13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-25, with 1,271 holding rows worth $827,116,000 by the sum of the rows.
- Accession
- 0000909012-17-000123
- Filer
- CIK 1567784
- Filed
- 2017-07-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,271 entries on the cover page, a total value of $8,277,464,037,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $827,116,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $8,277,464,037,000, 1000662% more than the sum of the rows, $827,116,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KELLANOVA | 487836108 | COM | 700 | $48,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 114 | $48,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 686 | $48,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,075 | $47,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 859 | $47,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 528 | $47,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,200 | $47,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,255 | $47,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,056 | $47,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,100 | $47,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 9,342 | $47,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 800 | $47,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 1,600 | $47,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 942 | $46,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 620 | $46,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,185 | $45,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 750 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 700 | $45,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 221 | $44,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 2,312 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 482 | $44,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 4,369 | $44,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,613 | $43,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 709 | $43,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 169 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,000 | $43,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,395 | $43,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,377 | $43,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 1,000 | $42,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 323 | $42,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 5,000 | $42,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,500 | $42,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 344 | $41,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 379 | $41,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,198 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1,414 | $41,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 993 | $41,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 82 | $40,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 375 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,670 | $40,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 4,000 | $40,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 314 | $39,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 244 | $39,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 750 | $39,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 459 | $38,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 610 | $38,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,990 | $38,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 1,208 | $38,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,171 | $37,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 872 | $37,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 250 | $37,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 784 | $37,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,419 | $37,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,700 | $37,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,900 | $37,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 6,000 | $37,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 298 | $36,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 550 | $36,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 303 | $36,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 556 | $36,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 550 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 540 | $36,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 3,250 | $36,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,100 | $36,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,338 | $35,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 537 | $34,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,000 | $34,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 108 | $34,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 460 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 300 | $33,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,163 | $33,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 382 | $33,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,392 | $33,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 530 | $33,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,000 | $33,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 400 | $33,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 5,517 | $33,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 453 | $32,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 3,250 | $32,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 400 | $32,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 275 | $32,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 5,150 | $32,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 521 | $32,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 1,613 | $32,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 255 | $31,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 279 | $31,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 138 | $31,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 503 | $31,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 250 | $31,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,081 | $31,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 819 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,000 | $31,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,600 | $31,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 372 | $31,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 750 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 450 | $30,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 466 | $30,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 892 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 2,000 | $30,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 384 | $29,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 475 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 950 | $29,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,235 | $29,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,131 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 681 | $28,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,139 | $28,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 99 | $28,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 541 | $28,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,900 | $28,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,011 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 895 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 1,000 | $28,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 417 | $27,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,844 | $27,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 401 | $27,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,547 | $27,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,200 | $27,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,100 | $27,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 300 | $27,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 446 | $27,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 452 | $26,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 316 | $26,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 248 | $26,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 495 | $26,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 225 | $26,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 950 | $26,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 800 | $26,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 308 | $25,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 526 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 150 | $25,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,350 | $25,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 953 | $25,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 1,190 | $25,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 250 | $24,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 461 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 545 | $24,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 309 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 490 | $24,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 385 | $24,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,162 | $24,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 427 | $24,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 827 | $24,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 1,000 | $24,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 389 | $23,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 3,750 | $23,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,829 | $23,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 5,500 | $23,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 600 | $23,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,000 | $23,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 200 | $22,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 499 | $22,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 366 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 220 | $22,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,632 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 480 | $22,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 3,375 | $22,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 467 | $21,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 155 | $21,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 440 | $21,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 400 | $21,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 139 | $21,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 835 | $21,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 352 | $20,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 310 | $20,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 453 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 808 | $20,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 125 | $20,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,000 | $20,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 527 | $20,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 2,500 | $20,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 400 | $20,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,000 | $20,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,362 | $19,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,193 | $19,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,398 | $19,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 359 | $19,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 200 | $19,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 325 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 500 | $19,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,070 | $19,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 589 | $19,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,000 | $19,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,195 | $18,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 201 | $18,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 569 | $18,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 293 | $18,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,000 | $18,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 72 | $18,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 364 | $18,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 42 | $18,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 219 | $18,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 113 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 161 | $18,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 350 | $18,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 693 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 335 | $18,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,820 | $18,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,080 | $18,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 239 | $18,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 453 | $18,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 400 | $18,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 258 | $18,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,080 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 492 | $18,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,271 | $18,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,164 | $18,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 230 | $18,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,250 | $18,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 195 | $18,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 700 | $18,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 900 | $18,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 5,150 | $18,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 127 | $17,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 140 | $17,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 173 | $17,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 792 | $17,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 520 | $17,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,175 | $17,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 675 | $17,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 389 | $17,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 401 | $17,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,000 | $17,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 800 | $17,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 85 | $17,000 | thousands by filing date | |
