13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-08, with 1,616 holding rows worth $1,503,084,000.
- Accession
- 0000909012-21-000002
- Filer
- CIK 1567784
- Filed
- 2021-01-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,616 entries on the cover page, a total value of $1,503,084,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,503,084,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10 | $15,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,158 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 328 | $15,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 557 | $15,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 194 | $15,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,605 | $15,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 333 | $15,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 92 | $15,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 1,000 | $15,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 500 | $15,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 6,000 | $15,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 90 | $14,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 545 | $14,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 320 | $14,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 199 | $14,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 252 | $14,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 268 | $14,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,892 | $14,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 479 | $14,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 865 | $14,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 184 | $14,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 337 | $14,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 38 | $14,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 800 | $14,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 1,303 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 210 | $14,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 73 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 155 | $13,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 165 | $13,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 480 | $13,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 2,080 | $13,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 180 | $13,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 113 | $13,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 182 | $13,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 100 | $13,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 36 | $13,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 120 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 239 | $13,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 95 | $13,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 192 | $13,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 75 | $13,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 145 | $13,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 1,000 | $13,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 83 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 190 | $13,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 265 | $13,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 861 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 106 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 70 | $12,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 323 | $12,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 127 | $12,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 143 | $12,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 635 | $12,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,984 | $12,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 124 | $12,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 44 | $12,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 300 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 76 | $12,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,657 | $12,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 376 | $12,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 346 | $12,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 883 | $12,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 206 | $12,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 275 | $12,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 276 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 451 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 212 | $12,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 500 | $12,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,196 | $12,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 167 | $12,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 580 | $12,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 333 | $11,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 106 | $11,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 144 | $11,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 800 | $11,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 140 | $11,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 500 | $11,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 153 | $11,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 150 | $11,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 533 | $11,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 457 | $11,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 733 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 289 | $11,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 274 | $11,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 245 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 262 | $11,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,011 | $11,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 397 | $11,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,175 | $11,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 264 | $11,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 490 | $11,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 290 | $11,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 200 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 271 | $11,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 403 | $10,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 165 | $10,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 188 | $10,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 148 | $10,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 490 | $10,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 147 | $10,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 138 | $10,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 283 | $10,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 73 | $10,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 107 | $10,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 9 | $10,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 288 | $10,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 42 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 150 | $10,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 63 | $10,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 114 | $10,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 100 | $10,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 271 | $10,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 1,000 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 354 | $10,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 150 | $10,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 721 | $10,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 94 | $10,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 391 | $10,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 400 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 175 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 108 | $10,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,302 | $10,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 500 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 400 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 306 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 345 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 217 | $10,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 200 | $10,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 404 | $10,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 117 | $10,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 2,700 | $10,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 450 | $10,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,085 | $9,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 73 | $9,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,018 | $9,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 831 | $9,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 45 | $9,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 258 | $9,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 530 | $9,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 41 | $9,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 100 | $9,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 241 | $9,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 131 | $9,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 211 | $9,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,571 | $9,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 11,000 | $9,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 66 | $9,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 74 | $9,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 1,000 | $9,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 200 | $9,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 456 | $9,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 74 | $9,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 90 | $8,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 200 | $8,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 202 | $8,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 369 | $8,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 177 | $8,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 780 | $8,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 150 | $8,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 23 | $8,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 504 | $8,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 96 | $8,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 100 | $8,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 415 | $8,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 246 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 51 | $8,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 147 | $8,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 121 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 151 | $8,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 300 | $8,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 100 | $8,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 125 | $8,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 26 | $8,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 223 | $8,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 74 | $8,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 430 | $8,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 354 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 600 | $8,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 259 | $8,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,277 | $7,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 16 | $7,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 68 | $7,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 45 | $7,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 94 | $7,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 82 | $7,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 236 | $7,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 78 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 395 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 126 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 177 | $7,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 250 | $7,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 102 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 262 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 151 | $7,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,000 | $7,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 251 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 512 | $7,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 366 | $7,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,735 | $7,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 400 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 163 | $7,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 191 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 900 | $7,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,000 | $7,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 240 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 259 | $7,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,250 | $7,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 177 | $7,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 100 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 227 | $7,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 191 | $7,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,430 | $7,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 375 | $7,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 53 | $6,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 121 | $6,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 80 | $6,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 91 | $6,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 103 | $6,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 16 | $6,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 99 | $6,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 387 | $6,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 244 | $6,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 202 | $6,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 55 | $6,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 293 | $6,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 248 | $6,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 105 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 65 | $6,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 70 | $6,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 56 | $6,000 | thousands by filing date | |
