13F-HR filed by Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-11, with 1,259 holding rows worth $784,796,000 by the sum of the rows.
- Accession
- 0000909012-17-000083
- Filer
- CIK 1567784
- Filed
- 2017-04-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,259 entries on the cover page, a total value of $7,853,900,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $784,796,000 with VALUE read as thousands by filing date, 13F file number 028-15116. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $7,853,900,726,000, 1000657% more than the sum of the rows, $784,796,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,056 | $44,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,419 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 482 | $44,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 760 | $44,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 2,527 | $43,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 750 | $43,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 709 | $43,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 56 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,000 | $42,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 591 | $42,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 351 | $41,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 243 | $41,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 328 | $41,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 562 | $41,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 200 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 700 | $41,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 4,331 | $41,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,198 | $40,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 620 | $40,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,377 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,670 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 451 | $39,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 1,000 | $39,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 386 | $39,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,000 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1,414 | $39,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,017 | $39,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,075 | $39,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 344 | $38,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 459 | $38,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,150 | $38,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 6,000 | $38,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 315 | $37,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,720 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,000 | $37,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,900 | $37,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 537 | $36,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 610 | $36,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,000 | $36,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,570 | $36,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 1,222 | $36,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 3,250 | $35,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,098 | $35,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 298 | $34,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 556 | $34,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,178 | $34,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 850 | $34,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,573 | $34,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,100 | $34,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 531 | $34,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 137 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 300 | $33,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 480 | $33,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 392 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 540 | $33,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 400 | $33,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 460 | $32,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 550 | $32,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 862 | $32,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,600 | $32,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 450 | $32,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 384 | $31,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 82 | $31,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 510 | $31,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 250 | $31,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 250 | $31,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,392 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 950 | $31,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 3,250 | $31,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 400 | $31,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 530 | $31,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 5,150 | $31,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,500 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 450 | $30,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,081 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 895 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 2,000 | $30,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 469 | $30,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 500 | $29,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,844 | $29,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 448 | $29,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 870 | $29,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 400 | $29,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,200 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 667 | $29,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,235 | $29,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 752 | $29,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 950 | $29,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 316 | $28,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,193 | $28,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 526 | $28,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 285 | $28,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 892 | $28,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,900 | $28,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,350 | $28,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 300 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 1,000 | $28,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 279 | $27,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 461 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1,073 | $27,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 953 | $27,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 276 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 681 | $26,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 202 | $26,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,011 | $26,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 385 | $26,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,103 | $26,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 475 | $25,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 366 | $25,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 3,750 | $25,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 309 | $25,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,100 | $25,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,000 | $25,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 1,190 | $25,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 417 | $24,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 452 | $24,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,838 | $24,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 483 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 490 | $24,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,162 | $24,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 919 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 150 | $24,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 425 | $24,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,290 | $24,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 290 | $23,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 402 | $23,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,829 | $23,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 5,500 | $23,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 225 | $23,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 472 | $23,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 636 | $23,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 503 | $23,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 800 | $23,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,000 | $23,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 1,750 | $23,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 200 | $22,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 693 | $22,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 389 | $22,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 248 | $22,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 281 | $22,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 263 | $22,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 525 | $22,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 400 | $22,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 401 | $22,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 523 | $22,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 600 | $22,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,000 | $21,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 250 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 220 | $21,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 400 | $21,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 827 | $21,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,262 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 480 | $21,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 835 | $21,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,195 | $20,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 638 | $20,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,669 | $20,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 310 | $20,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 155 | $20,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 85 | $20,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,137 | $20,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,685 | $20,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 400 | $20,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 400 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 500 | $20,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 321 | $20,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,250 | $20,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 900 | $20,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 3,375 | $20,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 139 | $20,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 200 | $19,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 182 | $19,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 725 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 808 | $19,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 600 | $19,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 401 | $19,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,000 | $19,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,000 | $19,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 1,000 | $19,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,271 | $19,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 352 | $18,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 155 | $18,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 465 | $18,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 364 | $18,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 45 | $18,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 352 | $18,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 64 | $18,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 350 | $18,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,398 | $18,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 675 | $18,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,820 | $18,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 125 | $18,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 100 | $18,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 351 | $18,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,700 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 492 | $18,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 95 | $18,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 589 | $18,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,000 | $18,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 230 | $18,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 219 | $17,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,175 | $17,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 425 | $17,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 239 | $17,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 258 | $17,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,080 | $17,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 200 | $17,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 502 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 725 | $17,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 195 | $17,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 208 | $16,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,000 | $16,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 140 | $16,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 520 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 133 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 139 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 427 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 161 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 685 | $16,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 380 | $16,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 225 | $16,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,080 | $16,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 498 | $16,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 800 | $16,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 325 | $16,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 587 | $16,000 | thousands by filing date | |
