13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-08, with 1,701 holding rows worth $1,258,380,000.
- Accession
- 0000909012-20-000003
- Filer
- CIK 1567784
- Filed
- 2020-01-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,704 entries on the cover page, a total value of $1,258,380,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,258,380,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,115 | $97,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 644 | $97,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 494 | $97,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 605 | $96,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,102 | $96,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 957 | $95,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,123 | $95,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,514 | $95,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,644 | $95,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 5,555 | $95,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 2,329 | $94,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,595 | $94,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 375 | $94,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 997 | $93,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 5,590 | $92,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,000 | $92,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 481 | $92,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,305 | $92,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 801 | $91,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 656 | $91,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 1,741 | $91,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 4,015 | $91,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 44 | $90,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 79 | $90,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 771 | $89,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,009 | $89,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,100 | $89,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 1,633 | $89,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,773 | $89,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 2,865 | $89,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,930 | $88,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,329 | $88,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 403 | $87,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,883 | $87,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 206 | $86,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 947 | $86,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 2,498 | $85,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 3,861 | $85,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,613 | $85,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 2,700 | $85,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 3,411 | $85,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,028 | $84,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 6,196 | $84,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 2,330 | $84,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 5,269 | $83,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 391 | $83,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 388 | $82,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 5,460 | $81,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 3,878 | $81,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 24,886 | $81,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 789 | $79,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 4,776 | $79,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,587 | $78,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 267 | $78,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,434 | $78,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,970 | $78,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 3,618 | $78,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,206 | $76,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,186 | $76,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 2,152 | $76,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 5,178 | $76,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 2,884 | $76,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 2,104 | $75,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 3,841 | $75,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1,324 | $74,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,150 | $74,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 584 | $74,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,018 | $74,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 10,000 | $74,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 5,000 | $74,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 860 | $73,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,251 | $73,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 2,026 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 550 | $73,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 1,450 | $72,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,575 | $72,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,443 | $70,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 876 | $70,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 572 | $70,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 2,526 | $70,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 823 | $69,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,429 | $69,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,549 | $68,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 2,259 | $68,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,600 | $68,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,112 | $68,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,250 | $67,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 400 | $67,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 3,350 | $67,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 611 | $67,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 677 | $67,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 880 | $66,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,807 | $66,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 486 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 777 | $65,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 2,120 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 2,621 | $65,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,038 | $65,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 4,800 | $64,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 370 | $63,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 703 | $63,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,999 | $63,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 2,360 | $63,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,358 | $62,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 261 | $62,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 4,270 | $62,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,238 | $62,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 3,000 | $61,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 1,179 | $61,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,179 | $60,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 300 | $60,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 592 | $60,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 3,964 | $59,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 394 | $59,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 2,300 | $59,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 1,228 | $59,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 1,035 | $58,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 263 | $57,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 161 | $57,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 370 | $57,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 719 | $57,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,350 | $56,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 150 | $56,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,830 | $56,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 1,600 | $55,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 5,100 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 1,822 | $55,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 110 | $55,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,740 | $55,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 3,166 | $55,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,698 | $55,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 2,355 | $55,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,560 | $54,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,706 | $54,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 134 | $53,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 673 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 1,755 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 730 | $53,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 3,594 | $53,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 742 | $52,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 462 | $52,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 1,510 | $52,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,945 | $52,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 552 | $51,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 3,000 | $51,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 885 | $51,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,671 | $51,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 1,170 | $51,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 572 | $51,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,370 | $51,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 180 | $50,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 302 | $50,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 4,133 | $50,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 977 | $50,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 1,500 | $50,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 460 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 568 | $49,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 394 | $49,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 812 | $49,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 894 | $48,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 1,000 | $48,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 961 | $48,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 400 | $47,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,444 | $47,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,028 | $47,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 405 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 1,500 | $47,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 1,741 | $47,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 647 | $46,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 255 | $46,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 564 | $46,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 1,105 | $46,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 521 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 1,117 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 2,000 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 700 | $45,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 3,484 | $45,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 279 | $44,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 796 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 485 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 772 | $44,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,485 | $43,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,673 | $43,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 567 | $43,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 942 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 857 | $43,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 300 | $42,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 300 | $42,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 575 | $42,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 1,558 | $42,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 750 | $42,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 605 | $42,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 643 | $42,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 293 | $42,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 378 | $41,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 640 | $41,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 600 | $41,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 455 | $41,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 528 | $41,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 288 | $41,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 2,000 | $41,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 862 | $41,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 303 | $40,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 770 | $40,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 71 | $40,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,400 | $40,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 881 | $40,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 732 | $40,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,319 | $40,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,826 | $40,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,459 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 792 | $40,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 565 | $39,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 438 | $39,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,750 | $39,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 317 | $39,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 225 | $39,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 540 | $39,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,767 | $39,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 1,105 | $39,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 577 | $39,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 214 | $38,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,822 | $38,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 641 | $38,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 526 | $38,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 266 | $38,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 590 | $37,000 | thousands by filing date | |
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| ISHARES TR | 464288612 | INTRM GOV CR ETF | 300 | $33,000 | thousands by filing date | |
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| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 346 | $32,000 | thousands by filing date | |
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| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 450 | $27,000 | thousands by filing date | |
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| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 208 | $21,000 | thousands by filing date | |
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| PROS Holdings Inc | 74346Y103 | Common Stock | 265 | $15,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 197 | $14,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,106 | $14,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 874 | $14,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 166 | $14,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 226 | $14,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10 | $14,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 346 | $14,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 800 | $14,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 201 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 298 | $14,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 305 | $14,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 314 | $14,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,000 | $14,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 3,500 | $14,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 2,430 | $14,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 304 | $13,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,000 | $13,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 180 | $13,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 274 | $13,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 65 | $13,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 800 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 252 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 141 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 242 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 200 | $13,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 538 | $13,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,388 | $13,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 80 | $13,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 908 | $13,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 472 | $13,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 293 | $13,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 217 | $13,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 416 | $12,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 545 | $12,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 86 | $12,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 800 | $12,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 300 | $12,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 40 | $12,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 33 | $12,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 500 | $12,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 171 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-20-000003 | this filing | 2020-01-08 | acceptance time not in the bulk data set |