13F-HR filed by LAFFER TENGLER INVESTMENTS, INC.
LAFFER TENGLER INVESTMENTS, INC. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 303 holding rows worth $204,919,947.
- Accession
- 0000909012-20-000150
- Filer
- CIK 1307878
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 303 entries on the cover page, a total value of $204,919,947 stated on the cover page (in dollars after the unit check, H1), rows summing to $204,919,808 with VALUE read as dollars, detected, 13F file number 028-10975. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 3,553 | $5,255,803 | dollars, detected | |
| Apple Inc | 037833100 | COM | 45,332 | $5,249,898 | dollars, detected | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 41,839 | $4,269,586 | dollars, detected | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 3,095 | $3,885,778 | dollars, detected | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 2,384 | $3,810,122 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 16,661 | $3,504,359 | dollars, detected | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 3,357 | $3,227,375 | dollars, detected | |
| DEUTSCHE BANK AG | 25155mkm2 | CONVERTIBLE BOND | 3,136 | $3,112,284 | dollars, detected | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 2,345 | $3,086,432 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,280 | $3,070,954 | dollars, detected | |
| BECTON DICKINSON & CO | 075887406 | CONV | 58,293 | $3,037,356 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 20,245 | $3,014,218 | dollars, detected | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 2,810 | $3,000,630 | dollars, detected | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 57,557 | $2,999,870 | dollars, detected | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 2,869 | $2,948,686 | dollars, detected | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 2,802 | $2,929,631 | dollars, detected | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 2,877 | $2,906,090 | dollars, detected | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 2,778 | $2,901,291 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 28,457 | $2,883,035 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 9,951 | $2,763,492 | dollars, detected | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 52,949 | $2,685,573 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 31,131 | $2,674,775 | dollars, detected | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 22,167 | $2,614,863 | dollars, detected | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 26,104 | $2,585,183 | dollars, detected | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 2,520 | $2,571,093 | dollars, detected | |
| FORTIVE CORP | 34959J207 | PREFERRED | 2,710 | $2,555,890 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 9,993 | $2,539,950 | dollars, detected | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 2,455 | $2,471,295 | dollars, detected | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 2,387 | $2,459,660 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 25,495 | $2,454,403 | dollars, detected | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 44,282 | $2,431,524 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 16,707 | $2,385,592 | dollars, detected | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 20,700 | $2,309,147 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 13,836 | $2,305,492 | dollars, detected | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,720 | $2,302,144 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 16,425 | $2,298,105 | dollars, detected | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 49,960 | $2,268,533 | dollars, detected | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 61,545 | $2,255,562 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 57,109 | $2,249,523 | dollars, detected | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 2,143 | $2,240,445 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 9,713 | $2,131,906 | dollars, detected | |
| KKR & CO INC | 48251W401 | CONV | 40,285 | $2,099,170 | dollars, detected | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 46,861 | $2,090,609 | dollars, detected | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,678 | $2,088,416 | dollars, detected | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 1,794 | $2,072,902 | dollars, detected | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 1,885 | $2,005,885 | dollars, detected | |
| Broadcom Inc. | 11135F101 | COM | 5,389 | $1,963,320 | dollars, detected | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,532 | $1,893,368 | dollars, detected | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 77,323 | $1,874,309 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 19,610 | $1,717,639 | dollars, detected | |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 17,567 | $1,701,434 | dollars, detected | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 1,452 | $1,642,209 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8,101 | $1,628,148 | dollars, detected | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 34,885 | $1,617,373 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 32,541 | $1,606,549 | dollars, detected | |
