13F-HR filed by Berkeley Capital Partners, LLC
Berkeley Capital Partners, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-01, with 110 holding rows worth $140,248,000.
- Accession
- 0000909012-16-000592
- Filer
- CIK 1667694
- Filed
- 2016-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 110 entries on the cover page, a total value of $140,248,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,248,000 with VALUE read as thousands by filing date, 13F file number 028-17437. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 205,490 | $18,408,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 70,966 | $15,350,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 119,358 | $8,611,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 52,593 | $6,331,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 166,693 | $6,273,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 63,849 | $6,027,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 47,565 | $5,086,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 42,029 | $3,385,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 220,282 | $2,795,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 53,646 | $2,179,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 17,366 | $2,062,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 47,540 | $2,012,000 | thousands by filing date | |
| VTI | 922908769 | COM | 16,539 | $1,841,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 59,827 | $1,772,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,924 | $1,749,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 12,472 | $1,614,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,227 | $1,504,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 11,890 | $1,453,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 14,639 | $1,423,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 47,890 | $1,396,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 38,744 | $1,237,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 11,304 | $1,178,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 22,522 | $1,155,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 42,482 | $1,123,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 32,406 | $1,098,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 100,817 | $1,059,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,124 | $1,032,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,615 | $1,018,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 9,471 | $1,013,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 30,309 | $996,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 16,960 | $976,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,317 | $958,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 31,697 | $945,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 24,792 | $932,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,791 | $929,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 24,251 | $923,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,526 | $894,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16,051 | $834,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 16,188 | $811,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,073 | $778,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 7,848 | $778,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 40,804 | $743,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 45,296 | $739,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,943 | $729,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,152 | $705,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,602 | $702,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 16,672 | $683,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,920 | $680,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 7,426 | $646,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,795 | $632,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 14,185 | $628,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,156 | $627,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 22,048 | $625,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 44,397 | $625,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,854 | $615,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 25,006 | $612,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 19,107 | $606,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 13,273 | $603,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,962 | $594,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 723 | $581,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,521 | $566,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 12,513 | $557,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,525 | $508,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,662 | $501,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 23,593 | $498,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,877 | $496,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,386 | $470,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,543 | $444,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 11,562 | $442,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 6,382 | $427,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,934 | $421,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,262 | $418,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,073 | $418,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 7,946 | $412,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 25,975 | $407,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,900 | $406,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,399 | $390,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,166 | $386,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,831 | $368,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,717 | $361,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 23,803 | $357,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,881 | $331,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,644 | $330,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,470 | $325,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,475 | $311,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,183 | $302,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 7,831 | $299,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 10,646 | $288,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,492 | $280,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,200 | $270,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,003 | $265,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,321 | $264,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,546 | $262,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,005 | $249,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 3,650 | $247,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 10,530 | $244,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,130 | $241,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 381 | $230,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 26,328 | $229,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,674 | $228,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 16,910 | $222,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 23,881 | $205,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 13,826 | $203,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 30,378 | $182,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 11,456 | $176,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,145 | $159,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,169 | $148,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,656 | $145,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,500 | $44,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 52,685 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-16-000592 | this filing | 2016-11-01 | acceptance time not in the bulk data set |