13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-06, with 1,751 holding rows worth $1,626,041,000.
- Accession
- 0000909012-21-000061
- Filer
- CIK 1567784
- Filed
- 2021-04-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 1,751 entries on the cover page, a total value of $1,626,041,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,626,041,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 72 | $2,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 22 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 250 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 30 | $2,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 119 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 60 | $2,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 54 | $2,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 38 | $2,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 220 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 350 | $2,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 12 | $2,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 18 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 50 | $2,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 43 | $2,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 31 | $2,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 27 | $2,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 200 | $2,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 57 | $2,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 75 | $2,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 183 | $2,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 240 | $2,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 96 | $2,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 69 | $2,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 46 | $2,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 849 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 63 | $2,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 419 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 30 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 96 | $2,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 339 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 69 | $2,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 65 | $2,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 100 | $2,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 120 | $2,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 40 | $2,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 115 | $2,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 1,000 | $2,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 48 | $1,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 39 | $1,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 25 | $1,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 12 | $1,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 53 | $1,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 11 | $1,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 25 | $1,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 15 | $1,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 25 | $1,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 46 | $1,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 16 | $1,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 12 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 42 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 159 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 400 | $1,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 15 | $1,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 6 | $1,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 110 | $1,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 16 | $1,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 11 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 15 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 16 | $1,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 118 | $1,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 7 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 32 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 25 | $1,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 18 | $1,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 23 | $1,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 60 | $1,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 35 | $1,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 65 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 28 | $1,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 40 | $1,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 63 | $1,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 25 | $1,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 42 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 38 | $1,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 35 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 29 | $1,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 16 | $1,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 17 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 115 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 122 | $1,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 25 | $1,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 15 | $1,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 55 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 149 | $1,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 35 | $1,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 60 | $1,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 70 | $1,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 106 | $1,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 104 | $1,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 369 | $1,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 27 | $1,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 38 | $1,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 238 | $1,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 21 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 186 | $1,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 195 | $1,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 110 | $1,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 50 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 51 | $1,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 200 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 79 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 52 | $1,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 154 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 221 | $1,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 120 | $1,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 50 | $1,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 100 | $1,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 425 | $1,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 230 | $1,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 58 | $1,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 1,000 | $1,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEMONADEINC | 52567D107 | STOK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NNN REIT INC COM | 637417106 | REIT | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GATX CORP COM | 361448103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELP INC CL A | 985817105 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JABIL INC COM | 466313103 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| D R HORTON INC COM | 23331A109 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMETEK INC COM | 031100100 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TXNM ENERGY INC COM | 69349H107 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SYNOPSYS INC COM | 871607107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERIS PLC SHS USD | G8473T100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NASDAQ INC COM | 631103108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE GAS INC COM | 68235P108 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RE MAX HLDGS INC | 75524W108 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TORO CO | 891092108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFLEX INCORPORATED | 879369106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEANSPARK INC | 18452B209 | COM NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNO FINL GROUP INC | 12621E103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DAKTRONICS INC | 234264109 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOW GROUP INC | 11040G103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTI CONSULTING INC | 302941109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPENLANE INC | 48238T109 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANDWIDTH INC | 05988J103 | COM CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIANCE INC | 759509102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVVITY INC | 714046109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIFIRST CORP MASS | 904708104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBE LIFE INC | 37959E102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYRUSONE INC | 23283R100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEELCASE INC-CLASS A | 858155203 | CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 217 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUBIC CORP | 229669106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANTEL MEDICAL CORP | 138098108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY CORPORATION | Y8564W103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B169 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REDFIN CORP | 75737F108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIEBOLD NXDF INC | 253651103 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERITOR INC | 59001K100 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRIL-QUIP INC | 262037104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DZS INC | 268211109 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERPLUS CORP | 292766102 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAMANA GOLD INC | 98462Y100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURALSIGHT INC | 72941B106 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IDEANOMICS INC | 45166V106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AG MTG INVT TR INC | 001228105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW ENERGY SYS GROUP | 643847106 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAFECT CORP | 212326300 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A156 | LHA MKT ST ALP | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADITX THERAPEUTICS INC | 007025109 | COM | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H575 | FRMLAFLIO TACT | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEANERGY MARITIME HLDGS CORP SHS NEW | Y73760301 | Stock | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-21-000061 | this filing | 2021-04-06 | acceptance time not in the bulk data set |