| AMG CAPITAL TRUST II | 00170F209 | CONVERT | 32,800 | $1,500,337 | dollars, detected | |
| Intel Corp | 458140100 | COM | 28,626 | $1,482,254 | dollars, detected | |
| Medtronic Plc | G5960L103 | COM | 14,075 | $1,462,674 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 9,606 | $1,335,137 | dollars, detected | |
| TARGET CORP COM | 87612E106 | Stock | 7,828 | $1,232,283 | dollars, detected | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,141 | $1,206,656 | dollars, detected | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 23,287 | $1,166,911 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 39,908 | $1,137,777 | dollars, detected | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 33,295 | $1,111,154 | dollars, detected | |
| D R HORTON INC COM | 23331A109 | Stock | 14,225 | $1,075,836 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 6,603 | $1,057,668 | dollars, detected | |
| LAM RESEARCH CORP | 512807108 | COM | 3,142 | $1,042,358 | dollars, detected | |
| Comcast Corp | 20030N101 | COM | 22,502 | $1,040,942 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 330 | $1,039,080 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 14,235 | $1,024,943 | dollars, detected | |
| iShares MBS ETF | 464288588 | SHS | 9,184 | $1,013,913 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,469 | $908,531 | dollars, detected | |
| Raytheon Technologies Corporation | 75513E101 | COM | 15,093 | $868,451 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 6,065 | $840,706 | dollars, detected | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 6,413 | $822,274 | dollars, detected | |
| T. ROWE PRICE GLOBAL MULTI-SECTOR BD I | 87282M107 | NTF BOND FUNDS | 68,004 | $790,895 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 3,128 | $786,754 | dollars, detected | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 16,000 | $779,072 | dollars, detected | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,697 | $767,442 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 9,740 | $730,402 | dollars, detected | |
| FASTENAL CO COM | 311900104 | Stock | 15,261 | $688,118 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 5,474 | $679,213 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,912 | $672,904 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 5,177 | $629,885 | dollars, detected | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,421 | $592,539 | dollars, detected | |
| Salesforce.com, Inc | 79466L302 | COM | 2,312 | $581,051 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 391 | $573,049 | dollars, detected | |
| American Express Company | 025816109 | COM | 5,571 | $558,492 | dollars, detected | |
| ISHARES TR | 46435G102 | CONV BD ETF | 6,729 | $543,366 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 3,225 | $530,867 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 22,971 | $499,389 | dollars, detected | |
| victory portfolios incore low duration y | 92647k366 | MUTUAL FUND | 48,663 | $494,421 | dollars, detected | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 4,695 | $487,059 | dollars, detected | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,326 | $486,458 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 3,959 | $465,895 | dollars, detected | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 314 | $461,454 | dollars, detected | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 15,115 | $453,374 | dollars, detected | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,314 | $447,087 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,016 | $429,287 | dollars, detected | |
| Morgan Stanley | 617446448 | COM | 8,852 | $427,994 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 6,845 | $407,209 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 2,428 | $402,708 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,814 | $391,464 | dollars, detected | |
| Eaton Corp. Plc | G29183103 | COM | 3,709 | $378,429 | dollars, detected | |
| BCE INC COM NEW | 05534B760 | Stock | 8,067 | $334,538 | dollars, detected | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,456 | $332,194 | dollars, detected | |
| INVESCO QQQ TR | 46090E103 | COM | 1,190 | $330,629 | dollars, detected | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 15,159 | $330,314 | dollars, detected | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 14,885 | $325,088 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 8,762 | $321,565 | dollars, detected | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 14,902 | $317,710 | dollars, detected | |
| ARES CAPITAL CORP | 04010L103 | COM | 22,155 | $309,062 | dollars, detected | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,573 | $308,731 | dollars, detected | |
| T. ROWE PRICE BLUE CHIP GROWTH | 77954Q106 | NTF EQUITY FUNDS | 1,961 | $303,792 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,849 | $299,086 | dollars, detected | |
| CITIZENS F | 174610204 | Preferred Stock | 10,679 | $295,274 | dollars, detected | |
| BRUNSWICK CORPORATION | 117043406 | PREFERRED STK | 10,725 | $294,294 | dollars, detected | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,837 | $287,704 | dollars, detected | |
