13F-HR/A filed by GRUBER & MCBAINE CAPITAL MANAGEMENT LLC
GRUBER & MCBAINE CAPITAL MANAGEMENT LLC filed this 13F-HR/A for the quarter ended 2013-06-30, filed 2013-08-15, with 146 holding rows worth $296,313,000.
- Accession
- 0000909450-13-000030
- Filer
- CIK 909450
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, amendment of type restatement, 147 entries on the cover page, a total value of $296,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $293,821,000 with VALUE read as thousands by filing date, 13F file number 028-04761. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,151,986 | $20,782,000 | thousands by filing date | |
| IMAGEWARE SYSTEMS INC COM | 45245S108 | COM | 8,343,948 | $19,528,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,463,993 | $18,702,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,825,000 | $9,527,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 299,900 | $7,872,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 1,586,580 | $7,631,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 41,106 | $5,950,000 | thousands by filing date | |
| Move Inc | 437852106 | COM | 414,225 | $5,310,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 100,000 | $5,176,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 335,000 | $5,152,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 200,000 | $4,960,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 325,300 | $4,889,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 1,540,526 | $4,560,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 220,000 | $4,338,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 508,188 | $3,944,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 114,900 | $3,791,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 465,000 | $3,757,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 95,000 | $3,500,000 | thousands by filing date | |
| ALCATEL-LUCENT - SPONSORED ADR | 13904305 | COM | 1,900,000 | $3,458,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Procera Networks direct reg | 74269U104 | COM | 245,000 | $3,364,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 1,174,954 | $3,337,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 80,000 | $3,302,000 | thousands by filing date | |
| Liberty Global Series C | 530555309 | COM | 47,796 | $3,245,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 177,500 | $3,243,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 52,455 | $3,205,000 | thousands by filing date | |
| Be Aerospace Inc | 73302101 | COM | 49,925 | $3,149,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 100,000 | $3,129,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 540,000 | $3,029,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 20,326 | $2,677,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 100,000 | $2,314,000 | thousands by filing date | |
| Willbros Group | 969199108 | COM | 370,000 | $2,272,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 1,607,585 | $2,202,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 5,500 | $2,178,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EMULEX CORP | 292475209 | COM NEW | 332,395 | $2,167,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 150,000 | $2,150,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 42,450 | $2,132,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 30,000 | $2,054,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 370,000 | $1,980,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 220,000 | $1,945,000 | thousands by filing date | |
| Just Energy Income Fund | 48213T108 | COM | 319,900 | $1,898,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 170,875 | $1,893,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 89,900 | $1,883,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 79,800 | $1,839,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 150,000 | $1,814,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 194,640 | $1,814,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 79,982 | $1,764,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 509,536 | $1,758,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 60,000 | $1,756,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 300,000 | $1,755,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 615,000 | $1,722,000 | thousands by filing date | |
| ANADARKO PETE CORP | 32511107 | COM | 20,000 | $1,719,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Atmel Corp. | 49513104 | COM | 225,000 | $1,654,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANCORP INC DEL | 05969A105 | COM | 107,452 | $1,611,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 24,950 | $1,607,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 52,500 | $1,573,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 65,000 | $1,561,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 186,777 | $1,505,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 112,200 | $1,495,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 60,000 | $1,468,000 | thousands by filing date | |
| Aruba Networks | 43176106 | COM | 95,000 | $1,459,000 | thousands by filing date | The CUSIP as filed is malformed. |
| American Vanguard Corp | 30371108 | COM | 61,402 | $1,439,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STRATEGY INC CL A NEW | 594972408 | Stock | 16,500 | $1,435,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 125,000 | $1,426,000 | thousands by filing date | |
| Points Intl | 693262107 | COM | 64,800 | $1,395,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 260,000 | $1,391,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 60,000 | $1,323,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 120,000 | $1,288,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 100,000 | $1,266,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 115,000 | $1,258,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 50,000 | $1,231,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 186,862 | $1,231,000 | thousands by filing date | |
| American Airlines | 1765106 | COM | 300,000 | $1,209,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 78,700 | $1,203,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 70,000 | $1,191,000 | thousands by filing date | |
| Altera Corp. | 21441100 | COM | 35,000 | $1,155,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 50,000 | $1,148,000 | thousands by filing date | |
| Adept Tech | 6854202 | COM | 289,439 | $1,126,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 200,000 | $1,110,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 14,950 | $1,086,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 99,800 | $1,065,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 104,352 | $1,054,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 40,000 | $1,024,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 44,800 | $1,019,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 65,000 | $1,011,000 | thousands by filing date | |
| Emcore Corp | 290846104 | COM | 280,850 | $1,011,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 15,000 | $984,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 100,000 | $973,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 125,000 | $964,000 | thousands by filing date | |
| BP Prudhoe Royalty Trust | 55630107 | COM | 10,000 | $963,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PHARMATHENE INC | 71714G102 | COM | 600,000 | $954,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 65,000 | $946,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 30,400 | $924,000 | thousands by filing date | |
| Community Bankers Trust | 59021W407 | COM | 250,000 | $905,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 622,922 | $903,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 175,000 | $887,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 50,500 | $886,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310206 | COM NEW | 773,733 | $882,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 140,000 | $855,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 50,000 | $825,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 110,000 | $800,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 27,861 | $770,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 300,000 | $765,000 | thousands by filing date | |
| Jamba Inc. | 47023a101 | COM | 50,000 | $747,000 | thousands by filing date | |
| ENSCO INTERNATIONAL INC | 26874Q100 | COMMON STOCK | 12,827 | $746,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 12,000 | $733,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 20,000 | $731,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 250,000 | $725,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 70,000 | $713,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 34,975 | $680,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 80,000 | $670,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 110,000 | $637,000 | thousands by filing date | |
| Oclaro Inc | 09856E105 | COM | 527,155 | $622,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 233,071 | $613,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 40,000 | $596,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 47,000 | $588,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 90,000 | $539,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 135,000 | $531,000 | thousands by filing date | |
| Ann Taylor Stores | 36115103 | COM | 15,000 | $498,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 15,000 | $441,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 46,042 | $417,000 | thousands by filing date | |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 1,127,751 | $406,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 47,900 | $405,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 213,100 | $371,000 | thousands by filing date | |
| ECOTALITY INC | 27922Y202 | COM NEW | 233,000 | $361,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 45,000 | $352,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 125,000 | $345,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 5,000 | $344,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,733 | $331,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 79,790 | $322,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 438,230 | $317,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 35,512 | $282,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 118,952 | $241,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 60,000 | $219,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 80,000 | $216,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 100,000 | $210,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 34,049 | $194,000 | thousands by filing date | |
| WAVE SYSTEMS CORP | 943526301 | COM NEW | 633,777 | $190,000 | thousands by filing date | |
| Omnitek Engineering | 68215w107 | COM | 71,500 | $172,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 27,563 | $165,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 82,514 | $141,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 50,000 | $139,000 | thousands by filing date | |
| Solar Power | 83490A100 | COM | 1,543,900 | $54,000 | thousands by filing date | |
| Trunkbow Intl Holdings | 89818A102 | COM | 50,000 | $44,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 15,000 | $21,000 | thousands by filing date | |
| OnSite Energy Corp. | 68284P108 | COM | 960,584 | $14,000 | thousands by filing date | |
| EMAK Holdings inc | 26861V104 | COM | 830,686 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909450-13-000029 | superseded | 2013-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000909450-13-000030 | this filing | 2013-08-15 | acceptance time not in the bulk data set |