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| BANK HAWAII CORP | 062540109 | COM | 79 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 100 | $6,000 | thousands by filing date | |
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| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 64 | $5,000 | thousands by filing date | |
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| SEI INVTS CO COM | 784117103 | Stock | 90 | $5,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 64 | $5,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 174 | $5,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 342 | $5,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 50 | $5,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 837 | $5,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 185 | $5,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 235 | $5,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,457 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 55 | $5,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 179 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 335 | $5,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 700 | $5,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 986 | $5,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 206 | $5,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 397 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 145 | $5,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 360 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 100 | $5,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 72 | $5,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 134 | $5,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 5,200 | $5,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 115 | $5,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 45 | $4,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,373 | $4,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 33 | $4,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 83 | $4,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 869 | $4,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 36 | $4,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 15 | $4,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 61 | $4,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 263 | $4,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 69 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 100 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 40 | $4,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 317 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 65 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 173 | $4,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 39 | $4,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 119 | $4,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 616 | $4,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 7 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 297 | $4,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 20 | $4,000 | thousands by filing date | |
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| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 300 | $4,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 156 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 157 | $4,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 100 | $4,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 276 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 109 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 56 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 113 | $4,000 | thousands by filing date | |
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| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 145 | $4,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
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| HEXO CORP | 428304109 | COM | 1,125 | $4,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 330 | $4,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 3,500 | $4,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 650 | $4,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 167 | $4,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 196 | $3,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 84 | $3,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 160 | $3,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 40 | $3,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 107 | $3,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 30 | $3,000 | thousands by filing date | |
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| FULLER H B CO COM | 359694106 | Stock | 62 | $3,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 288 | $3,000 | thousands by filing date | |
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| AECOM COM | 00766T100 | Stock | 65 | $3,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 30 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 50 | $3,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 235 | $3,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 45 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 875 | $3,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 42 | $3,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 93 | $3,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 27 | $3,000 | thousands by filing date | |
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| FIRST AMERN FINL CORP | 31847R102 | COM | 70 | $3,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 87 | $3,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 15 | $3,000 | thousands by filing date | |
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| CMC MATERIALS INC | 12571T100 | COM | 20 | $3,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 92 | $3,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 129 | $3,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 120 | $3,000 | thousands by filing date | |
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| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 238 | $3,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 55 | $3,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 192 | $3,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 750 | $3,000 | thousands by filing date | |
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| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 227 | $3,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 219 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 127 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 50 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 78 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 156 | $3,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 59 | $3,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 100 | $3,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 244 | $3,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 297 | $3,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 59 | $2,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 50 | $2,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 53 | $2,000 | thousands by filing date | |
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| CIENA CORP COM NEW | 171779309 | Stock | 39 | $2,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 80 | $2,000 | thousands by filing date | |
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| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 124 | $2,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 315 | $2,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 45 | $2,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 170 | $2,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 49 | $2,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 136 | $2,000 | thousands by filing date | |
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| POWER INTEGRATIONS INC COM | 739276103 | Stock | 36 | $2,000 | thousands by filing date | |
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| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 250 | $2,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 145 | $2,000 | thousands by filing date | |
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| ABM INDS INC | 000957100 | COM | 73 | $2,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 220 | $2,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 115 | $2,000 | thousands by filing date | |
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| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 253 | $2,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 320 | $2,000 | thousands by filing date | |
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| KULICKE & SOFFA INDS INC | 501242101 | COM | 73 | $2,000 | thousands by filing date | |
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| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 240 | $2,000 | thousands by filing date | |
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| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 148 | $2,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 79 | $2,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 43 | $2,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 75 | $2,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 238 | $2,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 849 | $2,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 175 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 63 | $2,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 55 | $2,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 419 | $2,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 352 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 30 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 25 | $2,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 79 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 69 | $2,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3 | $2,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 65 | $2,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 120 | $2,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 1,000 | $2,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 100 | $2,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 1,500 | $2,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,000 | $2,000 | thousands by filing date | |
| AGF INVTS TR | 00110G101 | AGFIQ US MK MNTM | 90 | $2,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 35 | $1,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 12 | $1,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 29 | $1,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 25 | $1,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 53 | $1,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 11 | $1,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 18 | $1,000 | thousands by filing date | |
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| POLARIS INC COM | 731068102 | Stock | 20 | $1,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 15 | $1,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 115 | $1,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 28 | $1,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 53 | $1,000 | thousands by filing date | |
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| TARGA RES CORP COM | 87612G101 | Stock | 46 | $1,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 16 | $1,000 | thousands by filing date | |
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| CHEMOURS CO COM | 163851108 | Stock | 42 | $1,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 16 | $1,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 26 | $1,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 26 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 159 | $1,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 12 | $1,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 6 | $1,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 72 | $1,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 110 | $1,000 | thousands by filing date | |
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| ISHARES TR | 464287739 | U.S. REAL ES ETF | 16 | $1,000 | thousands by filing date | |
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| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 118 | $1,000 | thousands by filing date | |
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| SMITH & WESSON BRANDS INC | 831754106 | COM | 100 | $1,000 | thousands by filing date | |
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| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 38 | $1,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 37 | $1,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 31 | $1,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 27 | $1,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 35 | $1,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 35 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 28 | $1,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 17 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 115 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 122 | $1,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 15 | $1,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 55 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 149 | $1,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 33 | $1,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 35 | $1,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 60 | $1,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 47 | $1,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 106 | $1,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 369 | $1,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 18 | $1,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 69 | $1,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 25 | $1,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 38 | $1,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 46 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 186 | $1,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 195 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 51 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 25 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 76 | $1,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-21-000002 | this filing | 2021-01-08 | acceptance time not in the bulk data set |