13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-18, with 1,310 holding rows worth $914,433,000.
- Accession
- 0000909012-18-000005
- Filer
- CIK 1567784
- Filed
- 2018-01-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,310 entries on the cover page, a total value of $914,433,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $914,433,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PAPA JOHNS INTL INC | 698813102 | COM | 100 | $5,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 96 | $5,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 131 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 80 | $5,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 221 | $5,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 451 | $5,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 6 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 335 | $5,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 436 | $5,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 362 | $5,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 153 | $5,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 517 | $5,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 181 | $5,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 507 | $5,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 100 | $5,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 960 | $5,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 66 | $5,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 5,000 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G540 | MLTFACT TECH | 143 | $5,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 187 | $4,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 67 | $4,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 53 | $4,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 40 | $4,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 90 | $4,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,373 | $4,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 196 | $4,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 84 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 215 | $4,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 59 | $4,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 103 | $4,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 21 | $4,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 83 | $4,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 45 | $4,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 213 | $4,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 316 | $4,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 78 | $4,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 129 | $4,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 83 | $4,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 330 | $4,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 98 | $4,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 431 | $4,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 43 | $4,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 151 | $4,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 218 | $4,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 144 | $4,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 181 | $4,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 212 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 47 | $4,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 313 | $4,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 333 | $4,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 70 | $4,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 248 | $4,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 141 | $4,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 219 | $4,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 35 | $4,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 333 | $4,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 46 | $4,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 75 | $4,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 57 | $4,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 129 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 100 | $4,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 231 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 100 | $4,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 419 | $4,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 33 | $4,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 390 | $4,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 176 | $4,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 202 | $4,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 181 | $4,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 137 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 69 | $4,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 680 | $4,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 282 | $4,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 1,000 | $4,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 3,000 | $4,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 30 | $3,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 366 | $3,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 26 | $3,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 94 | $3,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 167 | $3,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 57 | $3,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 115 | $3,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 35 | $3,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 54 | $3,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 44 | $3,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 100 | $3,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 42 | $3,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 30 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 25 | $3,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 90 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 75 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 65 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 97 | $3,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 70 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 25 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 37 | $3,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 18 | $3,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 300 | $3,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 169 | $3,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 60 | $3,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 224 | $3,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 24 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 177 | $3,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 750 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 56 | $3,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,000 | $3,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 277 | $3,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 75 | $3,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 213 | $3,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 50 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 50 | $3,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 85 | $3,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 850 | $3,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 85 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 447 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 600 | $2,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 29 | $2,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 30 | $2,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 57 | $2,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 22 | $2,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 25 | $2,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 42 | $2,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 315 | $2,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 25 | $2,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 75 | $2,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 167 | $2,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 20 | $2,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 14 | $2,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 41 | $2,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 352 | $2,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 26 | $2,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 85 | $2,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 171 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 58 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 24 | $2,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 240 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 94 | $2,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 400 | $2,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 185 | $2,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 60 | $2,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 32 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 117 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 61 | $2,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 1,390 | $2,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 42 | $2,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 54 | $2,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 100 | $2,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 67 | $2,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 134 | $2,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 45 | $2,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 14 | $2,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 250 | $2,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 2,000 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 16 | $1,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 16 | $1,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 16 | $1,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 25 | $1,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 41 | $1,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 11 | $1,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 46 | $1,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 95 | $1,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 6 | $1,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 14 | $1,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 23 | $1,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 15 | $1,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 25 | $1,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 35 | $1,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 27 | $1,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 101 | $1,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 22 | $1,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 60 | $1,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 23 | $1,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 118 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 41 | $1,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 32 | $1,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 51 | $1,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 32 | $1,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 100 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 38 | $1,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 31 | $1,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 31 | $1,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 18 | $1,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 150 | $1,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 26 | $1,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 18 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 93 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 11 | $1,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 38 | $1,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 27 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 122 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 149 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 240 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 28 | $1,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 11 | $1,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 40 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 46 | $1,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 53 | $1,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 46 | $1,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 141 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 148 | $1,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 195 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 157 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 44 | $1,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 15 | $1,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 88 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 43 | $1,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 34 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 12 | $1,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 46 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 209 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 102 | $1,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 49 | $1,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 41 | $1,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,000 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 33 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 55 | $1,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 450 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 63 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 201 | $1,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global REIT ETF | 46434V647 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287457 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANGE RES CORP COM | 75281A109 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDISON INTL COM | 281020107 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS GROUP AG SHS | H42097107 | Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERC HLDGS INC COM | 42704L104 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACCAR INC COM | 693718108 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SNAP INC | 83304A106 | CL A | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S SILICA HLDGS INC | 90346E103 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CA INC COM | 12673P105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 179 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF THE OZARKS | 063904106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY | 531229888 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR INDS GROUP COM | 00912N205 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISAR CORP | 31787A507 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HSN INC | 404303109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DDR CORP | 23317H102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMBA INC | 47023A309 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TROVAGENE INC | 897238309 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW ENERGY SYS GROUP | 643847106 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ILG INC | 44967H101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V306 | COM SER C | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 189 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V108 | COM SER A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENESTECH INC | 81720R109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-18-000005 | this filing | 2018-01-18 | acceptance time not in the bulk data set |