13F-HR filed by GRUBER & MCBAINE CAPITAL MANAGEMENT LLC
GRUBER & MCBAINE CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 152 holding rows worth $332,066,000.
- Accession
- 0000909450-13-000032
- Filer
- CIK 909450
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 152 entries on the cover page, a total value of $332,066,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $332,070,000 with VALUE read as thousands by filing date, 13F file number 028-04761. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,045,257 | $29,246,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,371,993 | $23,056,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,350,000 | $13,500,000 | thousands by filing date | |
| IMAGEWARE SYSTEMS INC COM | 45245S108 | COM | 6,626,723 | $9,485,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 1,581,570 | $7,876,000 | thousands by filing date | |
| ALCATEL-LUCENT - SPONSORED ADR | 13904305 | COM | 2,099,400 | $7,411,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 38,000 | $7,174,000 | thousands by filing date | |
| Move Inc | 437852106 | COM | 414,025 | $7,018,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 175,000 | $5,374,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 200,000 | $5,094,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 10,500 | $5,006,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 1,540,526 | $4,637,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 114,650 | $4,541,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 1,174,954 | $4,512,000 | thousands by filing date | |
| Procera Networks direct reg | 74269U104 | COM | 290,000 | $4,492,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 274,300 | $4,403,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 80,000 | $4,003,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 290,000 | $3,692,000 | thousands by filing date | |
| Be Aerospace Inc | 73302101 | COM | 49,925 | $3,685,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Liberty Global Series C | 530555309 | COM | 47,796 | $3,605,000 | thousands by filing date | |
| Willbros Group | 969199108 | COM | 386,000 | $3,543,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 60,000 | $3,520,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 508,188 | $3,496,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 20,326 | $3,441,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 80,000 | $3,398,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 92,500 | $3,107,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 65,000 | $3,046,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 40,000 | $2,986,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 165,000 | $2,907,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 130,000 | $2,833,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 99,930 | $2,797,000 | thousands by filing date | |
| Cavium | 14965A101 | COM | 65,000 | $2,678,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 509,536 | $2,660,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 199,900 | $2,557,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 490,000 | $2,533,000 | thousands by filing date | |
| Advanced Emissions Solutions Inc | 5208103 | CS | 59,181 | $2,528,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INFOBLOX INC | 45672H104 | COM | 60,000 | $2,509,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 80,000 | $2,484,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 100,000 | $2,477,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 1,075,000 | $2,387,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 55,000 | $2,372,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 42,450 | $2,353,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 194,640 | $2,351,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 79,800 | $2,281,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 376,000 | $2,271,000 | thousands by filing date | |
| GARMIN LTD | G37260109 | COMMON STOCK | 50,000 | $2,260,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 172,000 | $2,191,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 270,000 | $2,095,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 35,000 | $2,083,000 | thousands by filing date | |
| Just Energy Income Fund | 48213T108 | COM | 319,000 | $2,038,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 60,000 | $2,012,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 219,900 | $1,977,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 69,950 | $1,959,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 107,452 | $1,904,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 100,000 | $1,896,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 24,950 | $1,858,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 79,982 | $1,841,000 | thousands by filing date | |
| Aruba Networks | 43176106 | COM | 110,000 | $1,830,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GREEN PLAINS INC | 393222104 | COM | 111,660 | $1,792,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 100,000 | $1,775,000 | thousands by filing date | |
| American Vanguard Corp | 30371108 | COM | 65,002 | $1,750,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 186,862 | $1,714,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 370,000 | $1,665,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 40,000 | $1,653,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 100,000 | $1,650,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 619,000 | $1,479,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 130,000 | $1,470,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 186,777 | $1,462,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 250,000 | $1,410,000 | thousands by filing date | |
| Points Intl | 693262107 | COM | 60,000 | $1,387,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 1,000,000 | $1,380,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 70,000 | $1,380,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 40,000 | $1,366,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 116,600 | $1,360,000 | thousands by filing date | |