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| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 291 | $15,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 77 | $15,000 | thousands by filing date | |
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| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 654 | $15,000 | thousands by filing date | |
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| MOODYS CORP COM | 615369105 | Stock | 131 | $14,000 | thousands by filing date | |
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| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 884 | $14,000 | thousands by filing date | |
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| L3 TECHNOLOGIES INC | 502413107 | COM | 86 | $14,000 | thousands by filing date | |
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| CBRE GROUP INC CL A | 12504L109 | Stock | 395 | $13,000 | thousands by filing date | |
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| CHEMED CORP NEW | 16359R103 | COM | 73 | $13,000 | thousands by filing date | |
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| iShares MBS ETF | 464288588 | SHS | 104 | $11,000 | thousands by filing date | |
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| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 252 | $11,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 189 | $11,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 177 | $11,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 54 | $11,000 | thousands by filing date | |
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| PG&E CORP COM | 69331C108 | Stock | 172 | $11,000 | thousands by filing date | |
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| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 170 | $11,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 568 | $11,000 | thousands by filing date | |
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| FIREEYE INC | 31816Q101 | COM | 943 | $11,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 140 | $11,000 | thousands by filing date | |
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| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 585 | $11,000 | thousands by filing date | |
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| LULULEMON ATHLETICA INC | 550021109 | COM | 200 | $10,000 | thousands by filing date | |
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| ROLLINS INC COM | 775711104 | Stock | 270 | $10,000 | thousands by filing date | |
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| NEWS CORP NEW | 65249B208 | CL B | 775 | $10,000 | thousands by filing date | |
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| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 990 | $10,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 776 | $10,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 315 | $10,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 92 | $10,000 | thousands by filing date | |
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| HALYARD HEALTH INC | 40650V100 | COM | 274 | $10,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 255 | $10,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 800 | $10,000 | thousands by filing date | |
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| AIR PRODS & CHEMS INC | 009158106 | COM | 70 | $9,000 | thousands by filing date | |
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| RANGE RES CORP COM | 75281A109 | Stock | 320 | $9,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 313 | $9,000 | thousands by filing date | |
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| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 450 | $9,000 | thousands by filing date | |
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| ISHARES INC | 464286103 | MSCI AUST ETF | 403 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 367 | $9,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 251 | $9,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 178 | $9,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 297 | $9,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 206 | $9,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 212 | $9,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 500 | $9,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 535 | $9,000 | thousands by filing date | |
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| AMTRUST FINL SVCS INC | 032359309 | COM | 507 | $9,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 260 | $9,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 199 | $9,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 250 | $9,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 560 | $9,000 | thousands by filing date | |
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| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 196 | $8,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 251 | $8,000 | thousands by filing date | |
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| VERISIGN INC COM | 92343E102 | Stock | 94 | $8,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 180 | $8,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 125 | $8,000 | thousands by filing date | |
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| NEOGEN CORP | 640491106 | COM | 131 | $8,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 106 | $8,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 92 | $8,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 157 | $8,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 480 | $8,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 366 | $8,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 579 | $8,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 97 | $8,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,735 | $8,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,399 | $8,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 150 | $8,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 312 | $8,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 190 | $8,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 190 | $8,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 200 | $8,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 960 | $8,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 70 | $7,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 836 | $7,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 180 | $7,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 53 | $7,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 918 | $7,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 318 | $7,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 10 | $7,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 165 | $7,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 124 | $7,000 | thousands by filing date | |
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| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 836 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 440 | $7,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 598 | $7,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 319 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 218 | $7,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 179 | $7,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 423 | $7,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 68 | $7,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 208 | $7,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,176 | $7,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 76 | $7,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 140 | $7,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 900 | $7,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 158 | $7,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 54 | $6,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 42 | $6,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 20 | $6,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 89 | $6,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 37 | $6,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 135 | $6,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 102 | $6,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 260 | $6,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 74 | $6,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 319 | $6,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 41 | $6,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 366 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 128 | $6,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 100 | $6,000 | thousands by filing date | |
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| SASOL LTD | 803866300 | SPONSORED ADR | 219 | $6,000 | thousands by filing date | |
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| PATTERSON COS INC | 703395103 | COM | 153 | $6,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 100 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 142 | $6,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 200 | $6,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 986 | $6,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 73 | $6,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 137 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 178 | $6,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 360 | $6,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 142 | $6,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 858 | $6,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,018 | $6,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 219 | $6,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 619 | $6,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 200 | $6,000 | thousands by filing date | |
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| AMERIGAS PARTNERS MLP | 030975106 | COM | 129 | $6,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 53 | $5,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 46 | $5,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 168 | $5,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 73 | $5,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 50 | $5,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 55 | $5,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 162 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 93 | $5,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 218 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 43 | $5,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 165 | $5,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 300 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 65 | $5,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 129 | $5,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 227 | $5,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 241 | $5,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 451 | $5,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 79 | $5,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 436 | $5,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 362 | $5,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 69 | $5,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 120 | $5,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 410 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 60 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 197 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 177 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 212 | $5,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 3 | $5,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 200 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 62 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 140 | $5,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 181 | $5,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 290 | $5,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 419 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-17-000083 | this filing | 2017-04-11 | acceptance time not in the bulk data set |