILICON GRAPHICS INC | 827056102 | COMMON STOCK | 45,000 | $433,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 1,303,305 | $391,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 80,000 | $390,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 50,000 | $374,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 67,345 | $366,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 150,000 | $360,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 10,000 | $346,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 6,000 | $330,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,733 | $314,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,000 | $313,000 | thousands by filing date | |
| ABRAXAS PETE CORP NEVADA | 3830106 | EQUITY | 50,000 | $313,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FRONTLINE LTD | G3682E127 | COM | 100,000 | $292,000 | thousands by filing date | |
| HIPCRICKET INC NEW COM | 433507100 | COM | 2,030,000 | $266,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 30,000 | $251,000 | thousands by filing date | |
| WAVE SYSTEMS CORP | 943526301 | COM NEW | 160,000 | $226,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 55,580 | $216,000 | thousands by filing date | |
| KNIGHTSBRIDGE TANKERS LTD | G5299G106 | COMMON | 15,000 | $213,000 | thousands by filing date | |
| Solar Power | 83490A100 | COM | 846,900 | $208,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP | 690368105 | COMMON STOCK | 30,000 | $206,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 14,900 | $192,000 | thousands by filing date | |
| DiaDexus Inc | 922390208 | COM | 245,000 | $181,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 110,000 | $166,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 27,563 | $133,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L104 | COM | 975,000 | $132,000 | thousands by filing date | |
| BURLINGTON NORTHERN SANTA FE | 12189T104 | COMMON STOCK | 396 | $40,000 | thousands by filing date | |
| Applied Materials | 38222105 | COM | 300 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EMAK Holdings inc | 26861V104 | COM | 644,554 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909450-14-000006 | this filing | 2014-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000909450-14-000007 | base | 2014-09-23 | acceptance time not in the bulk data set |