13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-25, with 1,279 holding rows worth $877,901,000.
- Accession
- 0000909012-17-000167
- Filer
- CIK 1567784
- Filed
- 2017-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,279 entries on the cover page, a total value of $877,901,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $877,901,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEWMONT CORP | 651639106 | COM | 1,248 | $47,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,056 | $47,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 17,000 | $47,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,000 | $47,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 733 | $46,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 703 | $46,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 942 | $46,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,006 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1,414 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 482 | $44,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,100 | $44,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 314 | $43,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 281 | $43,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,380 | $43,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 809 | $43,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 327 | $43,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 930 | $43,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 610 | $43,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 375 | $43,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 422 | $43,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 528 | $42,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 370 | $42,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,171 | $42,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 874 | $42,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 648 | $42,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 957 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,000 | $41,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,395 | $41,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,000 | $41,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 460 | $39,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 550 | $39,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 303 | $39,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 459 | $39,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 784 | $39,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 6,000 | $39,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 433 | $38,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 298 | $38,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,700 | $38,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,282 | $38,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 892 | $38,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 556 | $37,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 250 | $37,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,599 | $37,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,103 | $37,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 446 | $36,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 512 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 540 | $36,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 225 | $36,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,900 | $36,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 113 | $36,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,000 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,400 | $35,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 138 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,000 | $34,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 255 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 300 | $33,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 500 | $33,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 411 | $33,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,392 | $33,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 3,250 | $33,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 400 | $33,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 251 | $32,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 382 | $32,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,338 | $32,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,081 | $32,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 5,150 | $32,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 505 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 2,000 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 681 | $31,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 316 | $31,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 67 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 450 | $31,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,011 | $31,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 300 | $31,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 417 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 895 | $30,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 456 | $29,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,013 | $29,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 248 | $29,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,235 | $29,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,600 | $29,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,090 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 1,000 | $29,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 438 | $28,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 738 | $28,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 496 | $28,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 704 | $28,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,200 | $28,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 892 | $28,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,900 | $28,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 559 | $27,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 424 | $27,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 435 | $27,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 150 | $27,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,100 | $27,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 825 | $27,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 148 | $26,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 441 | $26,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,844 | $26,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 526 | $26,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 390 | $26,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 578 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 150 | $26,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 341 | $26,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 302 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 220 | $25,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 471 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 490 | $25,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,350 | $25,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 600 | $25,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 1,190 | $25,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 499 | $24,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 269 | $24,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,540 | $24,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 309 | $24,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 325 | $24,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 429 | $24,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,000 | $24,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 953 | $24,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 721 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 480 | $24,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,000 | $24,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 250 | $23,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 310 | $23,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 3,750 | $23,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,632 | $23,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,829 | $23,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 5,521 | $23,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 400 | $23,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,162 | $23,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 800 | $23,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 200 | $22,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 394 | $22,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 500 | $22,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 155 | $22,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 527 | $22,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 385 | $22,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,165 | $22,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 139 | $22,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 841 | $22,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 253 | $21,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 453 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 808 | $21,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,000 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 500 | $21,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 1,163 | $21,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,088 | $21,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 202 | $20,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 144 | $20,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 389 | $20,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 329 | $20,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,362 | $20,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 173 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 172 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 161 | $20,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 125 | $20,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 239 | $20,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 2,500 | $20,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 746 | $20,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 258 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 547 | $20,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 652 | $20,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 1,000 | $20,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 589 | $20,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 3,375 | $20,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 296 | $19,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 72 | $19,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 219 | $19,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 72 | $19,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 573 | $19,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 350 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 328 | $19,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,398 | $19,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 400 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 336 | $19,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 989 | $19,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 377 | $19,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,000 | $19,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 195 | $19,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 293 | $18,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 127 | $18,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 42 | $18,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 637 | $18,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 113 | $18,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 205 | $18,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,175 | $18,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 225 | $18,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 675 | $18,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,820 | $18,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 401 | $18,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,080 | $18,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 400 | $18,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,080 | $18,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 230 | $18,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 162 | $17,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 187 | $17,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,000 | $17,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 417 | $17,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 364 | $17,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 190 | $17,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,204 | $17,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 204 | $17,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 405 | $17,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 9 | $17,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 800 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 725 | $17,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 654 | $17,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,000 | $17,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 2,000 | $17,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 5,150 | $17,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 495 | $16,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,052 | $16,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 102 | $16,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 540 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 379 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 685 | $16,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 380 | $16,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 294 | $16,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 943 | $16,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 891 | $16,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 83 | $16,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 250 | $16,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 271 | $15,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 120 | $15,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 106 | $15,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 172 | $15,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 101 | $15,000 | thousands by filing date | |