| Nuveen Real Asset Incm | 670690155 | COM | 13,576 | $286,732 | dollars, detected | |
| Digital Rlty Tr Inc 6.625 Pfd Ser C | 253868848 | Preferred Stock | 11,032 | $285,839 | dollars, detected | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 228 | $283,565 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 796 | $282,580 | dollars, detected | |
| PSA 5.6 PERP | 74460W644 | PUBLIC | 9,907 | $279,377 | dollars, detected | |
| MS 6 7/8 PERP | 61763E207 | PUBLIC | 10,216 | $277,364 | dollars, detected | |
| SPLUNK INC | 848637104 | COM | 1,471 | $276,739 | dollars, detected | |
| Citigroup Inc | 172967358 | COM | 9,778 | $274,859 | dollars, detected | |
| WESCO INTERNATIONAL DEP SH 1/1000 (A) | 95082P303 | WESCO INTERNATIONAL DEP SH 1/1000 (A) | 9,808 | $274,624 | dollars, detected | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,495 | $269,639 | dollars, detected | |
| Boeing Company | 097023105 | COM | 1,629 | $269,208 | dollars, detected | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 3,154 | $266,333 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 11,047 | $259,714 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 2,383 | $259,341 | dollars, detected | |
| NVR INC COM | 62944T105 | Stock | 60 | $244,987 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 855 | $237,313 | dollars, detected | |
| Cigna Corporation | 125523100 | COM | 1,400 | $237,174 | dollars, detected | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 6,760 | $233,084 | dollars, detected | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 4,811 | $216,013 | dollars, detected | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 8,222 | $215,169 | dollars, detected | |
| NuStar Logistics 7.625%Nts Cl | 67059t204 | PFD | 11,168 | $213,755 | dollars, detected | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,324 | $213,348 | dollars, detected | |
| SPY | 78462F103 | SHS | 634 | $212,320 | dollars, detected | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 7,625 | $209,001 | dollars, detected | |
| AMERICAN GROWTH FUND OF AMERICA CLASS F2 | 399874825 | Mutual Fund | 3,361 | $203,837 | dollars, detected | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 7,246 | $202,453 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 16,401 | $202,224 | dollars, detected | |
| ServiceNow,Inc. | 81762P102 | COM | 407 | $197,395 | dollars, detected | |
| NVIDIA Corp | 67066G104 | COM | 362 | $195,921 | dollars, detected | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 10,051 | $193,481 | dollars, detected | |
| BLOCK INC CL A | 852234103 | Stock | 1,182 | $192,134 | dollars, detected | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 8,150 | $189,283 | dollars, detected | |
| SCHWAB FUNDAMENTAL US LARGE COMPANY IDX | 808509442 | COM | 11,116 | $183,865 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,193 | $181,690 | dollars, detected | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 7,205 | $181,638 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 4,585 | $177,164 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 447 | $171,326 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 5,191 | $171,199 | dollars, detected | |
| EQUINIX INC COM | 29444U700 | REIT | 222 | $168,784 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,569 | $168,449 | dollars, detected | |
| S&P Global,Inc. | 78409V104 | COM | 462 | $166,597 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,788 | $164,372 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 815 | $160,449 | dollars, detected | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 824 | $159,938 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 490 | $152,767 | dollars, detected | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 6,750 | $150,862 | dollars, detected | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 6,660 | $147,718 | dollars, detected | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 206 | $146,165 | dollars, detected | |
| Progressive Corporation | 743315103 | COM | 1,528 | $144,655 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 3,962 | $143,543 | dollars, detected | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 639 | $143,123 | dollars, detected | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,424 | $137,985 | dollars, detected | |
| BAXTER INTL INC | 071813109 | COM | 1,652 | $132,853 | dollars, detected | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,217 | $131,667 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 877 | $130,804 | dollars, detected | |
| METLIFE INC COM | 59156R108 | Stock | 3,480 | $129,351 | dollars, detected | |
| Lonza Group AG ADR | 54338V101 | USD | 1,968 | $121,563 | dollars, detected | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 3,003 | $109,939 | dollars, detected | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1,969 | $109,240 | dollars, detected | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 4,170 | $108,670 | dollars, detected | |
| DUPONT PFD B | 263534307 | PFD | 1,000 | $103,500 | dollars, detected | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 4,225 | $98,949 | dollars, detected | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 583 | $97,069 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 285 | $95,777 | dollars, detected | |