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| iShares MBS ETF | 464288588 | SHS | 158 | $16,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 186 | $16,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 208 | $16,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 149 | $16,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 205 | $16,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,000 | $16,000 | thousands by filing date | |
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| KROGER CO COM | 501044101 | Stock | 665 | $15,000 | thousands by filing date | |
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| DOVER CORP COM | 260003108 | Stock | 190 | $15,000 | thousands by filing date | |
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| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 53 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 350 | $15,000 | thousands by filing date | |
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| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 884 | $15,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 891 | $15,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 271 | $14,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 120 | $14,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 417 | $14,000 | thousands by filing date | |
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| PRICESMART INC COM | 741511109 | Stock | 160 | $14,000 | thousands by filing date | |
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| PG&E CORP COM | 69331C108 | Stock | 213 | $14,000 | thousands by filing date | |
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| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 292 | $14,000 | thousands by filing date | |
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| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 140 | $14,000 | thousands by filing date | |
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| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 585 | $14,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 236 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 91 | $13,000 | thousands by filing date | |
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| PACCAR INC COM | 693718108 | Stock | 210 | $13,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 583 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 107 | $13,000 | thousands by filing date | |
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| MPLX LP | 55336V100 | COM UNIT REP LTD | 394 | $13,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 68 | $13,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 296 | $13,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 950 | $13,000 | thousands by filing date | |
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| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,250 | $13,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 250 | $13,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 587 | $13,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 450 | $13,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 189 | $12,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 103 | $12,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 172 | $12,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,000 | $12,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 352 | $12,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 205 | $12,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 195 | $12,000 | thousands by filing date | |
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| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 145 | $12,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,576 | $12,000 | thousands by filing date | |
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| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 287 | $12,000 | thousands by filing date | |
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| GGP INC | 36174X101 | COM | 517 | $12,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 92 | $12,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 340 | $12,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1,350 | $12,000 | thousands by filing date | |
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| LULULEMON ATHLETICA INC | 550021109 | COM | 200 | $11,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 353 | $11,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 191 | $11,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,000 | $11,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 179 | $11,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 177 | $11,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 100 | $11,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 156 | $11,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 212 | $11,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 87 | $11,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 122 | $11,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 200 | $11,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 520 | $11,000 | thousands by filing date | |
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| FIVE BELOW INC COM | 33829M101 | Stock | 218 | $10,000 | thousands by filing date | |
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| ROLLINS INC COM | 775711104 | Stock | 250 | $10,000 | thousands by filing date | |
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| SPDR SER TR | 78464A870 | S&P BIOTECH | 141 | $10,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 864 | $10,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 158 | $10,000 | thousands by filing date | |
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| NEWS CORP NEW | 65249B208 | CL B | 775 | $10,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 633 | $10,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 272 | $10,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 301 | $10,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 273 | $10,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,200 | $10,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 62 | $10,000 | thousands by filing date | |
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| HALYARD HEALTH INC | 40650V100 | COM | 274 | $10,000 | thousands by filing date | |
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| CENTERPOINT ENERGY INC | 15189T107 | COM | 347 | $9,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 225 | $9,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 400 | $9,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 279 | $9,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 180 | $9,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 244 | $9,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 127 | $9,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 125 | $9,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 318 | $9,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 398 | $9,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 281 | $9,000 | thousands by filing date | |
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| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 219 | $9,000 | thousands by filing date | |
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| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 800 | $9,000 | thousands by filing date | |
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| HANCOCK JOHN INVT TR II | 410142103 | COM | 544 | $9,000 | thousands by filing date | |
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| Nippon Telegraph Telephone Corp | 654624105 | Equity | 200 | $9,000 | thousands by filing date | |
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| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 75 | $9,000 | thousands by filing date | |
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| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 208 | $8,000 | thousands by filing date | |
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| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 178 | $8,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 266 | $8,000 | thousands by filing date | |
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| Western Midstream Partners | 95825r103 | COM | 199 | $8,000 | thousands by filing date | |
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| RANGE RES CORP COM | 75281A109 | Stock | 320 | $7,000 | thousands by filing date | |
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| MACYS INC COM | 55616P104 | Stock | 313 | $7,000 | thousands by filing date | |
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| FLOWSERVE CORP | 34354P105 | COM | 165 | $7,000 | thousands by filing date | |
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| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 127 | $7,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 96 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 277 | $7,000 | thousands by filing date | |
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| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 579 | $7,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 175 | $7,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 258 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 440 | $7,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 517 | $7,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 289 | $7,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 507 | $7,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 179 | $7,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 208 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 167 | $7,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 71 | $7,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 89 | $7,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 200 | $7,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 142 | $7,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 42 | $6,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 20 | $6,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 120 | $6,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 168 | $6,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 180 | $6,000 | thousands by filing date | |
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| VALVOLINE INC COM | 92047W101 | Stock | 266 | $6,000 | thousands by filing date | |
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| COGNEX CORP | 192422103 | COM | 78 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 304 | $6,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 300 | $6,000 | thousands by filing date | |
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| CRANE CO | 224399105 | COM | 79 | $6,000 | thousands by filing date | |
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| PATTERSON COS INC | 703395103 | COM | 138 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 143 | $6,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 156 | $6,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 63 | $6,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 986 | $6,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 190 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 167 | $6,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 73 | $6,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 214 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $6,000 | thousands by filing date | |
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| QUALITY CARE PPTYS INC | 747545101 | COM | 360 | $6,000 | thousands by filing date | |
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| CREE INC | 225447101 | COM | 248 | $6,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 675 | $6,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 549 | $6,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 43 | $5,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 88 | $5,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 46 | $5,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 59 | $5,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 32 | $5,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 168 | $5,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 73 | $5,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 50 | $5,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 289 | $5,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 45 | $5,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 9 | $5,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 105 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 93 | $5,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 218 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 43 | $5,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 300 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 65 | $5,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 192 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 40 | $5,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 221 | $5,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 6 | $5,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 38 | $5,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 436 | $5,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 362 | $5,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 141 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 219 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 212 | $5,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 181 | $5,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 122 | $5,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 419 | $5,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 142 | $5,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 135 | $5,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 208 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-17-000123 | this filing | 2017-07-25 | acceptance time not in the bulk data set |