13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-11, with 1,384 holding rows worth $898,743,000.
- Accession
- 0000909012-19-000003
- Filer
- CIK 1567784
- Filed
- 2019-01-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,384 entries on the cover page, a total value of $898,743,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $898,743,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BED BATH & BEYOND INC | 075896100 | COM | 552 | $6,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 42 | $6,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 134 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 54 | $6,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 181 | $6,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 380 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 132 | $6,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 199 | $6,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 208 | $6,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 142 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 167 | $6,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 251 | $6,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 290 | $6,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 89 | $5,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 132 | $5,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 210 | $5,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 37 | $5,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 28 | $5,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 150 | $5,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 127 | $5,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 57 | $5,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 158 | $5,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 120 | $5,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 266 | $5,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 209 | $5,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 246 | $5,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 328 | $5,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 27 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 490 | $5,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 313 | $5,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 185 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 165 | $5,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 200 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 65 | $5,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 192 | $5,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 270 | $5,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 150 | $5,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 601 | $5,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 141 | $5,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 25 | $5,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 562 | $5,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 194 | $5,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 516 | $5,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 986 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 219 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 238 | $5,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 140 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 600 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 155 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 125 | $5,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 243 | $5,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 183 | $5,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 208 | $5,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 644 | $5,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,000 | $5,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 100 | $5,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 164 | $5,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 72 | $4,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 53 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 215 | $4,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 29 | $4,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 41 | $4,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 869 | $4,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 300 | $4,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 159 | $4,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 64 | $4,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $4,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $4,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 200 | $4,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 97 | $4,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,100 | $4,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 150 | $4,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 43 | $4,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 64 | $4,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 188 | $4,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 174 | $4,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 47 | $4,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 218 | $4,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 48 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 164 | $4,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 287 | $4,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 243 | $4,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 82 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 171 | $4,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 108 | $4,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 128 | $4,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 100 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 64 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 82 | $4,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 451 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 49 | $4,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 313 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 335 | $4,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 436 | $4,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 157 | $4,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 628 | $4,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 151 | $4,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 168 | $4,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 75 | $4,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 212 | $4,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 57 | $4,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 120 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 103 | $4,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 46 | $4,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 100 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 412 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 416 | $4,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 960 | $4,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 650 | $4,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 67 | $4,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 113 | $4,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 160 | $4,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 3,375 | $4,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,373 | $3,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 30 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 547 | $3,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 168 | $3,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 103 | $3,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 21 | $3,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 17 | $3,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 83 | $3,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 58 | $3,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 50 | $3,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 46 | $3,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 32 | $3,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 86 | $3,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 43 | $3,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 82 | $3,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 156 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 36 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 25 | $3,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 198 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 875 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 65 | $3,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 10 | $3,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 212 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 268 | $3,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 333 | $3,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 120 | $3,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 24 | $3,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 224 | $3,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 48 | $3,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 750 | $3,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 73 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 69 | $3,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 215 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 96 | $3,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 175 | $3,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 50 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 50 | $3,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 232 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 183 | $3,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 176 | $3,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 69 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 234 | $3,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 203 | $3,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 450 | $3,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,000 | $3,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 196 | $2,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 85 | $2,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 94 | $2,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 30 | $2,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 20 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 83 | $2,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 68 | $2,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 315 | $2,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 66 | $2,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 122 | $2,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 14 | $2,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 102 | $2,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 39 | $2,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 352 | $2,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 50 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 87 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 97 | $2,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 150 | $2,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 86 | $2,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 248 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 25 | $2,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 108 | $2,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 52 | $2,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 192 | $2,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 160 | $2,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 99 | $2,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 18 | $2,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 44 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 126 | $2,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 185 | $2,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 31 | $2,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 46 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 117 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 56 | $2,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,000 | $2,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 419 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 86 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 65 | $2,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 100 | $2,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 75 | $2,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 100 | $2,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 181 | $2,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 71 | $2,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 120 | $2,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 100 | $1,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 23 | $1,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 17 | $1,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,705 | $1,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 9 | $1,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 30 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 500 | $1,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 38 | $1,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 19 | $1,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 46 | $1,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 34 | $1,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 95 | $1,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 32 | $1,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 53 | $1,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 19 | $1,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 5 | $1,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 25 | $1,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 68 | $1,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 6 | $1,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 17 | $1,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 57 | $1,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 23 | $1,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 24 | $1,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 74 | $1,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 45 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 159 | $1,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 20 | $1,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 150 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 200 | $1,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 11 | $1,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 101 | $1,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 60 | $1,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 23 | $1,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 118 | $1,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 30 | $1,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 45 | $1,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 70 | $1,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 15 | $1,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 225 | $1,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 100 | $1,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 125 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 97 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 60 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 22 | $1,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 18 | $1,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 26 | $1,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 49 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 93 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 11 | $1,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 18 | $1,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 43 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 122 | $1,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 240 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 149 | $1,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 25 | $1,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 138 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 240 | $1,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 200 | $1,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 11 | $1,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 28 | $1,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 46 | $1,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 340 | $1,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 141 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 148 | $1,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 300 | $1,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 195 | $1,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 200 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 36 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 43 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 12 | $1,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 67 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 134 | $1,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 37 | $1,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,000 | $1,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 70 | $1,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 3,000 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 2,000 | $1,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 1,000 | $1,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 140 | $1,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G863 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G516 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287457 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETGEAR INC | 64111Q104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED RENTALS INC COM | 911363109 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANGE RES CORP COM | 75281A109 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARIS INC COM | 731068102 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDISON INTL COM | 281020107 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERC HLDGS INC COM | 42704L104 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SNAP INC | 83304A106 | CL A | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STITCH FIX INC | 860897107 | COM CL A | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEICO CORP NEW | 422806208 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELMERICH & PAYNE INC | 423452101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DANA INC | 235825205 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATTERSON COS INC | 703395103 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SITE CENTERS CORP | 82981J109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYLAN NV | N59465109 | SHS EURO | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE ENERGY INC | 655044105 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Veru Inc | 92536C103 | Common Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY | 531229888 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR INDS GROUP COM | 00912N205 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISAR CORP | 31787A507 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW ENERGY SYS GROUP | 643847106 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 189 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 261 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROVAGENE INC COM PAR | 897238408 | Stock | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-19-000003 | this filing | 2019-01-11 | acceptance time not in the bulk data set |