| ECOLAB INC COM | 278865100 | Stock | 471 | $94,124 | dollars, detected | |
| BECTON DICKINSON & CO | 075887109 | COM | 400 | $93,072 | dollars, detected | |
| DOW HLDGS INC COM | 260557103 | Stock | 1,969 | $92,641 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 2,787 | $91,525 | dollars, detected | |
| B&M EUROPEAN VALUE RET FUNSPONSORED ADR 1 ADR REPS 4 ORD SHS | 05590Y100 | Equity | 3,389 | $86,690 | dollars, detected | |
| WELLS FARGO TREASURY MONEY MAR | 94988a759 | COM | 85,500 | $85,500 | dollars, detected | |
| Keyence Corp | J32491102 | Common Stock | 184 | $85,409 | dollars, detected | |
| NESTLE SA ADR | 641069406 | COM | 704 | $83,955 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 1,433 | $83,687 | dollars, detected | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 3,573 | $83,465 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,000 | $82,950 | dollars, detected | |
| V F CORP COM | 918204108 | Stock | 1,172 | $82,333 | dollars, detected | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,757 | $81,682 | dollars, detected | |
| mfus0075w0650 | 0075w0650 | MUTUAL FUND | 4,557 | $79,896 | dollars, detected | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 3,480 | $79,831 | dollars, detected | |
| MURATA MANUFACTURING CO LTD | 626425102 | International Equities, EAFE, Large Cap | 4,921 | $79,523 | dollars, detected | |
| CHS Inc | 12542R704 | Preferred Stock | 3,000 | $78,750 | dollars, detected | |
| KION GROUP AG UNSP ADR | 497216101 | COM | 3,628 | $77,965 | dollars, detected | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 208 | $76,808 | dollars, detected | |
| Capgemini | 13961R100 | USD | 2,988 | $76,701 | dollars, detected | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 260 | $76,434 | dollars, detected | |
| FRANKLIN CA TAX FREE INCOME A1 | 352518104 | BOND | 9,875 | $75,943 | dollars, detected | |
| DAIKIN INDS LTD UNSPONS ADR | 23381B106 | FOREIGN | 4,009 | $73,765 | dollars, detected | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 1,421 | $71,788 | dollars, detected | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,280 | $71,386 | dollars, detected | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 3,325 | $70,889 | dollars, detected | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,945 | $69,864 | dollars, detected | |
| SAP SE SPON ADR | 803054204 | ADR | 447 | $69,647 | dollars, detected | |
| WCM FOCUSED INTERNATIONAL | 461418444 | International Equities, EAFE, Large Cap Growth | 3,171 | $68,152 | dollars, detected | |
| XCELENERGY INC | 98389B100 | COM | 972 | $67,077 | dollars, detected | |
| ASHTEAD GROUP PLC | 045055100 | COMMON STK | 448 | $64,991 | dollars, detected | |
| CLEARBRIDGE DIVIDEND STRATEGY I | 52469H594 | NTF EQUITY FUNDS | 2,575 | $64,857 | dollars, detected | |
| BUNGE LTD | G16962105 | COM | 1,419 | $64,848 | dollars, detected | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 892 | $64,099 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 508 | $63,774 | dollars, detected | |
| FAST RETAILING CO LTD ADR | 31188H101 | FOREIGN | 1,005 | $62,953 | dollars, detected | |
| Eurofins Scientific | F3322K104 | COMMON STOCKS | 79 | $62,560 | dollars, detected | |
| cobank acb 6.125 percent prp pfd g | 19075q870 | PREFERRED STOCK | 615 | $62,428 | dollars, detected | |
| INVESCO MAIN STREET FUND - CLASS A | 00141B725 | MUTUAL FUND | 1,224 | $61,123 | dollars, detected | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 643 | $60,589 | dollars, detected | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 894 | $60,479 | dollars, detected | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 2,572 | $59,438 | dollars, detected | |
| ALSTOM SA UNSPON ADR | 021244207 | COM | 11,755 | $58,187 | dollars, detected | |
| CORTEVA INC COM | 22052L104 | Stock | 1,969 | $56,726 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 930 | $56,069 | dollars, detected | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,392 | $56,055 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 720 | $55,922 | dollars, detected | |
| KELLANOVA | 487836108 | COM | 865 | $55,870 | dollars, detected | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,620 | $55,630 | dollars, detected | |
| RECKITT BENCKISER-SPON AD | 756255204 | ADR | 2,778 | $54,587 | dollars, detected | |
| WESTERN ASSET CORE PLUS BOND I | 957663503 | WACPX | 4,324 | $53,757 | dollars, detected | |
| Duke Energy Corporation | 26441C204 | COM | 596 | $52,781 | dollars, detected | |
| RECRUIT HLDGS CO LTD COM STK | J6433A101 | Common Stock | 1,308 | $51,567 | dollars, detected | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 500 | $51,090 | dollars, detected | |
| VanEck International Investors Gold Fund | 921075420 | MUTUAL FUND | 2,574 | $50,822 | dollars, detected | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 954 | $50,514 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 841 | $50,207 | dollars, detected | |
| AIA GROUP LTD SPONSORED ADR | 001317205 | ADUS | 1,227 | $48,895 | dollars, detected | |
| COMPASS GROUP PLC SPONSORED AD | 20449X401 | ADUS | 3,207 | $48,393 | dollars, detected | |
| TREASURY WINE ESTATES ADR | 89465J109 | COM | 7,382 | $47,576 | dollars, detected | |