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| CARMAX INC COM | 143130102 | Stock | 207 | $15,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 294 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 284 | $15,000 | thousands by filing date | |
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| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 884 | $15,000 | thousands by filing date | |
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| HP INC COM | 40434L105 | Stock | 704 | $14,000 | thousands by filing date | |
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| TRANSCANADA CORP | 89353D107 | COM | 300 | $14,000 | thousands by filing date | |
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| AIR PRODS & CHEMS INC | 009158106 | COM | 90 | $13,000 | thousands by filing date | |
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| PENTAIR PLC SHS | G7S00T104 | Stock | 189 | $13,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 665 | $13,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 200 | $13,000 | thousands by filing date | |
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| CBRE GROUP INC CL A | 12504L109 | Stock | 352 | $13,000 | thousands by filing date | |
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| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 107 | $13,000 | thousands by filing date | |
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| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 138 | $13,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 287 | $13,000 | thousands by filing date | |
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| REVLON INC | 761525609 | OPT | 587 | $13,000 | thousands by filing date | |
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| FIVE BELOW INC COM | 33829M101 | Stock | 218 | $12,000 | thousands by filing date | |
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| SPDR SER TR | 78464A870 | S&P BIOTECH | 141 | $12,000 | thousands by filing date | |
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| NATIONAL INSTRS CORP | 636518102 | COM | 283 | $12,000 | thousands by filing date | |
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| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 172 | $11,000 | thousands by filing date | |
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| SSR MINING IN | 784730103 | COM | 1,050 | $11,000 | thousands by filing date | |
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| PROTO LABS INC | 743713109 | COM | 140 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 245 | $11,000 | thousands by filing date | |
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| BANCO MACRO S A | 05961W105 | SPON ADR B | 96 | $11,000 | thousands by filing date | |
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| PULTE GROUP INC COM | 745867101 | Stock | 400 | $10,000 | thousands by filing date | |
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| ENTERGY CORP NEW COM | 29364G103 | Stock | 127 | $10,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 281 | $10,000 | thousands by filing date | |
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| NEWS CORP NEW | 65249B208 | CL B | 775 | $10,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 50 | $10,000 | thousands by filing date | |
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| HANCOCK JOHN INVT TR II | 410142103 | COM | 554 | $10,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 253 | $10,000 | thousands by filing date | |
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| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 208 | $9,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 180 | $9,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 38 | $9,000 | thousands by filing date | |
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| JBT MAREL CORPORATION | 477839104 | COM | 92 | $9,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 78 | $9,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 75 | $9,000 | thousands by filing date | |
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| L BRANDS INC | 501797104 | COM | 212 | $9,000 | thousands by filing date | |
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| PROS Holdings Inc | 74346Y103 | Common Stock | 369 | $9,000 | thousands by filing date | |
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| FORTUNA MNG CORP F | 349915108 | COM | 2,055 | $9,000 | thousands by filing date | |
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| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,009 | $8,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 150 | $8,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 88 | $8,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 450 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 250 | $8,000 | thousands by filing date | |
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| ISHARES INC | 464286509 | MSCI CDA ETF | 277 | $8,000 | thousands by filing date | |
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| Western Midstream Partners | 95825r103 | COM | 199 | $8,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 208 | $8,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 800 | $8,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 142 | $8,000 | thousands by filing date | |
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| DEXCOM INC COM | 252131107 | Stock | 156 | $7,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 45 | $7,000 | thousands by filing date | |
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| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 76 | $7,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 209 | $7,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 745 | $7,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 219 | $7,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 348 | $7,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 165 | $7,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 178 | $7,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 300 | $7,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 96 | $7,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 300 | $7,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 485 | $7,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 114 | $7,000 | thousands by filing date | |
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| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 836 | $7,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 579 | $7,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 272 | $7,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 986 | $7,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 175 | $7,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 202 | $7,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 214 | $7,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 272 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $7,000 | thousands by filing date | |
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| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 179 | $7,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 369 | $7,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 185 | $7,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 325 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 167 | $7,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 248 | $7,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 644 | $7,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 235 | $7,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 43 | $6,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 6 | $6,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 35 | $6,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 20 | $6,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,205 | $6,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 168 | $6,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 313 | $6,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 50 | $6,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 65 | $6,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 129 | $6,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 266 | $6,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 105 | $6,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 312 | $6,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 313 | $6,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 100 | $6,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 97 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 393 | $6,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 151 | $6,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 27 | $6,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 628 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 144 | $6,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 516 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 130 | $6,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 258 | $6,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 74 | $6,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 569 | $6,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 122 | $6,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 199 | $6,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 377 | $6,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 50 | $6,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 136 | $6,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 208 | $6,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 107 | $6,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 549 | $6,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 135 | $6,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 53 | $5,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 73 | $5,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 144 | $5,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 146 | $5,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 45 | $5,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 25 | $5,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 374 | $5,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 98 | $5,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 69 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 93 | $5,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 218 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 43 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 440 | $5,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 67 | $5,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 300 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 65 | $5,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 127 | $5,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 192 | $5,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 131 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 80 | $5,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 221 | $5,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 451 | $5,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 6 | $5,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 33 | $5,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 313 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 335 | $5,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 436 | $5,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 362 | $5,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 156 | $5,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 46 | $5,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 517 | $5,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 57 | $5,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 181 | $5,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 129 | $5,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 419 | $5,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 142 | $5,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 960 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-17-000167 | this filing | 2017-10-25 | acceptance time not in the bulk data set |