13F-HR filed by SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 178 holding rows worth $371,786,000.
- Accession
- 0000909012-18-000143
- Filer
- CIK 1030815
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 178 entries on the cover page, a total value of $371,786,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $371,786,000 with VALUE read as thousands by filing date, 13F file number 028-05958. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNuveen Investments Inc. 028-11405
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVAYA HLDGS CORP | 05351X101 | COM | 3,384,312 | $74,929,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 2,043,313 | $47,344,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 961,027 | $16,357,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 15,500,000 | $14,787,000 | thousands by filing date | principal |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 420,904 | $14,572,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 14,729,000 | $14,552,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 11,475,000 | $10,262,000 | thousands by filing date | principal |
| SPLUNK INC | 848637104 | COM | 84,500 | $10,217,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 6,000,000 | $9,233,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 9,122,000 | $8,855,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 8,541,000 | $8,424,000 | thousands by filing date | principal |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 9,000,000 | $8,037,000 | thousands by filing date | principal |
| TELIGENT INC NEW | 87960WAA2 | BOND | 6,088,000 | $6,524,000 | thousands by filing date | principal |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 968,586 | $6,247,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 296,859 | $6,175,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 353,668 | $5,164,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 107,843 | $4,307,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 69,800 | $4,252,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,000,000 | $2,759,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 19,126 | $2,187,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 14,400 | $2,102,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 113,100 | $2,088,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 30,517 | $2,057,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,692 | $2,042,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 133,331 | $1,900,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 3,000,000 | $1,853,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,000,000 | $1,698,000 | thousands by filing date | principal |
| INFINERA CORP | 45667G103 | COMMON STOCK | 230,400 | $1,682,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 6,466 | $1,595,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 3,633 | $1,573,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 7,237 | $1,507,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 1,500,000 | $1,501,000 | thousands by filing date | principal |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 10,176 | $1,338,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,714 | $1,272,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 53,240 | $1,172,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 22,277 | $1,171,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 25,685 | $1,119,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,179 | $1,115,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11,775 | $1,106,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 6,904 | $1,077,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,102 | $1,066,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 13,497 | $991,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 1,000,000 | $942,000 | thousands by filing date | principal |
| Honeywell Technologies | 438516106 | COM | 5,594 | $931,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 8,752 | $930,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 14,074 | $929,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 4,069 | $925,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 9,947 | $884,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 197,401 | $882,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,976 | $879,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 48,987 | $867,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 20,426 | $863,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,777 | $851,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 6,988 | $842,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 31,846 | $818,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 8,041 | $793,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23,277 | $782,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 15,147 | $779,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 14,528 | $776,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,000,000 | $776,000 | thousands by filing date | principal |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 8,011 | $773,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 6,563 | $743,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 27,087 | $713,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 32,940 | $708,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 11,259 | $703,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 7,928 | $702,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,599 | $700,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 3,707 | $692,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 15,490 | $673,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 7,038 | $651,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 83,808 | $650,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 8,878 | $640,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 20,599 | $634,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 37,005 | $629,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 53,093 | $627,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,352 | $626,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 6,150 | $624,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 9,101 | $612,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 3,084 | $603,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 19,246 | $601,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 16,934 | $599,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 25,422 | $592,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,616 | $589,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 10,206 | $589,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 6,860 | $567,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 12,633 | $559,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 7,540 | $548,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,761 | $546,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 13,146 | $543,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,450 | $539,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 8,085 | $536,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 17,599 | $532,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 14,000 | $520,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,764 | $518,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,847 | $513,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,001 | $502,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 11,644 | $497,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,402 | $486,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 13,839 | $483,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 6,777 | $481,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 12,892 | $468,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 3,382 | $467,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,283 | $465,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 9,326 | $457,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,702 | $453,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 13,749 | $452,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 15,486 | $446,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 31,549 | $436,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 71,900 | $428,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,860 | $421,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,344 | $418,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 41,562 | $418,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5,286 | $417,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 16,203 | $417,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 3,303 | $398,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 13,441 | $397,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 15,647 | $391,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,128 | $382,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,110 | $382,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,113 | $381,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,227 | $381,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,426 | $376,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 17,741 | $367,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 18,737 | $363,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,393 | $361,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 3,455 | $352,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,697 | $351,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 3,782 | $344,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,000 | $342,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 170 | $341,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 12,371 | $340,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 2,277 | $338,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 16,739 | $336,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 6,699 | $326,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,779 | $321,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,806 | $321,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 13,892 | $320,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 4,467 | $315,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,336 | $314,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 13,123 | $314,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 7,075 | $313,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,718 | $309,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 15,287 | $307,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 10,890 | $295,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 4,718 | $290,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 5,690 | $289,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 12,048 | $288,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 8,394 | $283,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,822 | $281,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,777 | $280,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 6,771 | $279,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,621 | $265,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,102 | $263,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 5,075 | $260,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,485 | $258,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 5,950 | $248,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 7,182 | $238,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 3,752 | $236,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 4,442 | $236,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 5,410 | $235,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 7,261 | $232,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,341 | $231,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 11,168 | $226,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,891 | $224,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 4,914 | $223,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 14,417 | $223,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3,515 | $222,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 3,406 | $220,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 6,217 | $212,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,644 | $202,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 26,322 | $202,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 19,667 | $202,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 25,003 | $197,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 10,200 | $162,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 13,218 | $148,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 32,452 | $124,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 12,916 | $63,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 21,569 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-18-000143 | this filing | 2018-11-14 | acceptance time not in the bulk data set |