13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-09, with 1,707 holding rows worth $1,198,656,000.
- Accession
- 0000909012-20-000096
- Filer
- CIK 1567784
- Filed
- 2020-07-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 1,707 entries on the cover page, a total value of $1,198,656,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,198,656,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 1,500 | $12,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 72 | $11,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 221 | $11,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 545 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 155 | $11,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 213 | $11,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 100 | $11,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 441 | $11,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 100 | $11,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 181 | $11,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 31 | $11,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 112 | $11,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,490 | $11,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 195 | $11,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 27 | $11,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 225 | $11,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,586 | $11,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 114 | $11,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 800 | $11,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 94 | $11,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 472 | $11,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 73 | $11,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 265 | $11,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 327 | $11,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 199 | $10,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 533 | $10,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 183 | $10,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 55 | $10,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 225 | $10,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 74 | $10,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 721 | $10,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 280 | $10,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 351 | $10,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 83 | $10,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 500 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 400 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 212 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 274 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 352 | $10,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 393 | $10,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 500 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 190 | $10,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 490 | $10,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 603 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 445 | $10,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 165 | $9,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 490 | $9,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 580 | $9,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 100 | $9,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 76 | $9,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 73 | $9,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,881 | $9,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 41 | $9,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 560 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 99 | $9,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 733 | $9,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 710 | $9,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 20 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 354 | $9,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 150 | $9,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 275 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 175 | $9,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 3,167 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 345 | $9,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,175 | $9,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,645 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 271 | $9,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 90 | $8,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,085 | $8,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 139 | $8,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 75 | $8,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 81 | $8,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 188 | $8,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 320 | $8,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 283 | $8,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 126 | $8,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 101 | $8,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 100 | $8,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 10 | $8,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 635 | $8,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 288 | $8,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 124 | $8,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 800 | $8,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 44 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,150 | $8,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 205 | $8,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 192 | $8,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 81 | $8,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,158 | $8,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 275 | $8,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,588 | $8,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 210 | $8,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 110 | $8,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 660 | $8,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 217 | $8,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 113 | $8,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 200 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 262 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 54 | $8,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 612 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 306 | $8,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,196 | $8,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 404 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 600 | $8,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,277 | $7,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 333 | $7,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 480 | $7,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 202 | $7,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 147 | $7,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 150 | $7,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 800 | $7,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 258 | $7,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 123 | $7,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 115 | $7,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 530 | $7,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 43 | $7,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 100 | $7,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 78 | $7,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 401 | $7,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 246 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 126 | $7,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 100 | $7,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 300 | $7,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 100 | $7,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 92 | $7,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 132 | $7,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 1,000 | $7,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 400 | $7,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,198 | $7,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 194 | $7,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 76 | $7,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 334 | $7,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,011 | $7,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,000 | $7,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 180 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 130 | $7,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 535 | $7,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 27,600 | $7,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 264 | $7,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 195 | $7,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 200 | $7,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 161 | $7,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,430 | $7,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 111 | $7,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 259 | $7,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 91 | $6,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 200 | $6,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 69 | $6,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,893 | $6,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 67 | $6,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 252 | $6,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 227 | $6,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 293 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 45 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 177 | $6,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 248 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 65 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 262 | $6,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 97 | $6,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 271 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 512 | $6,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 366 | $6,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,420 | $6,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,735 | $6,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 267 | $6,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 453 | $6,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 49 | $6,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 184 | $6,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 528 | $6,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 400 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 304 | $6,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,250 | $6,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 123 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $6,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 306 | $6,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 80 | $5,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 109 | $5,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 74 | $5,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,000 | $5,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 321 | $5,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 831 | $5,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 16 | $5,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 114 | $5,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 51 | $5,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 86 | $5,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 86 | $5,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 70 | $5,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 113 | $5,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 504 | $5,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 150 | $5,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 82 | $5,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 234 | $5,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 266 | $5,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 131 | $5,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 