| Emcore Corp | 290846104 | COM | 300,000 | $1,347,000 | thousands by filing date | |
| Equitable Resources Inc | 294549100 | COM | 15,000 | $1,331,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 49,700 | $1,324,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 19,995 | $1,304,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 40,000 | $1,294,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 60,000 | $1,286,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 600,000 | $1,260,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 40,000 | $1,247,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 14,950 | $1,156,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 197,500 | $1,140,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 30,000 | $1,130,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 150,000 | $1,127,000 | thousands by filing date | |
| Ann Taylor Stores | 36115103 | COM | 30,000 | $1,087,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 400,000 | $1,064,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 33,000 | $1,048,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 99,800 | $1,039,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 27,861 | $1,015,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 60,000 | $1,003,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 125,000 | $1,000,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 15,000 | $993,000 | thousands by filing date | |
| North Atlantic Drilling Ltd | G6613P111 | COM | 100,000 | $969,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 100,000 | $942,000 | thousands by filing date | |
| OCLARO INC | 67555N107 | Equities | 527,155 | $933,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 100,000 | $931,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 30,000 | $916,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 30,000 | $914,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 318,400 | $911,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 115,000 | $903,000 | thousands by filing date | |
| BP Prudhoe Royalty Trust | 55630107 | COM | 10,000 | $867,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 130,000 | $855,000 | thousands by filing date | |
| Ocz Technology Group Inc | 67086E204 | COM | 622,922 | $810,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 80,000 | $807,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 300,000 | $807,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 20,000 | $796,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 175,000 | $781,000 | thousands by filing date | |
| ARKANSAS BEST CORP DEL | 40790107 | COM | 30,000 | $770,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OVERLAND STORAGE INC | 690310206 | COM NEW | 773,733 | $743,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 75,000 | $732,000 | thousands by filing date | |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 1,000,000 | $720,000 | thousands by filing date | |
| EDGEN GROUP INC | 28014Q107 | CL A | 90,000 | $684,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 79,900 | $669,000 | thousands by filing date | |
| Jamba Inc. | 47023a101 | COM | 50,000 | $669,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 60,000 | $664,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 25,000 | $660,000 | thousands by filing date | |
| SUNPOWER CORP A | 867652109 | COM | 25,000 | $654,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 37,300 | $628,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 135,000 | $621,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 233,071 | $611,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 109,850 | $605,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 115,000 | $591,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 15,000 | $540,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 20,000 | $486,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 65,000 | $480,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 10,000 | $458,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 50,000 | $439,000 | thousands by filing date | |
| WAVE SYSTEMS CORP | 943526301 | COM NEW | 318,444 | $411,000 | thousands by filing date | |
| DiaDexus Inc | 922390208 | COM | 225,000 | $410,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 46,042 | $408,000 | thousands by filing date | |
| HIPCRICKET INC NEW COM | 433507100 | COM | 885,000 | $407,000 | thousands by filing date | |
| Altera Corp. | 21441100 | COM | 10,000 | $372,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 15,000 | $368,000 | thousands by filing date | |
| Omnitek Engineering | 68215w107 | COM | 125,000 | $333,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,733 | $321,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 438,230 | $307,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 105,000 | $267,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 118,952 | $228,000 | thousands by filing date | |
| Solar Power | 83490A100 | COM | 1,188,494 | $202,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 100,000 | $198,000 | thousands by filing date | |
| BFC Financial | 55384200 | COM | 70,000 | $184,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DEMAND MEDIA INC | 24802N109 | COM | 27,563 | $174,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 82,514 | $148,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 70,000 | $146,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 90,000 | $145,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 10,000 | $128,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 45,000 | $118,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10,900 | $50,000 | thousands by filing date | |
| OnSite Energy Corp. | 68284P108 | COM | 960,584 | $14,000 | thousands by filing date | |
| EMAK Holdings inc | 26861V104 | COM | 830,686 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909450-13-000032 | this filing | 2013-11-14 | acceptance time not in the bulk data set |