13F-HR filed by JOYN Advisors, Inc.
JOYN Advisors, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 214 holding rows worth $469,991,000.
- Accession
- 0000909012-18-000040
- Filer
- CIK 1493936
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 214 entries on the cover page, a total value of $469,991,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $469,991,000 with VALUE read as thousands by filing date, 13F file number 028-13973. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 489,977 | $60,924,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 565,399 | $60,113,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 733,623 | $48,485,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 295,786 | $39,836,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 259,445 | $36,491,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 555,903 | $33,632,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 240,154 | $30,199,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 103,209 | $19,269,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 297,615 | $15,521,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 137,042 | $11,372,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 68,237 | $4,798,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 70,821 | $3,513,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,088 | $3,400,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 57,849 | $3,292,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 185,000 | $3,286,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 57,981 | $2,601,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 52,974 | $2,432,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 97,281 | $2,375,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,421 | $2,189,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,010 | $1,897,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 19,213 | $1,766,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 10,322 | $1,749,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,317 | $1,722,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,619 | $1,708,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 15,150 | $1,671,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 22,526 | $1,453,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,758 | $1,264,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,897 | $1,242,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 19,240 | $1,167,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,662 | $1,147,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 15,259 | $1,141,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,073 | $1,130,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 27,719 | $1,105,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 8,997 | $1,042,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 15,908 | $1,038,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 14,848 | $1,017,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,733 | $1,004,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 8,692 | $980,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 28,777 | $972,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 17,418 | $953,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 14,332 | $918,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 11,920 | $917,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 16,269 | $916,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 12,160 | $908,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 12,194 | $907,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 11,308 | $907,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $893,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 8,918 | $886,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 27,242 | $871,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 23,550 | $828,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 13,458 | $817,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 15,885 | $798,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 7,930 | $759,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,234 | $733,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,793 | $727,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 6,812 | $711,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 406 | $706,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 6,340 | $695,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,950 | $692,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 36,227 | $689,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,901 | $685,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 30,619 | $684,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 14,435 | $680,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 9,660 | $640,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 15,260 | $638,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,094 | $638,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,952 | $636,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,525 | $631,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 9,353 | $630,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 6,238 | $599,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,565 | $588,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 8,255 | $586,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,250 | $578,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,544 | $547,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 14,526 | $547,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 85,192 | $537,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,388 | $536,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,151 | $530,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,078 | $515,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 29,421 | $508,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 35,948 | $507,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 8,757 | $497,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 8,346 | $492,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 29,429 | $491,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,967 | $487,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,448 | $473,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,029 | $461,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,992 | $459,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,158 | $455,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,077 | $447,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,999 | $446,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,942 | $445,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,081 | $428,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 24,544 | $428,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 7,768 | $425,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 3,341 | $423,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,908 | $421,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,963 | $414,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 7,553 | $410,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,531 | $409,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,756 | $406,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 8,499 | $406,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,029 | $402,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 11,873 | $395,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 375 | $393,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,113 | $393,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,645 | $390,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 7,797 | $388,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 6,740 | $373,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,113 | $372,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,996 | $367,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,500 | $354,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 65,978 | $354,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,401 | $347,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,356 | $341,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,216 | $340,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 16,397 | $337,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,612 | $333,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 17,414 | $329,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,747 | $327,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,713 | $323,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 8,643 | $321,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,887 | $315,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,222 | $306,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,700 | $300,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,173 | $289,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,687 | $289,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 10,232 | $281,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,227 | $279,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,169 | $275,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,520 | $274,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,527 | $269,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,843 | $266,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,864 | $266,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,199 | $264,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 7,714 | $264,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 815 | $262,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,784 | $262,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,613 | $258,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 995 | $253,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 5,092 | $252,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,044 | $251,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 3,821 | $246,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 13,668 | $245,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 7,445 | $238,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,260 | $237,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 956 | $237,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 11,354 | $236,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,546 | $234,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,402 | $229,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 3,256 | $225,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,785 | $225,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 12,911 | $225,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2,739 | $224,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,909 | $224,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,241 | $221,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 6,514 | $215,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,082 | $215,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,383 | $213,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 11,605 | $211,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,623 | $210,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 8,227 | $209,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,000 | $205,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,633 | $204,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,789 | $203,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 173 | $202,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,060 | $201,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,360 | $201,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 14,600 | $190,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 11,583 | $121,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 11,730 | $113,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 11,227 | $103,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 75,000 | $96,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 75,000 | $86,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 88,000 | $84,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 83,000 | $82,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 80,000 | $81,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 11,736 | $79,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 70,000 | $73,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 69,000 | $71,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 40,000 | $68,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 64,000 | $68,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 73,000 | $68,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 67,000 | $67,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 69,000 | $67,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 68,000 | $67,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 65,000 | $66,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 74,000 | $66,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 57,000 | $62,000 | thousands by filing date | principal |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 55,000 | $54,000 | thousands by filing date | principal |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 51,000 | $52,000 | thousands by filing date | principal |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 45,000 | $49,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 44,000 | $49,000 | thousands by filing date | principal |
| JUST ENERGY GROUP INC | 48213W101 | COM | 11,005 | $47,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 17,070 | $46,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 37,000 | $45,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 38,000 | $44,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 45,000 | $43,000 | thousands by filing date | principal |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 45,000 | $42,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 40,000 | $41,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 40,000 | $40,000 | thousands by filing date | principal |
| Aceto Corp | 004446AD2 | CONV BOND | 40,000 | $36,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 32,000 | $33,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 34,000 | $32,000 | thousands by filing date | principal |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 45,000 | $32,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 32,000 | $31,000 | thousands by filing date | principal |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 11,558 | $27,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 19,000 | $26,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 25,000 | $24,000 | thousands by filing date | principal |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 20,000 | $20,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 19,000 | $19,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC | 38147QLX2 | MTNF 2/1 | 14,000 | $19,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 19,000 | $18,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 18,000 | $18,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-18-000040 | this filing | 2018-02-14 | acceptance time not in the bulk data set |