105 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 31 | $5,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 63 | $5,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 104 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 65 | $5,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 132 | $5,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 616 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 100 | $5,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 67 | $5,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 251 | $5,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 140 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 335 | $5,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 586 | $5,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 893 | $5,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 134 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 160 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 195 | $5,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 52 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 900 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 200 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 100 | $5,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 130 | $5,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 3,500 | $5,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 5,200 | $5,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 215 | $5,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 450 | $5,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 246 | $5,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 115 | $5,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 53 | $4,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 103 | $4,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 827 | $4,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 19 | $4,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 123 | $4,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 97 | $4,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 67 | $4,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 64 | $4,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 282 | $4,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 69 | $4,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,826 | $4,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 442 | $4,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 244 | $4,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 120 | $4,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 90 | $4,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 64 | $4,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 174 | $4,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 19 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 250 | $4,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 477 | $4,000 | thousands by filing date | |
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| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 185 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 65 | $4,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 250 | $4,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 79 | $4,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,000 | $4,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 1,000 | $4,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 466 | $4,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 45 | $4,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 270 | $4,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 478 | $4,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 333 | $4,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 118 | $4,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 14 | $4,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 986 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 110 | $4,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 643 | $4,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 152 | $4,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 293 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 454 | $4,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 650 | $4,000 | thousands by filing date | |
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| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 167 | $4,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 633 | $4,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 119 | $3,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,373 | $3,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 288 | $3,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 23 | $3,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 35 | $3,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 33 | $3,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 83 | $3,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 38 | $3,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 163 | $3,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 271 | $3,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 45 | $3,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 43 | $3,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 28 | $3,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 41 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 258 | $3,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 263 | $3,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 51 | $3,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 347 | $3,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 97 | $3,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 19 | $3,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 37 | $3,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 158 | $3,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 66 | $3,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 44 | $3,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 75 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 25 | $3,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 100 | $3,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 100 | $3,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 50 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 875 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 100 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 171 | $3,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 239 | $3,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,457 | $3,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 256 | $3,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 43 | $3,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 92 | $3,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 27 | $3,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 252 | $3,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 700 | $3,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 622 | $3,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 49 | $3,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 210 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 156 | $3,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 140 | $3,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 201 | $3,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 100 | $3,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 31 | $3,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 33 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 166 | $3,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 238 | $3,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 750 | $3,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 127 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 50 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 100 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 156 | $3,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 146 | $3,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 66 | $3,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 134 | $3,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 57 | $3,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 330 | $3,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 24 | $3,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 275 | $3,000 | thousands by filing date | |
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| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 100 | $2,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 9 | $2,000 | thousands by filing date | |
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| OMNICELL COM COM | 68213N109 | Stock | 30 | $2,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 60 | $2,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 36 | $2,000 | thousands by filing date | |
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| CMB.TECH NV SHS | B38564108 | Stock | 315 | $2,000 | thousands by filing date | |
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| AECOM COM | 00766T100 | Stock | 65 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 100 | $2,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 235 | $2,000 | thousands by filing date | |
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| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 45 | $2,000 | thousands by filing date | |
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| COLUMBIA BKG SYS INC | 197236102 | COM | 93 | $2,000 | thousands by filing date | |
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| WYNN RESORTS LTD | 983134107 | COM | 27 | $2,000 | thousands by filing date | |
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| TERNIUM SA | 880890108 | SPONSORED ADS | 149 | $2,000 | thousands by filing date | |
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| APACHE CORP | 037411105 | COM | 151 | $2,000 | thousands by filing date | |
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| L BRANDS INC | 501797104 | COM | 136 | $2,000 | thousands by filing date | |
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| BERRY GLOBAL GROUP INC | 08579W103 | COM | 55 | $2,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 176 | $2,000 | thousands by filing date | |
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| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 219 | $2,000 | thousands by filing date | |
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| Analog Devices,Inc. | 032654105 | COM | 12 | $1,000 | thousands by filing date | |
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| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 45 | $1,000 | thousands by filing date | |
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| OLIN CORP | 680665205 | COM PAR $1 | 115 | $1,000 | thousands by filing date | |
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| BGC PARTNERS INC | 05541T101 | CL A | 373 | $1,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 18 | $1,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 69 | $1,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 75 | $1,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 28 | $1,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 25 | $1,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 46 | $1,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 186 | $1,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 195 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 14 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 51 | $1,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 49 | $1,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 419 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 76 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 52 | $1,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3 | $1,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 221 | $1,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 1,000 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 200 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 88 | $1,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 29 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D258 | VELOCITY SHS NEW | 10 | $1,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 70 | $1,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-20-000096 | this filing | 2020-07-09 | acceptance time not in the bulk data set |