| CALBEE INC- UNSPONSORED ADR | 12825N107 | ADR | 5,501 | $44,503 | dollars, detected | |
| iShares U.S. Technology ETF | 464287721 | SHS | 147 | $44,257 | dollars, detected | |
| LEGG MASON APPREC CL | 52468E402 | MUTUAL | 1,512 | $40,787 | dollars, detected | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 90 | $39,736 | dollars, detected | |
| KOSE CORP UNSPONSORED ADR | 500679105 | COM | 1,503 | $37,018 | dollars, detected | |
| Adobe Inc | 00724F101 | COM | 75 | $36,782 | dollars, detected | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2,440 | $36,722 | dollars, detected | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 409 | $36,081 | dollars, detected | |
| SERVICE CORP INTL COM | 817565104 | Stock | 822 | $34,671 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 995 | $34,029 | dollars, detected | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 224 | $32,975 | dollars, detected | |
| AMERICAN BALANCED FUND CLASS F2 | 024071821 | Mutual Fund | 1,114 | $32,160 | dollars, detected | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 449 | $31,645 | dollars, detected | |
| FINANCIAL INVS TR | 317609295 | OS G&INC INSTL | 2,528 | $31,352 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 4,990 | $31,087 | dollars, detected | |
| Kerry Group Plc Sponsored Adr | 492460100 | USD | 237 | $30,275 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 150 | $29,995 | dollars, detected | |
| TEMENOS GR | 87974R208 | USD | 208 | $28,010 | dollars, detected | |
| Elevance Health, Inc. | 036752103 | COM | 100 | $26,859 | dollars, detected | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 197 | $22,588 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 150 | $22,203 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 150 | $22,149 | dollars, detected | |
| Stone Ridge Hi Yld Reins Urance Risk Prmi | 861728400 | MF | 2,387 | $22,086 | dollars, detected | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 335 | $20,910 | dollars, detected | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 670 | $20,461 | dollars, detected | |
| mfus94975p405 | 94975p405 | MUTUAL FUND | 20,202 | $20,202 | dollars, detected | |
| STONE RIDGE ALTERNATIVE LENDING RISK PREMIUM FUND | 86172R101 | SHS | 309 | $15,374 | dollars, detected | |
| ab cap fund inc concentrat adv | 01878t475 | MUTUAL FUND | 1,176 | $15,306 | dollars, detected | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 507 | $15,184 | dollars, detected | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,473 | $14,744 | dollars, detected | |
| ADIDAS AG ADR | 00687A107 | ADUS | 77 | $12,561 | dollars, detected | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 200 | $11,006 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 200 | $10,854 | dollars, detected | |
| DOVER CORP COM | 260003108 | Stock | 92 | $9,967 | dollars, detected | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 300 | $8,886 | dollars, detected | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 100 | $8,305 | dollars, detected | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 263 | $8,110 | dollars, detected | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 200 | $7,894 | dollars, detected | |
| Schwab US TIPS ETF | 808524870 | SHS | 125 | $7,703 | dollars, detected | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 53 | $7,672 | dollars, detected | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 100 | $7,023 | dollars, detected | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 39 | $6,367 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 75 | $6,115 | dollars, detected | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 36 | $5,993 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 113 | $5,857 | dollars, detected | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 60 | $5,748 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 200 | $5,424 | dollars, detected | |
| CALAMOS GROWTH FUND - A | 128119302 | MUT | 148 | $5,351 | dollars, detected | |
| KONTOOR BRANDS INC | 50050N103 | COM | 166 | $4,017 | dollars, detected | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 117 | $3,148 | dollars, detected | |
| GATEWAY A | 367829207 | NTF EQUITY FUNDS | 78 | $2,722 | dollars, detected | |
| QORVO INC COM | 74736K101 | Stock | 15 | $1,935 | dollars, detected | |
| HARRISON STREET REAL EST ATE I | 92532P207 | SHS | 60 | $1,623 | dollars, detected | |
| ENSTAR GRO | 29359U109 | Preferred Stock | 49 | $1,287 | dollars, detected | |
| WABTEC COM | 929740108 | Stock | 20 | $1,237 | dollars, detected | |
| Atlas Corp Pfd I | Y0436Q158 | Pfd | 51 | $1,191 | dollars, detected | |
| CHEMOURS CO COM | 163851108 | Stock | 40 | $836 | dollars, detected | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 184 | $552 | dollars, detected | |
| DIANA SHIPPING | Y2066G112 | COM | 22 | $515 | dollars, detected | |
| ANGEL OAK MULTI-STRATEGY INCOME INSTL | 03463K406 | BOND FUNDS | 2 | $20 | dollars, detected | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 11 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-20-000150 | this filing | 2020-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000909012-21-000093 | base | 2021-06-11 | acceptance time not in the bulk data set |